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HSR Informal Interpretations

9501007 Informal Interpretation

… 13, 1995 BY HAND Victor L. Cohen Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … the board. A and B are also co-venturers (along with other parties) in several limited partnerships. In each of those …
Date
Rule
802.9; 7A(c)(9)
Facts of this letter indicate B is passive investor who wished to acquire extremely small % of voting stock. This status is not lost due to being a co-partner with parent of issuer.
HSR Informal Interpretations

9501008 Informal Interpretation

… AND CONFIDENTIAL VIA HAND DELIVERY Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … need not be filed. Please be advised as follows: 1. Parties to the Transactions. The purchaser is a corporation …
Date
Rule
801.10; 801.13
None noted. [note 1-Chart/Outline -Exhibit A]
HSR Informal Interpretations

9412008 Informal Interpretation

… Mail (redacted) Richard B. Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … are currently owned by one entity. Each trust owns separately a parcel of real property and leases such property …
Date
Rule
7A(b); 801.1(f)(1); 801.1(c)(4)
12/22/94-After discussing with John Sipple, I left voice mail for writer advising that the PMNOffice did not view the beneficial interests in the trusts as voting securities. Also, they did not appear...
HSR Informal Interpretations

9412013 Informal Interpretation

… TELECOPIER (redacted) Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … Mr. Smith: Reference is made to our telephone conversation of December 7, 1994. We had discussed the HSR notification …
Date
Rule
802.51(b); 801.1(f) (1) and (3)
12/22/94-After discussion with John Sipple, called writer and advised that in the PMN Offices view, a filing must be made before B Purchases the 25.5% of Cs voting stock since the option and...
HSR Informal Interpretations

9412011 Informal Interpretation

… BY HAND DELIVERY Richard B. Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … The revised structure involves the same persons (the partnership, A, B, and C), person sizes, and amounts of …
Date
Rule
801.11(e); 801.40
12/20/94-advised writer that this change in form from his earlier 12/2 letter (attached) did not result in any reportable transactions. The asset purchase still goes first (and involves a $100 MM...
HSR Informal Interpretations

9412015 Informal Interpretation

… TRANSMISSION Richard B. Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … a variety of businesses. One division is a finance company that routinely originates financing transactions and …
Date
Rule
7A(c) (1); 802.1(b)
12/20/94-after discussing with AD, advised writer that since the leased computers and copiers were used in the internal operations of the lessees and appeared to constitute small portions of their...
HSR Informal Interpretations

9412012 Informal Interpretation

… December 19, 1994 Richard Smith Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania … Improvements Act (the Act) in connection with transfer of a partnership interest in a general partnership which I shall …
Date
Rule
801.1(b); 802.20
12/19/94-Advised writer that there appeared to be bona fide reasons for structuring thetransaction in this manner. She confirmed that a filing would be made in early 1995 for thepurchase of the...
Displaying 43261 - 43280 of 45586
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