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Legal Library: Search
The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
… 9208003 Informal Interpretation 9208003 Informal Interpretation VIA HAND DELIVERY Victor L. Cohen, Esq. Premerger Notification … services companies that regularly engage in financial lease transactions. However, as we discussed will you over the …
… 9208005 Informal Interpretation 9208005 Informal Interpretation August 19, 1992 Mr. Victor L. Cohen Federal Trade Commission … role as (redacted) need not make a premerger notification and report form filingin connection with a proposed sale of …
Date
Rule
801.1(a)(2)
A "Rehabilitator" appointed under state law for the rehabilitation of an insurance company is acting as a political subdivision of a state and transactions are exempt under C-4ordered, approved and...
… 9208012 Informal Interpretation 9208012 Informal Interpretation August 31, 1992 VIA TELECOPY Mr. Hy Rubenstein Premerger … of Competition Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: …
Date
Rule
801.1(f)
As long as Co. A acquires the Partnership interests together; if Co. A acquires them one a ta time then Co. A may become the UPE of Part.; then acquisition of final Part. interest will be reportable...
… Comment Before the Texas Sunset Advisory Committee Concerning its Review of Boards that Regulate Health Professions … Comment Before the Texas Sunset Advisory Committee Concerning its Review of Boards that Regulate Health Professions …
… 9207006 Informal Interpretation 9207006 Informal Interpretation VIA HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger …
Date
Rule
801.11(a), 802.20
Called (redacted) 7-15-92; I disagree - not exempt under 802.20(b) - you “live or die” by your last annual income statement; Richard Smith concurs
… 9207004 Informal Interpretation 9207004 Informal Interpretation July … Bureau of Competition Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: … stock of Parent, be converted. If the proposal becomes a reality, one noteholders acquisition of voting securities as …
… 9207001 Informal Interpretation 9207001 Informal Interpretation July 1, 1992 VIA TELECOPY Richard Smith, Esq. Premerger Notification Office Bureau of Competition Room 303 … it had assets of $9 million, liabilities of $11 million, and net sales of $118 million for the fiscal year ended on …
Date
Rule
802.20(a); 801.10(b)(3)
7/1/92 advised (redacted) that transaction is non-reportable as long as financials were within 15 months of closing, which he said they would be. Also, he advised that fair market value of assets was...
… 9207002 Informal Interpretation 9207002 Informal Interpretation July 1, 1992 Patrick Sharpe Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear …
Date
Rule
801.40
I concur; see Practice Manual #321 and SBP, 43 Fed.Reg. 33532 (1978)
… 9207003 Informal Interpretation 9207003 Informal Interpretation July 7, 1992 BY HAND DELIVERY Victor L. Cohen, Esq. Premerger Notification Office Bureau of Competition, Room 303 …
Date
Rule
803.7; 801.1(c)
Underlying facts indicate that beneficial ownership has not passed to B; the loan is not the purchase of assets.
… 9207005 Informal Interpretation 9207005 Informal Interpretation July 2, 1992 VIA HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger …
Date
Rule
7A(c)(1)
1) the “continuum theory” does not apply because of the potential time gap in the acquisition by the intermediary 2) Is the intermediary acting as an agent? 3) This is not the view of the Federal...
… 9207009 Informal Interpretation 9207009 Informal Interpretation July 17, 1992 VIA HAND DELIVERY Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger …
Date
Rule
802.1
This letter is correct. I concur. Richard Smith concurs.
… 9207010 Informal Interpretation 9207010 Informal Interpretation TO: Richard B. Smith Premerger Office Federal Trade Commission FROM: (redacted) RE: … Attached is a schematic and list of steps in the transaction that we will discuss …
… 9207011 Informal Interpretation 9207011 Informal Interpretation July … 17, 1992 would require the filing of only on FTC Form C 4 and the payment of only one $20,000.00 filing fee.. … telephone conversation in which you advised me that these transactions would require the filing of only one FTC Form C …
… 9207012 Informal Interpretation 9207012 Informal Interpretation July 27, 1992 BY HAND Mr. Patrick Sharpe Premerger Office Federal Trade Commission 6th St. and Pennsylvania …
… 9207015 Informal Interpretation 9207015 Informal Interpretation July … Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Room 301 Washington, D.C. … payments of (redacted). At the conclusion of these transactions, the Partnership will be owned (redacted) by …