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HSR Informal Interpretations

9307009 Informal Interpretation

… 9307009 Informal Interpretation 9307009 Informal Interpretation July 27, 1993 BY HAND Richard B. Smith, Esquire … If this letter does not accurately reflect the view of the FTC Premerger Notification Office as to the nonreportability …
Date
Rule
7A(c)(4), 801.1(a)(2), 801.11(e)
8/13/93 - I advised writer that it is the view of the PMN Office that no filing is required. RBSmith
Rules

Trade Regulation Rule Pursuant to the Telephone Disclosure and Dispute Resolution Act of 1992 (900-Number Rule)

… of any 900-number audiotext service, and also in a free "preamble" message included at the beginning of any audiotext program. … Trade Regulation Rule Pursuant to the Telephone …
Rule Updated Date
The 900-Number Rule requires disclosures about the cost of telephone-based entertainment or information services -- known as "audiotext" services -- that consumers access by dialing a 900 number...
Text of Rule
Advocacy Filings

FTC Staff Comment to the National Association of Attorneys General Concerning Green Guides for Electricity

… FTC Staff Comment to the National Association of Attorneys … Enviado por wfg-adm109 el Dom, 01/08/1993 - 00:00 FTC Staff Comment to the National Association of Attorneys … Green Guides for Electricity v980020.pdf Advocacy Filing … FTC Staff Comment to the National Association of Attorneys …
Date
Matter Number
V980020
HSR Informal Interpretations

9307006 Informal Interpretation

… 9307006 Informal Interpretation 9307006 Informal Interpretation July 16, 1993 Confidential VIA TELECOPIER - (202) 326-2050 John M. Sipple, Jr., Esq. Chief, Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.10(b) and (c)(2) and (3)
7/21/93 - The writer was advised that the PMN Offices response to question (1)is affirmative. In response to question (2), the grant of a non-exclusive trademarklicense need not be included in the...
HSR Informal Interpretations

9307007 Informal Interpretation

… 9307007 Informal Interpretation 9307007 Informal Interpretation July 19, 1993 (redacted) Richard Smith, Esq. Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.1(c)
7/21/93 - called letter writer and advised that the Premerger Offices view is that the investment advisor does not hold the voting stock it acquires on behalf of its clients. (Also discussed possible...
HSR Informal Interpretations

9307003 Informal Interpretation

… 9307003 Informal Interpretation 9307003 Informal Interpretation July 14, 1993 BY HAND Richard B. Smith, Esquire … my July 13 letter accurately describes the positions of the FTC Premerger Office. Thank you again for your time and …
Date
Rule
(limited liability company)
7/15/92 - called writer and left message that this letter corrects the incorrect advice given by me and reflected in the last paragraph on page 2 of the 7/13/93 letter. The letter of 7/6 and 7/13, as...
HSR Informal Interpretations

9306004 Informal Interpretation

… 9306004 Informal Interpretation 9306004 Informal Interpretation June 17, 1993 VIA … June 16, regarding the Federal Trade Commissions (the FTCs) position under the Hart-Scott-Rodino Antitrust … of 1976 (the Act) and the regulations promulgated by the FTC thereunder (the Regulations), with respect to the …
Date
Rule
801.40; 802.20
7/9/93 called writer and advised that the conditional contributions and/or guarantees to be made to the joint venture if it is successful in its intended activities need not be counted into the assets...
HSR Informal Interpretations

9307004 Informal Interpretation

… 9307004 Informal Interpretation 9307004 Informal Interpretation July 14, 1993 Patrick Sharp Federal Trade Commission Premerger Office Six Pennsylvania Avenue Washington, D.C. …
Date
Rule
802.9
I am not an attorney. This scenario is not exempt under Section 802.9. Trustees are comparable to officers or directors of a corporation. Therefore, the trustees of B becoming directors of A is...
HSR Informal Interpretations

9307005 Informal Interpretation

… 9307005 Informal Interpretation 9307005 Informal Interpretation July 14, 1993 BY FAX Nancy Ovuka, Esq. Premerger Notification Office Federal Trade Commission Room …
Date
Rule
801.1(c) 801.2
Despite the fact that the leased assets are carried on the books of the lessee(redacted) (p.21), beneficial owership (sic) of the assets remains with the lessor(redacted). The (redacted) can buy the...
HSR Informal Interpretations

9306007 Informal Interpretation

… 9306007 Informal Interpretation 9306007 Informal Interpretation June 29, 1993 VIA TELECOPY (202) 326-2050 Thomas … of the Special Director might be interpreted by the FTC to be an "...intention of participating in the …
Date
7/1/93. Conclusion is OK. But only because they do not hold enough stock to elect the one director. If they could elect one by themselves, the transaction would not be exempt. T.F.H."
HSR Informal Interpretations

9306006 Informal Interpretation

… 9306006 Informal Interpretation 9306006 Informal Interpretation June 28, 1993 VIA FAX Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Room 323 …
Date
Rule
802.20, 7A(a)(3)(B)
6/29/93 - Advised writer that land and voting stock held by acquired person couldbe included as one transaction. Advised that Company A stock taken back byacquired person may also be reportable. He...
HSR Informal Interpretations

9306003 Informal Interpretation

… 9306003 Informal Interpretation 9306003 Informal Interpretation By Telecopier *CONFIDENTIAL* (redacted) June 16, 1993 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
802.20
(Redacted) called HDR on 6-18-93. Confirmed that figures in 2 are latest, andtotal holdings will be less than $15 mm. Exempt - 802.20 (b). HDR. RSconcurs.
HSR Informal Interpretations

9306005 Informal Interpretation

… 9306005 Informal Interpretation 9306005 Informal Interpretation June 25, 1993 Mr. … filed a notification with the Federal Trade Commission (FTC) under Section 7A of the Hart-Scott-Rodino Antitrust … (redacted) is not required to file a notification with the FTC under the Act based on the following: 1.The trust, as …
Date
Rule
801.1(c)(4)
Confirmed. RS agrees.
HSR Informal Interpretations

9306001 Informal Interpretation

… 9306001 Informal Interpretation 9306001 Informal Interpretation VIA FEDERAL EXPRESS Melea Epps, Esq. Bureau of … reflect our discussion and the determination of the FTC, please contact me at once. Very truly yours, (redacted) …
Date
Rule
801.1(b)
"(redacted) also indicated that the partnership has not acquired any new assets since (redacted) made the previous filing."
Displaying 16401 - 16420 of 18396
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