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HSR Informal Interpretations

9412002 Informal Interpretation

… 9412002 Informal Interpretation 9412002 Informal Interpretation December 2, 1994 BY HAND Richard B. Smith Preserver Notification Office Bureau of … the implementing regulations, of the following set of transactions: 1. A partnership will be formed that will not …
Date
Rule
801.11(e); 801.40; 801.90
12/12-94-Called writer and advised that, based on the facts in this letter and the order inwhich the three acquisitions will take place , that 801.11(e) is useable and that 801.40 doesnot appear...
Cases and Proceedings

Chemopharm Laboratory

… Federal Trade Commission Decisions, Volume 118, Page 1195 … Chemopharm Laboratory …

Federal Trade Commission Decisions, Volume 118, Page 1195

Type of Action
Federal
Last Updated
HSR Informal Interpretations

9411005 Informal Interpretation

… 9411005 Informal Interpretation 9411005 Informal Interpretation … NW Room 303 Washington, D.C. 20580 Section 7A(c) Exempt Transactions Dear Ms. Epps: I am writing to confirm the … will not be required to comply with the notification and waiting period requirements of the Hart-Scott-Rodino …
Date
Rule
7A(c) (3)
12/5-I spoke w/(redacted) and explained the application of 7A(c)(3) to the redemption w/r to each UPE of the JV -
HSR Informal Interpretations

9412009 Informal Interpretation

… 9412009 Informal Interpretation 9412009 Informal Interpretation … Applicability of Exemptions in 15 U.S.C. §§18a(3) ( b) and                         18a(c) (1) to Sale of Assets   … of a leveraged lease financing. Single investor leasetransactions represent a very small percentage of the …
Date
Rule
7A(c) (1); 802.1(b)
12/4/94-Called writer who advised that A & B were selling a portion of their own assets and such assets were not held by divisions, subsidiaries or entities controlled by A or B. (He advised that A...
HSR Informal Interpretations

9412003 Informal Interpretation

… 9412003 Informal Interpretation 9412003 Informal Interpretation December 5, 1994 VIA TELECOPIER (REDACTED) AND FEDERAL EXPRESS Ms. Melea Epps Premerger Notification … act of 1976 Dear Ms. Epps: In connection with the transactions described below, we have discussed with you on …
Date
Rule
802.63; 801.15; 802.20(b)
(8/7) - Discussed w/Dick Smith, who raised the 802.20 issue. Called (redacted) and toldher that in Transaction 3, if the (redacted) makes a stock purchase that would result inholding of 50% or more of...
HSR Informal Interpretations

9412004 Informal Interpretation

… 9412004 Informal Interpretation 9412004 Informal Interpretation VIA HAND DELIVERY Richard B. Smith Premerger Notification Office … they may proceed with their intended plans.             I realize that despite my efforts to simplify matters, the …
Date
Rule
801.40; 802.40
[note 1-Advised writer that the PMN Office was in agreement with the conclusions reached in this letter based on the specific facts presented]-[note 2-IDS-STATEWIDE NETWORK(OUTLINE] - [Note 3 -PMN...
HSR Informal Interpretations

9412006 Informal Interpretation

… 9412006 Informal Interpretation 9412006 Informal Interpretation December 6, 1994 BY TELECOPY AND FIRST CLASS MAIL John M. Sipple, Jr. Premerger … The only assets of a number of these corporations are real estate management contracts one of them also has a …
Date
Rule
801.40; 802.1
Reportability depends on whether this plan is viewed as the formation of a joint venturecorporation and subject to 801.40. If the investors in step 4 have been identified and arecontractually...
HSR Informal Interpretations

9412007 Informal Interpretation

… 9412007 Informal Interpretation 9412007 Informal Interpretation … December 9, 1994 VIA FACSIMILE Victor L. Cohen Premerger Notification Office Bureau of Competition Federal Trade … Wednesday, December 7, 1994. During that conversation, you and I discussed the ordinary course exemption set forth in …
Date
Rule
802.1(b)
Acquisition of real property which is exempt is allowable even though transactionconstitutes sale of all (redacted) realty held. Need not aggregate with other (redacted) &since they are valued at less...
HSR Informal Interpretations

9412010 Informal Interpretation

… 9412010 Informal Interpretation 9412010 Informal Interpretation … wanted to review my inquiry with others on the FTC staff and requested that I put my request in writing and provide … and has commence operations to the extent o purchasing real property, contracting with agricultural experts, and …
Date
Rule
801.2
None noted
HSR Informal Interpretations

9412016 Informal Interpretation

… 9412016 Informal Interpretation 9412016 Informal Interpretation Nancy Ovuka Premerger Notification Office Bureau of Competition Federal Trade … test under the Act. 3. The purchaser is a public retirement and pension fund created by State Statute [note 1] and …
Date
Rule
801.1(a)(2); 7A(c)(4)
Its not crystal clear but seems to be OK-[note 1-yes]-[note 2-yes]-[note 3-yes][-note 4-yes]-[note 5 -not as convincing]-[note 6- Do we want to take on the state courts?]
HSR Informal Interpretations

9411009 Informal Interpretation

… 9411009 Informal Interpretation 9411009 Informal Interpretation November 30, 1994 VIA FAX AND FEDERAL EXPRESS Patrick Sharpe Premerger Notification … of 1976, asamended. The Commission [note 2] now interprets transactions of this nature to be exempt under the …
Date
Called (redacted) 11-3-94-I concur with this letter exception noted.-[note 1-11-9-94] -note 2-Premerger Office]
HSR Informal Interpretations

9411007 Informal Interpretation

… 9411007 Informal Interpretation 9411007 Informal Interpretation VIA … above-referenced companies. Capitalized terms used herein and not otherwise defined will have the meaning set forth in … 7A(c)(10) and Rule 802.10 1 , and would now consider such transactions as being exempt transactions under that section …
Date
Rule
7A(c)(10)
11/22/94-The letter correctly reflects the advice given
HSR Informal Interpretations

9411003 Informal Interpretation

… 9411003 Informal Interpretation 9411003 Informal Interpretation … 18, 1994 CONFIDENTIAL VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Federal Trade … transaction. In the proposed transaction, (redacted) and B would form a limited partnership joint venture for the …
Date
Rule
801.40
11/21/94-Writer confirms that A and b have agreed and intend that their respective contributors of the (redacted) assets to the partnership are part of its formation. The assets are reasonably...
HSR Informal Interpretations

9411002 Informal Interpretation

… 9411002 Informal Interpretation 9411002 Informal Interpretation Victor L. Cohen Premerger Notification Office Bureau of Competition Federal Trade … The circumstances I described to you were as follows: A and B are corporations that, among other things, own and …
Date
Rule
802.9; 7A(c)(9)
None noted
HSR Informal Interpretations

9411004 Informal Interpretation

… 9411004 Informal Interpretation 9411004 Informal Interpretation November 21, 1994 Victor L. Cohen Premerger Notification Office Bureau of Competition Federal Trade … under Section 7A of the Clayton Act, 15 U.S.C. 18A, and the regulations promulgated thereunder, 16 C.F.R. …
Date
Rule
801.1(b) ; 801.1(f)
see letter of 11-09-94
HSR Informal Interpretations

9411006 Informal Interpretation

… 9411006 Informal Interpretation 9411006 Informal Interpretation November 21, 1994 VIA FACSIMILE TRANSMISSION AND FIRST CLASS MAIL John M. Sipple, Jr. Premerger Notification Office Bureau of Competition Federal Trade …
Date
Rule
802.60
Letter accurately reflects the advice given regarding the application of the 802.60 exemption for underwriters.
HSR Informal Interpretations

9411008 Informal Interpretation

… 9411008 Informal Interpretation 9411008 Informal Interpretation … November 22, 1994 Informal Interpretation of HSR Regulations Dear Ms. Ovuka: I am writing to memorialize our … Commission Washington D.C. 20580 Encl. VIA FAX (redacted) AND FEDERAL EXPRESS … 9411008 Informal Interpretation …
Date
Rule
7A(c)(1)
None noted
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