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HSR Informal Interpretations

9208007 Informal Interpretation

… 9208007 Informal Interpretation August 25, 1992 BY HAND Mr. Patrick Sharpe Premerger Office Federal Trade Commission 6th St. and Pennsylvania … requirement under the Hart-Scott-Rodino Improvements Act of 1976 (the HSR Act). 1. Investment Advisor/Manager is …

Date

26 de Ago de 1992

Rule

801.1(c)

The Investment Advisor/Manager is the general partner of the three partnerships. Pursuant to the partnership agreements, the General Partner has what appears to be certain indicia of beneficial...

Original Image File (138.83 KB)

HSR Informal Interpretations

9208002 Informal Interpretation

… Director Federal Trade Commission Premerger Notification Office 6th Street & Pennsylvania Avenue, N.W. Washington, … This letter solicits your advice as to whether a holding company which owns a foreign bank (“Company X”) may, on the … qualify as a “bank holding company within the meaning of 12 U.S.C. § 1841" for purposes of the institutional …

Date

19 de Ago de 1992

Rule

802.64

8/19/92. Based on the fact scenario set forth in this letter, and the assumed correctness of the legal research, I advised (redacted) that John Sipple and I were of the view that Company X could...

Original Image File (181.12 KB)

Cases and Proceedings

Beazer PLC, United States of America (For the FTC)

Type of Action

Federal

Last Updated

14 de Ago de 1992

FTC Matter/File Number

881 0082

HSR Informal Interpretations

9208001 Informal Interpretation

Date

1 de Ago de 1992

Rule

801.1(c)(1)

None

Original Image File (73.85 KB)

HSR Informal Interpretations

9208003 Informal Interpretation

Date

1 de Ago de 1992

Rule

7A(c)(1); 802.50

None

Original Image File (228.4 KB)

HSR Informal Interpretations

9208004 Informal Interpretation

Date

1 de Ago de 1992

Rule

802.64

None

Original Image File (27.02 KB)

HSR Informal Interpretations

9208005 Informal Interpretation

Date

1 de Ago de 1992

Rule

801.1(a)(2)

A "Rehabilitator" appointed under state law for the rehabilitation of an insurance company is acting as a political subdivision of a state and transactions are exempt under C-4ordered, approved and...

Original Image File (59.3 KB)

HSR Informal Interpretations

9208012 Informal Interpretation

Date

1 de Ago de 1992

Rule

801.1(f)

As long as Co. A acquires the Partnership interests together; if Co. A acquires them one a ta time then Co. A may become the UPE of Part.; then acquisition of final Part. interest will be reportable...

Original Image File (82 KB)

Advocacy Filings

FTC Staff Comment Before the Texas Sunset Advisory Committee Concerning its Review of Boards that Regulate Health Professions

Date

1 de Ago de 1992

FTC Staff Comment Before the Texas Sunset Advisory Committee Concerning its Review of Boards that Regulate Health Professions (2.36 MB)

HSR Informal Interpretations

9207006 Informal Interpretation

Date

15 de Jul de 1992

Rule

801.11(a), 802.20

Called (redacted) 7-15-92; I disagree - not exempt under 802.20(b) - you “live or die” by your last annual income statement; Richard Smith concurs

Original Image File (88.73 KB)

HSR Informal Interpretations

9207004 Informal Interpretation

Date

13 de Jul de 1992

Rule

7A(c)(10)

OK--TFH, 7/13/92

Original Image File (106.06 KB)

HSR Informal Interpretations

9207001 Informal Interpretation

Date

1 de Jul de 1992

Rule

802.20(a); 801.10(b)(3)

7/1/92 advised (redacted) that transaction is non-reportable as long as financials were within 15 months of closing, which he said they would be. Also, he advised that fair market value of assets was...

Original Image File (42.57 KB)

HSR Informal Interpretations

9207002 Informal Interpretation

Date

1 de Jul de 1992

Rule

801.40

I concur; see Practice Manual #321 and SBP, 43 Fed.Reg. 33532 (1978)

Original Image File (32.36 KB)

HSR Informal Interpretations

9207003 Informal Interpretation

Date

1 de Jul de 1992

Rule

803.7; 801.1(c)

Underlying facts indicate that beneficial ownership has not passed to B; the loan is not the purchase of assets.

Original Image File (87.29 KB)

HSR Informal Interpretations

9207005 Informal Interpretation

Date

1 de Jul de 1992

Rule

7A(c)(1)

1) the “continuum theory” does not apply because of the potential time gap in the acquisition by the intermediary 2) Is the intermediary acting as an agent? 3) This is not the view of the Federal...

Original Image File (125.68 KB)

HSR Informal Interpretations

9207009 Informal Interpretation

Date

1 de Jul de 1992

Rule

802.1

This letter is correct. I concur. Richard Smith concurs.

Original Image File (67.7 KB)

HSR Informal Interpretations

9207010 Informal Interpretation

Date

1 de Jul de 1992

Rule

801.40

None

Original Image File (51.15 KB)

HSR Informal Interpretations

9207011 Informal Interpretation

Date

1 de Jul de 1992

Rule

801.40; 7A(c)(10)

None

Original Image File (61.96 KB)

HSR Informal Interpretations

9207012 Informal Interpretation

Date

1 de Jul de 1992

Rule

801.1(c)(1)

Included within letter

Original Image File (59.73 KB)

HSR Informal Interpretations

9207013 Informal Interpretation

Date

1 de Jul de 1992

Rule

801.10

None

Original Image File (207.75 KB)

Displaying 43561 - 43580 of 45584