9508003 Informal Interpretation
… 9508003 Informal Interpretation 9508003 Informal Interpretation August 2, 1995 Patrick Sharpe, Esq. Premerger Notification … to your request, the following is a summary of the facts and issues we discussed yesterday regarding interpretation …
Date
Rule
802.51(b)(l) & 801.1(i)(2)
Since the U.S. assets are liquid assets, that is cash or cash equivalents, then the assets are considered investment assets noted in Section 802.51(b)(1) and the transaction is exempt. RS - concurs -...
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