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HSR Informal Interpretations

9206005 Informal Interpretation

… Interpretation June 15, 1992 Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. … in southern California and which is negotiating three separate acquisitions of existing shopping centers for …
Date
Rule
7A(c)(1)
6/18/92 Advised (redacted) that his letter accurately reflects the present view of the PMN Office regarding real estate purchases by REITs governed by the applicable IRS regulations.
HSR Informal Interpretations

9205009 Informal Interpretation

… 1992 Richard Smith, Esq. Federal Trade Commission, Bureau of Competition 6th Street and Pennsylvania Ave., N.W. … 26, 1992, you had asked me to clarify the possible results of a transfer by B of the stock in the surviving corporation … the transferee of the stock would need to become a party to the Stockholders Agreement in order to have the …
Date
Rule
801.1(c); 802.20(b)
6/8/92 - called (redacted) and advised that, based on the fact scenario outlined above, B would not control X through the holding of voting stock but rather pursuant to a stockholders' agreement...
HSR Informal Interpretations

9206001 Informal Interpretation

… June 3, 1992 Victor L. Cohen, Esq. Premerger Notification Office Federal Trade Commission 601 Pennsylvania Avenue … 20580 Dear Mr. Cohen: Further to our telephone conversation of yesterday, I am writing to inquire about the staffs … a transaction which involves the grant of an exclusive patent license that is limited in time, territorial …
Date
Rule
801 generally
Grant of an exclusive license for a specific product use and limited in time and geographic scope is the transfer of an asset and subject to the HSR Act. Product, time and geographic limitations go to...
HSR Informal Interpretations

9206002 Informal Interpretation

… Informal Interpretation June 5, 1992 Premerger Notification Office Bureau of Competition Federal Trade Commission Room 301 6th Street … 1992. I called to inquire about the Premerger Notification Offices position in connection with retroactively reporting …
Date
Rule
Item 5 of the Form
When assets being acquired constitute an entire entity, division or operating business, Items 5(a), 5(b)(i) and 5(b)(iii) should be completed assuming such data is transferred to the acquiring person...
HSR Informal Interpretations

9206003 Informal Interpretation

… Schechter, Esq. Staff Attorney Premerger Notification Office Bureau of Competition Federal Trade Commission 6 Pennsylvania … under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the Act) Dear Mr. Schechter: On behalf …
Date
Rule
801.21
Debt securities are not assets
HSR Informal Interpretations

9206004 Informal Interpretation

… Hand Delivery Victor L. Cohen, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission Room 303 Sixth … Act of 1976 of an acquisition in which an existing partner will increase its holding of the interests in a …
Date
Rule
801.90, 801.1(f)
Acquisition of less than 100% of partnership interests is not reportable event. The .5%which remains outstanding was created when the partnership was originally formed and then sold to a 3rd person to...
HSR Informal Interpretations

9206006 Informal Interpretation

… Dear John: This letter is to confirm our conversations of June17, 1992, whereby you determined that my client's … transaction is a (redacted) that (redacted) for third party investors and for its own account. Pursuant to an agreement with the Office of the Comptroller of the Currency, the regulatory …
Date
Rule
802.1; 7A(c)(1); 7A(c)(2)
Accurately reflects advice given. Also, (redacted) servicing rights are not considered c(2) assets. Therefore, another exemption is necessary if filing is not to be required when servicing rights are...
Advocacy Filings

FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services through Contracts with Non-Resident Pharmacy Firms

… FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services … Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services …
Date
Matter Number
V920017
Advocacy Filings

FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field

… to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field Enviado por wfg-adm109 el Lun, … to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field …
Date
Matter Number
V920014
Advocacy Filings

FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and Reporting Disclosure of Small Business Issuers

… Regulations Governing Registration and Reporting Disclosure of Small Business Issuers Enviado por wfg-adm109 el Lun, … Regulations Governing Registration and Reporting Disclosure of Small Business Issuers v920011-sec-small-bus.pdf Advocacy … Regulations Governing Registration and Reporting Disclosure of Small Business Issuers …
Date
Matter Number
V920011
HSR Informal Interpretations

9205006 Informal Interpretation

… B. Smith, Esquire Hand Delivered Premerger Notification Office Federal Trade Commission (Room 303) 6th Street & … Ave., N.W. Washington, D.C. 20580 Re: Confirmation of Hart-Scott-Rodino Informal Interpretation Dear Dick: This … less than $15 million (fair market value) worth of space used for non-office purposes. You also explained that …
Date
Rule
7A(c)(1); 802.20(a)
5/14/92 - called (redacted) and advised that the letter set forth a proper use of7A(c)(1) and, based on the facts in the letter, no filing would be required.
Cases and Proceedings

RMED International, Inc.

… Inc. Federal Trade Commission Decisions, Volume 115, Page 572 … RMED International, Inc. …

Federal Trade Commission Decisions, Volume 115, Page 572

Type of Action
Federal
Last Updated
HSR Informal Interpretations

9205003 Informal Interpretation

… Informal Interpretation May 11, 1992 Via Hand Delivery Mr. Patrick Sharpe Compliance Specialist Federal Trade Commission Pre-Merger Notification Office 6th and Pennsylvania Avenues, N.W. Room 301 … earlier today in which you agreed that the purchase of 11 shopping centers by a company subject to the …
Date
Rule
802.1
called (redacted) 5-11-92. I concur with letter.
HSR Informal Interpretations

9205001 Informal Interpretation

… 326 2050 AND FIRST CLASS MAIL Premerger Notification Bureau of Competition, Room 303 Federal Trade Commission 6th Street … must be given to the Federal Trade Commission and the Department of Justice on the transaction described below. … and its activities have been limited to winding up its affairs, paying its debts, and distributing its remaining …
Date
Rule
802.20
Where is annual report with note restating net sales and total assets (See ABA # 158)? Unless you can convince us otherwise, the PMNO is not convinced that the net sales are separable from the...
HSR Informal Interpretations

9205002 Informal Interpretation

… Express Mr. William Schechter Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission Sixth … attached diagram. A owns B. B does not have regularly prepared financial statements; in fact, the only financial …
Date
Rule
802.20
C is not acquiring 50% of B and B does not meet the size of 802.20.
Displaying 43581 - 43600 of 45584
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