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Federal Register Notice

Franchise Rule Review Public Workshop Conference - 16 CFR Part 436

… Franchise Rule Review Public Workshop Conference - 16 CFR Part 436 Federal Register Notice Franchise Rule Review Public Workshop Conference - 16 CFR Part 436 … Franchise Rule Review Public Workshop Conference - 16 CFR Part 436 …
Date
HSR Informal Interpretations

9507001 Informal Interpretation

… Interpretation Mr. Victor Cohen Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … Improvements Act of 1976 (the “Act”) and Section 802.30 of Part 16 of the Code of Federal Regulations (the …
Date
Rule
7A(c)(1); 7A(c)(10); 802.30; 802.10; 802.1
The incorporation of a trust and issuance of voting securities to the former trust certificate holders is not exempt under 7A(c)(10) and therefore, may give rise to a reportable transaction. A trust...
HSR Informal Interpretations

9507011 Informal Interpretation

… HAND DELIVERY Victor Cohen, Esquire Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … Act) and the rules promulgated thereunder (H-S-R Rules): Company A, (redacted) proposes merging its newly formed wholly …
Date
Rule
801.40
Mere nomination of candidate to a board of directors to be voted upon by third persons is not an acquisition by itself.
HSR Informal Interpretations

9506012 Informal Interpretation

… 9506012 Informal Interpretation June 23, 1995 Patrick Sharpe, Esq. Room 301 Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenues … Regarding Simultaneous Mergers Dear Patrick: The purpose of this letter is to confirm our understanding of advice …
Date
Rule
803.7
Called (redacted) 6-29-95. I agree with the content of the letter. A fee is required in second scenario. RS concurs. Note #1 - Correct with A as the UPE of B now acquiring C. Note #2 - Fee is required...
HSR Informal Interpretations

9506005 Informal Interpretation

… & MAIL Richard B. Smith, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … Notification Office Federal Trade Commission 6th & Pannsylvania Avenue, N.W. Washington, D.C. 20580 Dear Mr. …
Date
Rule
801.2
6/29/95 - Called writer’s office and advise that a filing must be made for A’s purchase of non-exclusive patent rights held by B. A is eliminating only competitor and, even though acquiring a non...
Cases and Proceedings

David Green M.D., In the Matter of

… David Green M.D., In the Matter of David Green M.D., In the Matter of … David Green M.D., In the Matter of …
Type of Action
Administrative
Last Updated
FTC Matter/File Number
942 3052
C-3589
Advisory Opinions

Opinion 95-6

… Opinion 95-6 Opinion 95-6 Applicability of the Franchise Rule to a sub-agency licensing arrangement … for cellular phone services. Discusses the "required payment" coverage element and the "minimum investment" …
Date
Applicability of the Franchise Rule to a sub-agency licensing arrangement for cellular phone services. Discusses the "required payment" coverage element and the "minimum investment" exclusion from the...
Cases and Proceedings

Mattel, Inc.

… Inc. Federal Trade Commission Decisions, Volume 119, Page 969 … Mattel, Inc. …

Federal Trade Commission Decisions, Volume 119, Page 969

Type of Action
Federal
Last Updated
HSR Informal Interpretations

9506001 Informal Interpretation

… Interpretation 9506001 Informal Interpretation June 1995 Patrick Sharpe, Esquire Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania …
Date
Rule
802.1
Called (redacted) 6/21/95 left voice mail. Called again 6/28/95. I concur with conclusions Revised letter received 6/27/95 left voice mail. I concur with conclusions. Except #1 on page 2 is in error...
HSR Informal Interpretations

9506007 Informal Interpretation

… Richard B. Smith, Esquire Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … ton, D.C. 20580 Re: Formation of Limited Liability Company Dear Dick: I am writing to confirm the telephone …
Date
Rule
801.40
6/21/95 - Advised writer that under facts presented here, the LLC formation was not reportable under 801.40.
HSR Informal Interpretations

9506010 Informal Interpretation

… B. Smith, Esq. Senior Attorney Premerger Notification Office Federal Trade Commission 601 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: Formation of Limited Liability Company Dear Dick: We are writing to confirm our telephone …
Date
Rule
801.40
6/21/95 Advised writer that under facts presented here, the LLC formation was not reportable under 801.40. RB Smith
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