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HSR Informal Interpretations

8410004 Informal Interpretation

… 8410004 Informal Interpretation 8410004 Informal Interpretation … Federal Trade Commission Washington, D.C. 20580 Attn: Andrew Scanlon, Esq. Dear Mr. Scanlon: I am sending this … co. in this transaction will also purchase certain real estate related to the operation of the restaurant for …
Date
Rule
7A(a)(2)
No written comments
HSR Informal Interpretations

8410006 Informal Interpretation

… 8410006 Informal Interpretation 8410006 Informal Interpretation … to you is as follows: B is 57.5% owned by public company P and 42.5% owned by public company Q. B owns 100% of X and … requirements of the Act pursuant to the Intra-person Transactions exemption. I additionally advised you that X …
Date
Rule
7A(c)(3); 802.30
No written comments
HSR Informal Interpretations

8410008 Informal Interpretation

… 8410008 Informal Interpretation 8410008 Informal Interpretation … October 30, 1984 John M. Sipple, Jr. Senior Attorney Premerger Notification Office Bureau of Competition Room 303 … requirements. I outlined the following transaction: A and B each presently hold 50% of the voting securities of …
Date
Rule
7A(c)(3)
No written comments
HSR Informal Interpretations

8409008 Informal Interpretation

… 8409008 Informal Interpretation 8409008 Informal Interpretation … 20, 1984 CERTIFIED MAIL RETURN RECEIPT REQUESTED Mr. Andrew Scanlon Room 301 Federal Trade Commission Washington, … as well as other persons who have previously invested in transactions in which (redacted) has been involved. It …
Date
Rule
7A(a)(2), 801.11
T/C 9/25/84 Scanlon - [unknown person] I explained retention of $10 MM abovepass through money could make this deal reportable - He will send supplemental letter citing his understanding of this. ams(...
HSR Informal Interpretations

8409006 Informal Interpretation

… 8409006 Informal Interpretation 8409006 Informal Interpretation … Trade Commission Seventh & Pennsylvania Avenue, N.W. Washington, DC 20004 Re:Interpretation of Regulations Under the … agreeing to remain a 20 percent stockholder of Subsidiary and to serve as its President and Chief Executive Officer, …
Date
Rule
801.1(b)
Initialed by WEK 9/13/84. O (redacted) letter. B Parent [holds] 80% [of] sub 20%[of which is] held by Client Smith. A to acquire B (Parent) of B sub. Prior to A acq Smith will form Smith Inc & will...
HSR Informal Interpretations

8409013 Informal Interpretation

… 8409013 Informal Interpretation 8409013 Informal Interpretation … Antitrust Improvements Act of 1976 (the Act) and the rules promulgated thereunder (the Rules) to the … distribution Mr. X could inherit through a deceased childs estate property constituting the corpus of the Trusts? No. …
Date
Rule
801.1(b)(2), 801.1(c)(4)
No written comments
HSR Informal Interpretations

8409001 Informal Interpretation

… 8409001 Informal Interpretation 8409001 Informal Interpretation … Wayne Kaplan Federal Trade Commission 301 FTC Building Washington, D.C. 20580           Re: Request for … of the Company, have entered into a voting trust agreement and have deposited their share certificates with several …
Date
Rule
801.1(a)(2), 801.1(a)(3)
Comments indecipherable
HSR Informal Interpretations

8409005 Informal Interpretation

… 8409005 Informal Interpretation 8409005 Informal Interpretation … (redacted) September 7, 1984 Wayne A. Kaplan, Esq. Premerger Notification Office Room 303 Federal Trade Commission … subsidiary of our client (redacted) its Notification and Report From concerning the proposed transaction on …
Date
Rule
801.30(a)(7)
Comments indecipherable
HSR Informal Interpretations

8409007 Informal Interpretation

… 8409007 Informal Interpretation 8409007 Informal Interpretation … Federal Trade Commission (the FTC) that the notification and waiting period requirements of the Hart-Scott-Rodino … that the purposes of the Act are not served by ignoring reality and applying the Act to a merger with a small entity …
Date
Rule
801.11(c)(2)
No written comments
HSR Informal Interpretations

8409009 Informal Interpretation

… 8409009 Informal Interpretation 8409009 Informal Interpretation … 20, 1984 VIA NETWORK COURIER Wayne Kaplan, Esq. Premerger Notification Office Federal Trade Commission Washington, … [sic] yesterday, I attach a letter which I read to you and which our client, a shareholder of XYZ Corporation, has …
Date
Rule
7A(c)(9), 801.1(i)(l), 802.9
No written comments
HSR Informal Interpretations

8409011 Informal Interpretation

… 8409011 Informal Interpretation 8409011 Informal Interpretation … (redacted) September 24, 1984 Mr. Wayne Kaplan Premerger Notification Office Bureau of Competition Room 301 … in manufacturing, which itself has both total assets and annual net sales of less than $100,000,000. However, if …
Date
Rule
7A(a)(2), 801.1(a)(3)
No written comments
Advisory Opinions

Opinion 84-1

… Opinion 84-1 Opinion 84-1 Opines that refusal to accept a funeral because the family has purchased a third-party casket, and refusal to accept delivery of a third-party casket would …
Date
Opines that refusal to accept a funeral because the family has purchased a third-party casket, and refusal to accept delivery of a third-party casket would be funeral rule violations.
HSR Informal Interpretations

8408001 Informal Interpretation

… 8408001 Informal Interpretation 8408001 Informal Interpretation … Patricia Foster, Esq. Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, D.C. 20004 Re: … following scenario: Company A intends to acquire in private transactions from shareholders X% (X being between 15 and …
Date
Rule
802.20
It appears to me that A will have control at closing. 802.20 does not apply
HSR Informal Interpretations

8408003 Informal Interpretation

… 8408003 Informal Interpretation 8408003 Informal Interpretation … to discuss several issues relative to whether the reporting and waiting period requirements of the Hart-Scott-Rodino … of purchasing a hotel. However, due to various business considerations, the transaction will be carried out in two …
Date
Rule
801.2
Indecipherable
HSR Informal Interpretations

8408006 Informal Interpretation

… 8408006 Informal Interpretation 8408006 Informal Interpretation (redacted) August 15, 1984 Mr. Wayne Kaplan Federal Trade Commission … Trade Commissions position with respect to partnerships and the size of persons test under the Hart-Scott-Rodino …
Date
Rule
801.1(a)(3), 801.11
No written comments
HSR Informal Interpretations

8408007 Informal Interpretation

… 8408007 Informal Interpretation 8408007 Informal Interpretation (redacted) August 23, 1984 VIA COURIER Mr. Pat Sharp [sic] Premerger … regarding the necessity of the filing of a Notification and Report Form under Section 7A of the Clayton Act in the …
Date
Rule
802.20
Written comments indecipherable
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