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HSR Informal Interpretations

8508009 Informal Interpretation

… Express Ms. Suzanne Tetreault Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania … letter is intended to confirm our telephone conversation of August 1, 1985. I represent one of two ultimate parent entities who filed notification on (redacted), 1985, …
Date
Rule
801.10, 803.7
See below
HSR Informal Interpretations

8508007 Informal Interpretation

… D.C. 20580 Re:Pre-Merger Filing Requirements; Sale of Commercial Loan Portfolio Dear Mr. Scanlon: In response to our telephone conversation of this date concerning an impending sale of a commercial … and (redacted) of the assets of (redacted), the corporate parent of (redacted). 2.No other assets, office locations or …
Date
Rule
802.1
See below
HSR Informal Interpretations

8508001 Informal Interpretation

… Scanlon Compliance Specialist Pre Merger Notification Office Federal Trade Commission Pennsylvania Avenue at 6th … establishments on the first floor and mezzanine and with parking facilities below ground. the owners do not … filed with the Federal Trade Commission and/or the Justice Department pror to purchase of this building. No such filing …
Date
Rule
802.1
See below
HSR Informal Interpretations

8508006 Informal Interpretation

… 8508006 Informal Interpretation (redacted) August 15, 1985 Patrick Sharpe Compliance Specialist Premerger Notification Bureau of Competition Room 303 Federal Trade Commission 6th Street … 20580 RE:  REQUEST FOR INFORMAL OPINION - APPLICABILITY OF PREMERGER         NOTIFICATION RULES TO AFFILIATION OF …
Date
Rule
801.1
See below
HSR Informal Interpretations

8507017 Informal Interpretation

… Wayne Kaplan, Esquire Staff Attorney Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. … for several open-end, diversified management investment companies (the Funds) organized as corporations under the laws …
Date
Rule
802.9; 802.63
See below
HSR Informal Interpretations

8508002 Informal Interpretation

… By Hand Wayne E. Kaplan, Esquire Premerger Notification Office Federal Trade Commission Room 315 423 13th Street, … D.C. 20580 Dear Mr. Kaplan: Re: Informal Interpretation of 16 C.F.R. 801.40(c) and its relation to 16 C.F.R. … advice. 1. Facts : (redacted) is a manufacturing company engaged in commerce with sales and assets in its most …
Date
Rule
801.40(c); 802.20(b)
See below
HSR Informal Interpretations

8508003 Informal Interpretation

… 8508003 Informal Interpretation (redacted) August 8, 1985 Patrick Sharpe, Compliance Specialist Premerger Notification Bureau of Competition Room 303 Federal Trade Commission 6th Street … 20580 RE:   REQUEST FOR INFORMAL OPINION - APPLICABILITY OF PREMERGER         NOTIFICATION RULES TO AFFILIATION OF …
Date
Rule
801.1
See below
HSR Informal Interpretations

8508010 Informal Interpretation

… (redacted) August 28, 1985 Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. … 20580                               Express Mail Attention: Patrick Sharpe Dear Mr. Sharpe: This letter will confirm our …
Date
Rule
802.20
See below
HSR Informal Interpretations

8507012 Informal Interpretation

… Informal Interpretation (redacted) July 24, 1985 Ms. Pat Foster Federal Trade Commission Room 301 Washington, … to confirm our conversation today regarding the application of the pre-merger notification rules to our situation. As I … forms with the Federal Trade Commission or Justice Department. STAFF NOTE: not entirely correct You did caution …
Date
Rule
801.11
See below
HSR Informal Interpretations

8507014 Informal Interpretation

… July 25, 1985 VIA HAND DELIVERY Pre-Merger Notification Office Bureau of Competition Room 301 Federal Trade Commission Washington, … is a wholly-owned indirect subsidiary of ultimate parent entity (redacted). While (redacted) has assets in …
Date
Rule
802.20
See below
HSR Informal Interpretations

8507011 Informal Interpretation

… Specialist Federal Trade Commission Premerger Notification Office Room 309 [sic] Sixth Street and Pennsylvania Avenue, … confirm our conversation today regarding the requirements of Section 7A of the Clayton Act (Act), 15 U.S.C. 18a, and the regulations …
Date
Rule
801.13; 801.14; 801.15; 802.8; 802.20
See below
HSR Informal Interpretations

8507013 Informal Interpretation

… July 24, 1985 VIA COURIER Andrew Scanlon, Esq. Bureau of Competition, Premerger Notification Federal Trade … is intended to memorialize our telephone conversation of this morning concerning the question of when the assumption of leases as part of an assets acquisition counts toward the purchase …
Date
Rule
801.10
See below
HSR Informal Interpretations

8507007 Informal Interpretation

… July 11, 1985 Wayne Kaplan, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. … Mr. Kaplan: On January 2, 1985, notice was provided to the parties of the Federal Trade Commissions approval of the …
Date
Rule
801.12
See below
HSR Informal Interpretations

8506006 Informal Interpretation

… 8506006 Informal Interpretation June 28, 1985 Patrick Sharpe, Esq. Pre-Merger Notification Office Bureau of Competition Federal Trade Commission Room 303 6th & …
Date
Rule
802.51(b); 802.51(d); 801.2(a); 801.1(c)(1)
What are the size of these companies? OK I plugged in these figures. What are the size of transactions? Assuming the size questions indicate a reportable transaction and no exemptions apply, should "B...
HSR Informal Interpretations

8507006 Informal Interpretation

… July 9, 1985 Wayne Kaplan, Esq. Premerger Notification Office Federal Trade Commission Sixth and Pennsylvania … N.W. Room 303 Washington, D.C. 20580 Re:Confirmation Of Exemption From The Premerger Notification Reporting … of the Premerger Rules. According to XYZs last regularly prepared balance sheet, XYZ has annual net sales of less than …
Date
Rule
801.1(a); 801.10; 801.11; 802.20
See below
HSR Informal Interpretations

8507002 Informal Interpretation

… July 1, 1985 VIA FEDERAL EXPRESS Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission Sixth … Avenue, N.W. Washington, D.C. 20580 Attention: Mr. Patrick Sharpe, Compliance Specialist Dear Mr. Sharpe: This …
Date
Rule
801.1(a); 801.1(j); 802.20; 802.51; 801.40
I called [redacted] 7-9-85 and informed that based on the facts given no filing obligation is required. Company C does not meet the size of person for the formation and subsequent acquisition.Wayne...
HSR Informal Interpretations

8507015 Informal Interpretation

… Attorney Federal Trade Commission. Premerger Notification Office Bureau of Competition Room 301 Sixth Street and Pennsylvania … its most recent fiscal year) is negotiating to acquire a company (the Company) which, as of the end of its last fiscal …
Date
Rule
801.1(j)
See below
HSR Informal Interpretations

8507004 Informal Interpretation

… HAND Andrew Scanlon, Esquire Hart-Scott-Rodino Notification Office Room 301 Federal Trade Commission 6th and … Corporation A has been formed by five individuals, each of which owns 20% of A. A was formed for the purpose of … B, which has over $100,000,000 in sales or assets. A will pay B $25,000,000 in cash and notes for the five …
Date
Rule
801.40, 801.11
Not reportable --AMS
HSR Informal Interpretations

8507009 Informal Interpretation

… opinion letter referenced in the letter below addressed to Patrick Sharpe, dated July 15, 1985. (redacted) July 12, 1985 Re: (redacted) Tender Offer for (redacted) Pre-Merger Notification to U.S. … notification to the Federal Trade Commission and the U.S. Department of Justice is required in connection with the …
Date
Rule
802.51
See below
Displaying 44641 - 44660 of 45584
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