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HSR Informal Interpretations

9507001 Informal Interpretation

… 9507001 Informal Interpretation 9507001 Informal Interpretation Mr. Victor Cohen … promulgated under the Act by the Federal Trade Commission (“FTC”).             The factual background from which our … the recent Notice issued by the Federal Trade Commission (“FTC”) on March 23, 1995 indicates that the FTC is proposing …
Date
Rule
7A(c)(1); 7A(c)(10); 802.30; 802.10; 802.1
The incorporation of a trust and issuance of voting securities to the former trust certificate holders is not exempt under 7A(c)(10) and therefore, may give rise to a reportable transaction. A trust...
HSR Informal Interpretations

9507011 Informal Interpretation

… 9507011 Informal Interpretation 9507011 Informal Interpretation July 31, 1995 VIA HAND DELIVERY Victor Cohen, Esquire Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.40
Mere nomination of candidate to a board of directors to be voted upon by third persons is not an acquisition by itself.
HSR Informal Interpretations

9506012 Informal Interpretation

… 9506012 Informal Interpretation 9506012 Informal Interpretation June 23, 1995 Patrick Sharpe, Esq. Room 301 Premerger Notification Office Federal Trade Commission 6th …
Date
Rule
803.7
Called (redacted) 6-29-95. I agree with the content of the letter. A fee is required in second scenario. RS concurs. Note #1 - Correct with A as the UPE of B now acquiring C. Note #2 - Fee is required...
HSR Informal Interpretations

9506005 Informal Interpretation

… 9506005 Informal Interpretation 9506005 Informal Interpretation BY TELECOPIER & MAIL Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.2
6/29/95 - Called writer’s office and advise that a filing must be made for A’s purchase of non-exclusive patent rights held by B. A is eliminating only competitor and, even though acquiring a non...
HSR Informal Interpretations

9506001 Informal Interpretation

… 9506001 Informal Interpretation 9506001 Informal Interpretation June 1995 Patrick Sharpe, Esquire Premerger Notification Office Bureau of Competition Federal …
Date
Rule
802.1
Called (redacted) 6/21/95 left voice mail. Called again 6/28/95. I concur with conclusions Revised letter received 6/27/95 left voice mail. I concur with conclusions. Except #1 on page 2 is in error...
HSR Informal Interpretations

9506007 Informal Interpretation

… 9506007 Informal Interpretation 9506007 Informal Interpretation June 20, 1995 BY FACSIMILE TRANSMISSION Richard B. … management. Based upon our conversation, I understand the FTC Staff position to be that the formation of the …
Date
Rule
801.40
6/21/95 - Advised writer that under facts presented here, the LLC formation was not reportable under 801.40.
HSR Informal Interpretations

9506010 Informal Interpretation

… 9506010 Informal Interpretation 9506010 Informal Interpretation June 20, 1995 BY FACSIMILE TRANSMISSION Richard B. … Based upon our conversation, we understand that the FTC Staff position to be that the formation of the …
Date
Rule
801.40
6/21/95 Advised writer that under facts presented here, the LLC formation was not reportable under 801.40. RB Smith
Federal Register Notice

WLAR Co., et al.; Proposed Consent Agreement With Analysis to Aid Public Comment

… WLAR Co., et al.; Proposed Consent Agreement With Analysis to Aid Public Comment Federal Register Notice WLAR Co., et al.; Proposed Consent Agreement With Analysis to Aid Public … Comment 942 3263 950621wlarco.pdf … WLAR Co., et al.; Proposed Consent Agreement With Analysis to Aid Public …
Date
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