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HSR Informal Interpretations

9305012 Informal Interpretation

… 9305012 Informal Interpretation 9305012 Informal Interpretation BY TELECOPIER: 202-326-2050 Hy David Rubinstein, Esq. Premerger Notification Office Bureau of Competition Federal Trade … person. Both (redacted) are registered in the (redacted) and the value of each of the (redacted) is in excess of …
Date
Rule
802.50
June 93. Called (redacted) if (redacted) is in territorial waters of US, then it is a US asset. I (redacted) is reportable. RS agrees.
Advocacy Filings

FTC Staff Comment to the Honorable William F. Cass Concerning Massachusetts H.B. 1109 to Require Health Plans Offering Prescription Drug Services Contract with any Provider Willing to Meet the Plan's Terms

… FTC Staff Comment to the Honorable William F. Cass Concerning Massachusetts H.B. 1109 to Require Health Plans Offering Prescription Drug Services Contract with any Provider …
Date
Matter Number
V930021
HSR Informal Interpretations

9305010 Informal Interpretation

… 9305010 Informal Interpretation 9305010 Informal Interpretation May 24, 1993 Hy Rubenstein, Esq. Office of General Counsel Federal Trade Commission Pennsylvania Avenue and 6th Street Washington, D.C. 20580 Dear Mr. Rubenstein: …
Date
Rule
801.11
5-28 - Called (redacted) and also (redacted) (other side) and confirmed this is not reportable
HSR Informal Interpretations

9304007 Informal Interpretation

… 9304007 Informal Interpretation 9304007 Informal Interpretation VIA FACSIMILE April 30, 1993 Patrick Sharpe Premerger Notification Office Bureau of Competition Federal Trade … of ABC Co., a corporation whose shares are owned by D, and individual (General Partner) 1% A, an individual (Class …
Date
Rule
802.63 ; 802.30
Bona fide debt work-out, 802.63, applies to both to trust and General partners as UPEs of partnership. A Bona fide creditor/debtor relationship between the Lender (Creditor) and XYZPartnership exists...
HSR Informal Interpretations

9305003 Informal Interpretation

… 9305003 Informal Interpretation 9305003 Informal Interpretation May … of the exemptive provisions of 12 CFR 802.1 to a real estate transaction currently under negotiation. We represent an individual (Individual) and a Texas limited partnership (Partnership). Individual is …
Date
Rule
802.1
5-10-93 Called (redacted) agreed with letter RS also agrees.
HSR Informal Interpretations

9305002 Informal Interpretation

… 9305002 Informal Interpretation 9305002 Informal Interpretation May … is qualified under the Internal Revenue code (the I..R.C.) and the real property and improvements to be acquired are … results for complete taxable years. The REIT has received legal advice that it qualified for taxation as a real estate …
Date
Rule
7A (c) (1)
I called (redacted) and explained to him that, with respect to the first paragraph of his letter, non-income producing property is generally exempt, regardless of the nature of the acquiring person...
HSR Informal Interpretations

9305004 Informal Interpretation

… 9305004 Informal Interpretation 9305004 Informal Interpretation May … Purchaser is a company, subject to the requirements of the Real Estate Investment Trust Act of 1960, as amended, with … center, consisting of the assignment of a ground lease and the transfer of adjacent land in fee simple, with …
Date
Rule
7A(c)(1)
None noted
HSR Informal Interpretations

9305005 Informal Interpretation

… 9305005 Informal Interpretation 9305005 Informal Interpretation May … regarding the applicability of the reporting requirements and waiting period under the Hart-Scott-Rodino Antitrust … to enter an agreement pursuant to which the following transactions will occur in the order indicated: …
Date
Rule
801.20(c)
Acquiring person will purchase 5% then corporation A will redeem all of its outstanding stock-leaving B-in control. If B is instrumental in A redeeming all of its share, transaction is reportable. See...
HSR Informal Interpretations

9305013 Informal Interpretation

… 9305013 Informal Interpretation 9305013 Informal Interpretation May … Commission Sixth Street & Pennsylvania Avenue, NW Washington, D.C. 20580 Att: Mr. Victor Cohen Re: Holding Company … (3) Impact on (redacted) - Since (redacted) is a free-standing company, and (redacted) ultimate parent will remain …
Date
Rule
802.30
802.30 Where various subsidiaries are held by ownership of voting securities the transfer of (redacted) the subsidiary (second tier) directly to parent so that parent will hold second tier subsidiary...
Advocacy Filings

FTC Staff Comment to the Honorable John Smithee Concerning Proposals to Amend the Texas Insurance Code to Require Health Plans to Contract with any Provider Willing to Meet The Plan's Terms

… FTC Staff Comment to the Honorable John Smithee Concerning Proposals to Amend the Texas Insurance Code to Require Health Plans to Contract with any …
Date
Matter Number
V930020
Advocacy Filings

FTC Staff Comment to Thomas C. Alexander Concerning South Carolina H.B. 3631 to Require Health Plans Offering Prescription Drug Services to Contract with any Provider Willing to Meet the Plan's Terms

… FTC Staff Comment to Thomas C. Alexander Concerning South Carolina H.B. 3631 to Require Health Plans Offering …
Date
Matter Number
V930017
Advocacy Filings

FTC Staff Comment Before the Joint Standing Committee on Business Legislation of the Maine House of Representatives Concerning L.D. 1151 to Amend Maine's Laws Governing Optometry

… FTC Staff Comment Before the Joint Standing Committee on Business Legislation of the Maine House of …
Date
Matter Number
V930016
HSR Informal Interpretations

9304002 Informal Interpretation

… 9304002 Informal Interpretation 9304002 Informal Interpretation … provided in our telephone conversations of April 5, 1993 and April 7, 1993 and to provide you with the supplemental … a real estate investment trust (“REIT”) that operates in compliance with the requirements to qualify as a REIT under …
Date
Rule
7A(c)(1)
4/12/93 – Advised writer that the 7A(c)(1) exemption was available to the proposed REIT due to its 1) having obtained a tax opinion that manner in which company intends to operate is in compliance...
HSR Informal Interpretations

9304001 Informal Interpretation

… 9304001 Informal Interpretation 9304001 Informal Interpretation April 2, 1993 VIA TELECOPIER AND FEDERAL EXPRESS Patrick Sharpe, Esquire (Note from PS: … permitted to may only one filing in connection with these transactions. We submit that there is little reason to …
Date
Rule
802.20, 801.10, 801.40, Fees
Called [redacted] 4-6-93. Two filing fees are required for this transaction. RS concurs.
HSR Informal Interpretations

9304003 Informal Interpretation

… 9304003 Informal Interpretation 9304003 Informal Interpretation April 12, 1993 VIA MESSENGER Mr. Victor Cohen Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: …
Date
Rule
801.40
In the formation of a partnership the acquisition of partnership interests in return for assets or voting stock is not reportable since a partnership interest is deemed to be neither a voting security...
HSR Informal Interpretations

9304005 Informal Interpretation

… 9304005 Informal Interpretation 9304005 Informal Interpretation … this morning concerning the applicability to the following transactions of the hart-Scott-Rodino Antitrust Improvements Act of 1976 and the FTC implementing regulations (collectively, …
Date
Rule
802.63
None noted
HSR Informal Interpretations

9304006 Informal Interpretation

… 9304006 Informal Interpretation 9304006 Informal Interpretation … concerning the Hart-Scott implications of the two forms of transactions described in my letter to you of yesterday, … meeting of attorneys in the Premerger Notification Office, and that the conclusion reached was that both forms of …
Date
Rule
7A(c)(1)
[note 1-enclosure is a second letter]-[note 2-4/28 - as long as delay is related to continued testing.]
Advocacy Filings

FTC Staff Comment Before Board Counsel, Massachusetts Division of Registration Concerning Proposed Changes to the Regulation of Commercial Optometry Practice Arrangements

… Comment Before Board Counsel, Massachusetts Division of Registration Concerning Proposed Changes to the Regulation of Commercial … Counsel, Massachusetts Division of Registration Concerning Proposed Changes to the Regulation of Commercial …
Date
Matter Number
V930015
Advocacy Filings

FTC Staff Comment to the Hon. Roger A. Madigan Concerning Pennsylvania S.B. 505 to Require Health Benefit Plans Offering Prescription Drug Services to Contract with any Provider Willing to Meet the Plan's Terms

… FTC Staff Comment to the Hon. Roger A. Madigan Concerning Pennsylvania S.B. 505 to Require Health Benefit Plans Offering Prescription Drug Services to Contract with any Provider …
Date
Matter Number
V930013
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