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Early Termination Notices

19993221: Alistar Pilot Fund LLC; Neuvant Aerospace Corporation

… 19993221: Alistar Pilot Fund LLC; Neuvant Aerospace Corporation HSR Early Termination Notice 19993221: Alistar Pilot Fund LLC; Neuvant Aerospace Corporation 19993221 Neuvant … Corporation Neuvant Aerospace Corporation Alistar Pilot Fund LLC … 19993221: Alistar Pilot Fund LLC; Neuvant …
Date
Acquiring Party
Alistar Pilot Fund LLC
Acquired Party
Neuvant Aerospace Corporation
Acquired Entities
Neuvant Aerospace Corporation
HSR Informal Interpretations

9906020 Informal Interpretation

… D. Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Room … described below to be the sale of an “operating unit” under § 801.1.                The Seller in this particular …
Date
Rule
802.1(a)
6/23/99 Called writer and advised that sale of the computer lease portfolio would not constitute the sale of an “operating unit”. R.B. Smith
Early Termination Notices

19993126: Pentair, Inc.; Equilease Holding Corp.

… 19993126: Pentair, Inc.; Equilease Holding Corp. HSR Early Termination Notice 19993126: Pentair, Inc.; Equilease Holding Corp. 19993126 DeVilbiss Air Power Company Equilease Holding Corp. Pentair, Inc. … 19993126: …
Date
Acquiring Party
Pentair, Inc.
Acquired Party
Equilease Holding Corp.
Acquired Entities
DeVilbiss Air Power Company
Early Termination Notices

19993116: The Goldman Sachs Group, Inc.; Southern Pacific Funding Corporation

… 19993116: The Goldman Sachs Group, Inc.; Southern Pacific Funding Corporation HSR Early Termination Notice 19993116: The Goldman Sachs Group, Inc.; Southern Pacific Funding Corporation 19993116 Southern Pacific Funding Corporation Southern Pacific Funding Corporation The …
Date
Acquiring Party
The Goldman Sachs Group, Inc.
Acquired Party
Southern Pacific Funding Corporation
Acquired Entities
Southern Pacific Funding Corporation
Early Termination Notices

19992949: The SKM Equity Fund III, L.P.; Richard F. Schneider

… 19992949: The SKM Equity Fund III, L.P.; Richard F. Schneider HSR Early Termination Notice 19992949: The SKM Equity Fund III, L.P.; Richard F. Schneider 19992949 Tri-Molded … Inc., Tri-Matix Corp. Richard F. Schneider The SKM Equity Fund III, L.P. … 19992949: The SKM Equity Fund III, L.P.; …
Date
Acquiring Party
The SKM Equity Fund III, L.P.
Acquired Party
Richard F. Schneider
Acquired Entities
Tri-Molded Plastics, Inc., Tri-Matix Corp.
Early Termination Notices

19992623: ABB AG; ABB-ALSTOM Power N.V.

… 19992623: ABB AG; ABB-ALSTOM Power N.V. HSR Early Termination Notice 19992623: ABB AG; ABB-ALSTOM Power N.V. 19992623 ABB-ALSTOM Power N.V. ABB-ALSTOM Power N.V. ABB AG … …
Date
Acquiring Party
ABB AG
Acquired Party
ABB-ALSTOM Power N.V.
Acquired Entities
ABB-ALSTOM Power N.V.
Early Termination Notices

19992601: ABB AB; ABB-ALSTOM Power N.V.

… 19992601: ABB AB; ABB-ALSTOM Power N.V. HSR Early Termination Notice 19992601: ABB AB; ABB-ALSTOM Power N.V. 19992601 ABB-ALSTOM Power N.V. ABB-ALSTOM Power N.V. ABB AB … …
Date
Acquiring Party
ABB AB
Acquired Party
ABB-ALSTOM Power N.V.
Acquired Entities
ABB-ALSTOM Power N.V.
Early Termination Notices

19992600: ALSTOM; ABB ALSTOM Power N.V.

… 19992600: ALSTOM; ABB ALSTOM Power N.V. HSR Early Termination Notice 19992600: ALSTOM; ABB ALSTOM Power N.V. 19992600 ABB ALSTOM Power N.V. ABB ALSTOM Power N.V. ALSTOM … …
Date
Acquiring Party
ALSTOM
Acquired Party
ABB ALSTOM Power N.V.
Acquired Entities
ABB ALSTOM Power N.V.
HSR Informal Interpretations

9906019 Informal Interpretation

… (redacted) June 18, 1999 VIA FACSIMILE (202) 326-2624 Mr. Richard Smith, Esq. Premerger Notification Office Federal Trade Commission 6th & Pennsylvania Avenues, N.W. Washington, D.C. … this letter to confirm oral advice you provided to the undersigned in a telephone conversation on June 17, 1999 …
Date
Rule
801.10(c)(2)
6/21/99 Since acquiring person paying no consideration, transaction reportable under ABA # 139 only if it is assuming more than $15 MM in liabilities. Cash payment referred to in last sentence on pg...
HSR Informal Interpretations

9906016 Informal Interpretation

… B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania Avenue, N.W. … Dear Dick:             This letter confirms the advice you communicated to me in our conversation yesterday and in your … “B” (the Primary Transaction). B is an issuer organized under the laws of France and is a “foreign issuer” within …
Date
Rule
802.52
6/17/99 TS (co-counsel with writer) advises that none of B’s shareholders are U.S. persons and, thus, their respective minority takings of A’s stock would be exempt under 802.51(b). As to...
Federal Register Notice

Rule Concerning Disclosures Regarding Energy Consumption and Water Use of Certain Home Appliances and Other Products Required Under the Energy Policy and Conservation Act ("Appliance Labeling Rule") - 16 CFR Part 305

… Use of Certain Home Appliances and Other Products Required Under the Energy Policy and Conservation Act ("Appliance … Use of Certain Home Appliances and Other Products Required Under the Energy Policy and Conservation Act ("Appliance … Use of Certain Home Appliances and Other Products Required Under the Energy Policy and Conservation Act ("Appliance …
Date
HSR Informal Interpretations

9906012 Informal Interpretation

… B. Smith, Esq. Premerger Notification Office Federal Trade Commission Bureau of Competition, room 303 Washington, D.C. 20580 Dear Mr. Smith: … influence over Y to the exercise of its contractual rights under the co-marketing agreement. Any actions proposed by X …
Date
Rule
802.9; 801.1(b); 801.12(b); 801.2(e)
6/16/99 - Discussed with co-counsel and letter writer. As to Trans. One, if X and Y are competitors, presumption raised against use of 802.9. X’s entering into similar agreements with other cos. not...
HSR Informal Interpretations

9906013 Informal Interpretation

… Richard B. Smith Premerger Notification Office Bureau of Competition Room H-323 Federal Trade Commission 6th Street & Pennsylvania Avenue, N.W. … language controls the situation and that no filing under the Act and regulations is required by our client in …
Date
Rule
801.1(f)(3)
6/15/99 - Advised writer that this was not a conversion and that no filing need be made by the client since no action was being taken by it to “convert” the convertible preferred securities, the â...
Early Termination Notices

19993000: Apollo Investment Fund IV, L.P.; Blackstone Capital Partners III Merchant Banking Fund L.P.

… 19993000: Apollo Investment Fund IV, L.P.; Blackstone Capital Partners III Merchant Banking Fund L.P. HSR Early Termination Notice 19993000: Apollo Investment Fund IV, L.P.; Blackstone Capital Partners III Merchant …
Date
Acquiring Party
Apollo Investment Fund IV, L.P.
Acquired Party
Blackstone Capital Partners III Merchant Banking Fund L.P.
Acquired Entities
OTG, Inc.
HSR Informal Interpretations

9906011 Informal Interpretation

… (redacted) To: Mr. Michael Verne Federal Trade Commission Pre-Merger Notification Office From:(redacted) … transaction involves the formation of a limited liability company into which all of the assets of two existing limited … LLCs are owned by the same individual (i.e., they are under ?common control?). A third party entity will be …
Date
Rule
F.I. 15
AGREE - B. Michael Verne 6/14/99
Early Termination Notices

19992937: Grupo Picking Pack S.A.; Berkshire Fund IV, L.P.

… 19992937: Grupo Picking Pack S.A.; Berkshire Fund IV, L.P. HSR Early Termination Notice 19992937: Grupo Picking Pack S.A.; Berkshire Fund IV, L.P. 19992937 Wagon Holdings, Inc. Berkshire Fund IV, L.P. Grupo Picking Pack S.A. … 19992937: Grupo …
Date
Acquiring Party
Grupo Picking Pack S.A.
Acquired Party
Berkshire Fund IV, L.P.
Acquired Entities
Wagon Holdings, Inc.
Early Termination Notices

19992683: Northeast Utilities; ANG Holdings, LLC

… 19992683: Northeast Utilities; ANG Holdings, LLC HSR Early Termination Notice 19992683: Northeast Utilities; ANG Holdings, LLC 19992683 Aurora Northeast Energy, LLC, Aurora Natural Gas, LLC …
Date
Acquiring Party
Northeast Utilities
Acquired Party
ANG Holdings, LLC
Acquired Entities
Aurora Northeast Energy, LLC, Aurora Natural Gas, LLC
Displaying 8941 - 8960 of 11396
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