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HSR Informal Interpretations

9212001 Informal Interpretation

… 9212001 Informal Interpretation 9212001 Informal Interpretation December 2, 1992 BY HAND Patrick Sharpe, Esq. Premerger Notification Office Bureau of Competition Room 321 …
Date
Rule
801.10
If this is straight up, as is, with no side deals (contractual agreements, etc.) then this is ok. Otherwise, we are troubled lets talk. Called [redacted] 12-3-92. [Redacted] said that the parties will...
HSR Informal Interpretations

9212003 Informal Interpretation

… 9212003 Informal Interpretation 9212003 Informal Interpretation December 10, 1992 John Sipple, Esq. Director Pre-Merger Notification Office Federal Trade Commission 6th …
Date
Rule
801.10(b)
Clarified that payment is not received until after the services is provided. If payment was received before the service is provided the countervailing liability/obligation would have to be added to...
HSR Informal Interpretations

9212008 Informal Interpretation

… 9212008 Informal Interpretation 9212008 Informal Interpretation VIA FACSIMILE Richard B. Smith, Esq. Premerger … to you of December 11 in which you advised me that the FTC Premerger Notification Staff concurred that no …
Date
Rule
801.40; 801.1(f)
See File # 9212004
HSR Informal Interpretations

9212009 Informal Interpretation

… 9212009 Informal Interpretation 9212009 Informal Interpretation August 26, 1993 VIA FEDERAL EXPRESS Victor Cohen, … in restraint of trade violation of both the Sherman Act and FTC Act.) [redacted] You stated that the proposed joint …
Date
Rule
801.1(c)
Where there is a management agreement for operation by the previous non-holder (esp. where there is a change in name also) this would constitute an acquisition. Facts in this case do not meet this...
Advocacy Filings

FTC Staff Comment Before the Joint Administrative Rules Review Committee of the Washington State Legislature Concerning Optician Fitting of Contact Lenses

… FTC Staff Comment Before the Joint Administrative Rules … Lenses Enviado por wfg-adm109 el Mar, 01/12/1992 - 00:00 FTC Staff Comment Before the Joint Administrative Rules … Fitting of Contact Lenses af-14.pdf Advocacy Filing … FTC Staff Comment Before the Joint Administrative Rules …
Date
Matter Number
V930004
Advocacy Filings

FTC Staff Comment Before the Missouri Board of Chiropractic Examiners Concerning a Proposed Rule to Control How Chiropractors May Offer Free or Discounted Services

… FTC Staff Comment Before the Missouri Board of Chiropractic Examiners Concerning a Proposed Rule to Control How … Services Enviado por wfg-adm109 el Mar, 01/12/1992 - 00:00 FTC Staff Comment Before the Missouri Board of Chiropractic …
Date
Matter Number
V930002
HSR Informal Interpretations

9211009 Informal Interpretation

… 9211009 Informal Interpretation 9211009 Informal Interpretation November 27, 1992 Nancy Ovuka Federal Trade … requirements to that fact situation. You asked that I provide you with a letter requesting an informal opinion. …
Date
Rule
7A(c)(1); 802.1(b)
11/30/92 Called [redacted]. Transaction is not exempt. This is not a lease financing arrangement under 7A(c)(1) or 802.1(b). PS and RS concur.
HSR Informal Interpretations

9211008 Informal Interpretation

… 9211008 Informal Interpretation 9211008 Informal Interpretation November 23, 1992 VIA FACSIMILE Richard Smith, … course of business and exempt under section 802.1(b) of the FTC's Rules (16 CFR 802.1(b)). Set forth below in a more …
Date
Rule
801.1(c)
11/30/92 - Advised [redacted] that under the particular facts of this situation, there is no need for lessee to file for taking of title to [redacted] from lessor. Under the present lease, we are of...
HSR Informal Interpretations

9211005 Informal Interpretation

… 9211005 Informal Interpretation 9211005 Informal Interpretation November 17, 1992 VIA FACSIMILE NO. (202) 326-2050 Mr. Richard Smith Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(9); 802.9
11/18/92 - spoke to [redacted]. Advised that assuming [redacted] would be taking more than $15 MM in the Company's stock, it appears that evidence has been presented to support the conclusion that...
HSR Informal Interpretations

9211004 Informal Interpretation

… 9211004 Informal Interpretation 9211004 Informal Interpretation November 13, 1992 VIA TELEFAX (202) 326-2050 Ms. … for this transaction. File #: 9211004 HYPOTHETICAL FOR THE FTC STAFF X will receive approximately 14% of the voting …
Date
Rule
801.10(c)(2)
Called [redacted]. It appears that $18 mm in assumed liabilities will remain after covering written premiums, and, therefore, is acquisition price. RS and PS concur.
HSR Informal Interpretations

9211003 Informal Interpretation

… 9211003 Informal Interpretation 9211003 Informal Interpretation November 10, 1992 VIA FAX-202-326-2050 Nancy Ovuka, Esq. Federal Trade Commission Premerger Notification Office Washington, D.C. 20580 Re: …
Date
Rule
7A(c)(1)
Called [redacted]. Both "secured loans" and "financing leases" are lease financing transactions. In "secured loans", seller does not take "title", but does have a security interest in leased equipment...
HSR Informal Interpretations

9211001 Informal Interpretation

… 9211001 Informal Interpretation 9211001 Informal Interpretation November 9, 1992 VIA TELECOPIER: 202/326-2850 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
7A(c)(1)
11/9/92 Advised [redacted] by phone that the letter accurately reflected the present position of the PNO regarding purchases by REITS and that the proposed transaction would be exempt under 7A(c)(1)...
HSR Informal Interpretations

9210008 Informal Interpretation

… 9210008 Informal Interpretation 9210008 Informal Interpretation October 28, 1992 Mr. Patrick Sharp Federal Trade … new corporate entity. Based upon our understanding of the FTC interpretation regarding partnership rollups, this …
Date
Rule
801.40
Wrong the formation of a corporation is potentially reportable under Section 801.40 inspite of the language (except consolidations or mergers). Talked to (redacted) 11-6-92. PMN staff concurs (John...
HSR Informal Interpretations

9210006 Informal Interpretation

… 9210006 Informal Interpretation 9210006 Informal Interpretation October 27, 1992 Federal Trade Commission Premerger Notification Room 303 6th & Pennsylvania Ave. N.W. …
Date
Rule
7A(a); 801.11
11/2/92 - called (redacted). He states that very recent financials (12/91annual sales) are being used for both sides. (Redacted) constitutes the vast bulk of (redacted) operations. (Redacted) assets...
HSR Informal Interpretations

9211002 Informal Interpretation

… 9211002 Informal Interpretation 9211002 Informal Interpretation November 6, 1992 BY FAX Richard B. Smith, Esq. Federal Trade Commission Premerger Notification Office Bureau of Competition Room 301 …
Date
Rule
Item 4(b) of the Form
Called [redacted]. Advised that the PMN Office had concluded that the Company's year-end financial statement was an annual report and is therefore covered by Item 4(b) and must be submitted with the...
HSR Informal Interpretations

9211006 Informal Interpretation

… 9211006 Informal Interpretation 9211006 Informal Interpretation November 20, 1992 … be noticed and filed with the Federal Trade Commission (FTC) and the Assistant Attorney General. Accordingly, we … enclosed copy of this letter, stamped as received by the FTC, in the enclosed stamped, self-addressed envelope. Thank …
Date
Rule
801.10(c)(2)
None
HSR Informal Interpretations

9211007 Informal Interpretation

… 9211007 Informal Interpretation 9211007 Informal Interpretation November 23, 1992 By Hand Delivery Victor L. … Antitrust Improvements Act of 1976 and the FTC's implementing regulations (collectively, "Hart-Scott"). …
Date
Rule
801.10(c)(2)
Contract for re-insurers is ordinary course of business, not an acquisition in this matter. When [redacted] takes over policies an acquisition will occur and is reportable since competitors are...
Displaying 16481 - 16500 of 18398
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