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HSR Informal Interpretations

9207003 Informal Interpretation

… 9207003 Informal Interpretation 9207003 Informal Interpretation July 7, 1992 BY HAND DELIVERY Victor L. Cohen, Esq. Premerger Notification Office Bureau of Competition, Room …
Date
Rule
803.7; 801.1(c)
Underlying facts indicate that beneficial ownership has not passed to B; the loan is not the purchase of assets.
HSR Informal Interpretations

9207005 Informal Interpretation

… 9207005 Informal Interpretation 9207005 Informal Interpretation July 2, 1992 VIA HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger Notification Office 6th and Pennsylvania Avenue, …
Date
Rule
7A(c)(1)
1) the “continuum theory” does not apply because of the potential time gap in the acquisition by the intermediary 2) Is the intermediary acting as an agent? 3) This is not the view of the Federal...
HSR Informal Interpretations

9207009 Informal Interpretation

… 9207009 Informal Interpretation 9207009 Informal Interpretation July 17, 1992 VIA HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger Notification Office 6th and Pennsylvania Avenues, …
Date
Rule
802.1
This letter is correct. I concur. Richard Smith concurs.
HSR Informal Interpretations

9207011 Informal Interpretation

… 9207011 Informal Interpretation 9207011 Informal Interpretation July 24, 1992 VIA … on July 17, 1992 would require the filing of only on FTC Form C 4 and the payment of only one $20,000.00 filing … these transactions would require the filing of only one FTC Form C 4 (which filing would encompass both …
Date
Rule
801.40; 7A(c)(10)
None
HSR Informal Interpretations

9207014 Informal Interpretation

… 9207014 Informal Interpretation 9207014 Informal Interpretation July 30, 1992 VIA MESSENGER Hy Rubenstein, Esquire … 27 letter). After reviewing the July 27 letter with other FTC staff, you expressed three concerns about the proposed …
Date
Rule
802.20; 7A(a)(3)
None
Advocacy Filings

FTC Staff Comment Before the Department of Justice Concerning Proposed Modification to the Network Syndication Consent Decree

… FTC Staff Comment Before the Department of Justice Concerning Proposed Modification to the Network Syndication Consent … Decree Enviado por wfg-adm109 el Mié, 01/07/1992 - 00:00 FTC Staff Comment Before the Department of Justice …
Date
Matter Number
V920018
HSR Informal Interpretations

9206005 Informal Interpretation

… 9206005 Informal Interpretation 9206005 Informal Interpretation June 15, 1992 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1)
6/18/92 Advised (redacted) that his letter accurately reflects the present view of the PMN Office regarding real estate purchases by REITs governed by the applicable IRS regulations.
HSR Informal Interpretations

9205009 Informal Interpretation

… 9205009 Informal Interpretation 9205009 Informal Interpretation May 27, 1992 Richard Smith, Esq. Federal Trade … letter, please contact me to discuss the position of the FTC staff with respect to the described transaction. Very …
Date
Rule
801.1(c); 802.20(b)
6/8/92 - called (redacted) and advised that, based on the fact scenario outlined above, B would not control X through the holding of voting stock but rather pursuant to a stockholders' agreement...
HSR Informal Interpretations

9206001 Informal Interpretation

… 9206001 Informal Interpretation 9206001 Informal Interpretation June 3, 1992 Victor L. Cohen, Esq. Premerger … of the patents. We note that, in analogous situations, the FTC staff has viewed the length of time for which a …
Date
Rule
801 generally
Grant of an exclusive license for a specific product use and limited in time and geographic scope is the transfer of an asset and subject to the HSR Act. Product, time and geographic limitations go to...
HSR Informal Interpretations

9206002 Informal Interpretation

… 9206002 Informal Interpretation 9206002 Informal Interpretation June 5, 1992 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
Item 5 of the Form
When assets being acquired constitute an entire entity, division or operating business, Items 5(a), 5(b)(i) and 5(b)(iii) should be completed assuming such data is transferred to the acquiring person...
HSR Informal Interpretations

9206004 Informal Interpretation

… 9206004 Informal Interpretation 9206004 Informal Interpretation June 10, 1992 By Hand Delivery Victor L. Cohen, Esq. Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.90, 801.1(f)
Acquisition of less than 100% of partnership interests is not reportable event. The .5%which remains outstanding was created when the partnership was originally formed and then sold to a 3rd person to...
HSR Informal Interpretations

9206006 Informal Interpretation

… 9206006 Informal Interpretation 9206006 Informal Interpretation June 19, 1992 John M. Sipple, Jr., Esq. Assistant Director For Premerger Notification Federal Trade Commission Pennsylvania …
Date
Rule
802.1; 7A(c)(1); 7A(c)(2)
Accurately reflects advice given. Also, (redacted) servicing rights are not considered c(2) assets. Therefore, another exemption is necessary if filing is not to be required when servicing rights are...
Advocacy Filings

FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services through Contracts with Non-Resident Pharmacy Firms

… FTC Staff Comment to the Hon. Patrick Johnston Concerning … Firms Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment to the Hon. Patrick Johnston Concerning … Non-Resident Pharmacy Firms af-18.pdf Advocacy Filing … FTC Staff Comment to the Hon. Patrick Johnston Concerning …
Date
Matter Number
V920017
Advocacy Filings

FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field

… FTC Staff Comment to the Hon. Jerry Bartos Concerning … Field Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment to the Hon. Jerry Bartos Concerning … Love Field v920014-tx-love-field.pdf Advocacy Filing … FTC Staff Comment to the Hon. Jerry Bartos Concerning …
Date
Matter Number
V920014
Advocacy Filings

FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and Reporting Disclosure of Small Business Issuers

… FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and … Issuers Enviado por wfg-adm109 el Lun, 01/06/1992 - 00:00 FTC Staff Comment Before the Securities and Exchange …
Date
Matter Number
V920011
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