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HSR Informal Interpretations

8607004 Informal Interpretation

… 8607004 Informal Interpretation 8607004 Informal Interpretation … Mr. Kaplan: I am enclosing a copy of an outline of the transaction that (redacted) and I discussed with you last week. … the Form. Sincerely, (redacted) Enclosure Outline of Transactions A foreign person (Company A) intends to acquire …
Date
Rule
801.51; Item 5
1. No - Only revenues for sales of those subs. out of establishments in the U.S. 2. No- 3. Sales of U.S. establishment are as a wholesaler Probably no difference where involved 4. Non-Mfg. 5. Co. must...
HSR Informal Interpretations

8606009 Informal Interpretation

… 8606009 Informal Interpretation 8606009 Informal Interpretation (redacted) June 18, 1986 VIA … an additional $495,000 at the closing of the proposed transaction of targets assets. At the same time, B committed to …
Date
Rule
801.40
6/30/86 Spoke w/ (redacted). Transaction must be treated as formation of joint venture within meaning of 801.40
HSR Informal Interpretations

8606013 Informal Interpretation

… 8606013 Informal Interpretation 8606013 Informal Interpretation … joint venture corporation, will, in turn, enter into a transaction under which it will acquire a 50% undivided interest … corporation. As I explained, the parties to the transaction wish to organize the joint venture corporation now so …
Date
Rule
801.40
Concur - 6/27/86 L.A. Heban
HSR Informal Interpretations

8705004 Informal Interpretation

… 8705004 Informal Interpretation 8705004 Informal Interpretation (redacted) May 21, 1987 Andrew … Practice Manual, which is a collection and discussion of informal interpretations of the Federal Trade Commission. …
Date
Rule
801.1(b); Item 5
5/22/86- advised (redacted) that I agree with the content of this letter.
HSR Informal Interpretations

8605004 Informal Interpretation

… 8605004 Informal Interpretation 8605004 Informal Interpretation … Bank Holding Company. For purposes of the 15% size-of-transaction test, the acquired person is the issuer (see Section 801.12); hence, in the case, the 15% size-of-transaction test is met because 100% of the voting securities of …
Date
Rule
7A(c)(7) ; 7A(c)(8); 802.6
No Comments
HSR Informal Interpretations

8605005 Informal Interpretation

… 8605005 Informal Interpretation 8605005 Informal Interpretation … Request for Waiver of Notification Requirements as to Transaction Gentlemen: Pursuant to 16 C.F.R 803.30, 15 U.S.C. … by the Commission staff and a confirmation that the transactions described herein are not subject to the reporting …
Date
Rule
7A(d)(2)(B), 803.11, 802.30
On 5/29/ I informed (redacted) that the Transaction was not required to be filedsince (1) If it involves voting securities it is exempt under 802.30 as an intra-person transaction. If it is not voting...
HSR Informal Interpretations

8604011 Informal Interpretation

… 8604011 Informal Interpretation 8604011 Informal Interpretation … it purchases pursuant to the tender offer, (1) this transaction is reportable under the Act, and (2) the rule … 16 CFR 802.20 does not provide an exemption for this transaction. If the foregoing correctly sets forth the …
Date
Rule
802.20
I concur with this letter except that we cannot sign and return a copy of your letter P.S. called (redacted) 1:30 P.M. May 1, 1986. The PMN Staff concurs with your letter, except for exception as...
HSR Informal Interpretations

8604001 Informal Interpretation

… 8604001 Informal Interpretation 8604001 Informal Interpretation … the entity it is acquiring, it generally will not have to file for that acquisition because the new entity will be … be required to be made given the facts of our proposed transaction. Thank you for your assistance in this matter. Very …
Date
Rule
801.11(e)
4/7/86 Called Mr. (redacted) and indicated that the PMN staff was in agreement with the facts as stated. However, did point out to Mr. (redacted) that a reference to no regularly prepared balance...
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