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HSR Informal Interpretations

9011005 Informal Interpretation

… 9011005 Informal Interpretation 9011005 Informal Interpretation (redacted) November 8, 1990 BY HAND Richard B. Smith, Esq. Premerger Notification Office … (redacted) Dear Mr. Smith: I am writing to confirm the substance of our telephone conversation on November 7, …
Date
Rule
802.63(a)
See below
HSR Informal Interpretations

9011003 Informal Interpretation

… 9011003 Informal Interpretation 9011003 Informal Interpretation (redacted) … Washington, D.C. 20580 Re:Request for Clarification Under the Hart-Scott-Rodino Antitrust Improvements Act Dear Dick: This letter sets forth the facts underlying a proposed acquisition of land and …
Date
Rule
802.1(b)
11/7/90 Discussed with J.M. Sipple. Advise our view is that sale of fee interest in realproperty, from which lease payments are derived as a result of building on such property, isexempt under 802.1(b...
HSR Informal Interpretations

9011001 Informal Interpretation

… 9011001 Informal Interpretation 9011001 Informal Interpretation … Patrick Sharpe Re:Premerger Notification Requirements under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 … agreement, which the buyer estimates it will have on hand on the closing date of the transaction.   If this is …
Date
Rule
801.10
See below
HSR Informal Interpretations

9010011 Informal Interpretation

… 9010011 Informal Interpretation 9010011 Informal Interpretation (redacted) … NW, Room 303 Washington, D.C. 20580 Re:Coverage Under the Hart-Scott-Rodino Act Dear Mr. Smith: As we discussed … that plans to acquire a United States corporation. There is a question, however, whether the foreign companys …
Date
Rule
801.11(b)(2)
11/2/90 Called (redacted) advised that foreign company must use its regularly preparedfinancials, if prepared within 15 months of filing or acquisition, to determine its size. Itcannot revise such...
HSR Informal Interpretations

9011004 Informal Interpretation

… 9011004 Informal Interpretation 9011004 Informal Interpretation (redacted) … of yesterday in which you related to me that based on the facts set forth in my letter to you of November 6, 1990, and prior interpretations rendered by the FTC Staff concerning conveyances of fee simple interests …
Date
Rule
802.1(b)
None noted
HSR Informal Interpretations

9011006 Informal Interpretation

… 9011006 Informal Interpretation 9011006 Informal Interpretation (redacted) November 9, 1990 VIA HAND DELIVERY Patrick Sharpe Premerger Notification Office … Mr. Sharpe: We wish to obtain an informal interpretation of the application of the concepts of ultimate parent entity …
Date
Rule
801.1(b)
See below
HSR Informal Interpretations

9011008 Informal Interpretation

… 9011008 Informal Interpretation 9011008 Informal Interpretation … premerger notification is not required in connection with the financing transactions related to the acquisition by … The properties will also be subject to rights of first refusal and purchase options in (redacted) Upon the termination …
Date
Rule
802.63
[note 1-Continuum theory - not reportable - if [redacted] shares are not sold then theyshould file for them]-[note 2-continuum theory applies]-[note 3-802.63 lease Financing]
HSR Informal Interpretations

9011009 Informal Interpretation

… 9011009 Informal Interpretation 9011009 Informal Interpretation … pursuant to our recent telephone conversation to request the advice of the FTC Premerger Notification Office as to … Washington, DC 20580 cc: John M. Sipple, Jr., Esq. BY HAND … 9011009 Informal Interpretation …
Date
Rule
803.7; Premerger Notification Practice Manual Int. #296
Called on 11-26-90. Agreed that a new filing is not required. PNO has taken the positionover the last year or so that a new filing is not required if a person files to acquire all of acompanys assets...
HSR Informal Interpretations

9011011 Informal Interpretation

… 9011011 Informal Interpretation 9011011 Informal Interpretation (redacted) … confirm our conversation of November 26. I had asked about the following: The Resolution Trust Corporation (RTC) is the …
Date
Rule
7A(c)(4)
Called 11-28-90- I concur [note 1-Premerger view, not FTC]
HSR Informal Interpretations

9011012 Informal Interpretation

… 9011012 Informal Interpretation 9011012 Informal Interpretation (redacted) … Dollars ($100,000.000.00) qualified under Section 401 of the Internal Revenue Code and created and administered under the Charter and city ordinances of the municipality and …
Date
Rule
801.1
None noted
HSR Informal Interpretations

9011013 Informal Interpretation

… 9011013 Informal Interpretation 9011013 Informal Interpretation (redacted) … by telephone on Monday, November 19, 1990, and our further discussion on November 30, 1990. Since our discussion, we have obtained additional facts regarding the contemplated second transaction. This letter sets forth …
Date
Rule
802.1; 801.10
I concur - Called (redacted) 12-7-90
HSR Informal Interpretations

9011010 Informal Interpretation

… 9011010 Informal Interpretation 9011010 Informal Interpretation … to previous conversations with you and (redacted) of the Premerger Notification Office of the Federal Trade … 257, 261 (Bank. W.D. Okla. 1983). In the transaction at hand, all of the factor listed above that were considered by …
Date
Rule
801.2
Lessor - title, security interest. Lessee - possession, risk of loss due to damage or use of the leased assets arising from lease. Right to require sale to third party . Right to acquire for greater...
Advocacy Filings

FTC Staff Comment Before the Office of the Auditor General of the State of Florida Concerning State Statutes and Regulations Governing Physicians and Harbor Pilotage

… FTC Staff Comment Before the Office of the Auditor General of the State of Florida Concerning State Statutes and Regulations Governing Physicians and Harbor Pilotage Enviado por wfg-adm109 el …
Date
HSR Informal Interpretations

9010006 Informal Interpretation

… 9010006 Informal Interpretation 9010006 Informal Interpretation (redacted) … our telephone conversation of October 18, 1990 regarding whether a proposed transaction is exempt from the filing requirements of the Hart-Scott-Rodino Act. …
Date
Rule
802.63
10/30/90 Advised that this transaction is exempt from reporting requirements under our interpretation of 802.63 in that it is a bona fide sale/leaseback in the ordinary course ofbusiness of Company A...
HSR Informal Interpretations

9010003 Informal Interpretation

… 9010003 Informal Interpretation 9010003 Informal Interpretation (redacted) … D and E who have separate ultimate parents, B being the u.p.e. of D and C being the u.p.e. of E. Instead of acquiring Fs assets, A instead …
Date
Rule
803.9
10/15/90 Told (redacted) that the advice I had given him was wrong. We charge one filing fee when technically there are two acquisitions if what is being acquired is the same thing. E.g. A were...
HSR Informal Interpretations

9010002 Informal Interpretation

… 9010002 Informal Interpretation 9010002 Informal Interpretation … Act of 1976, Pub.L. 94-435, 15 U.S.C. Sec. 18 A (the "Act") and the regulations promulgated pursuant to 15 … Development currently consisting of approximately six thousand seven hundred acres of land, approximately seven …
Date
Rule
7A(c)(1); 802.1(b)
10/12/90 Called (redacted) and said the Premerger Office agreed with his conclusion. On page 4, paragraph 2, second sentence, advised that this office views office buildings and residential buildings...
HSR Informal Interpretations

9010001 Informal Interpretation

… 9010001 Informal Interpretation 9010001 Informal Interpretation (redacted) … of Monday, September 24, 1990, in which you advised me that the Premerger Notification Office of the Federal Trade Commission and the Department of Justice …
Date
Rule
7A(c)(4); 801.1(a)(2)
10/5/90 If purchase is under RTC umbrella as appears it is the case here, then exemptunder (c)(4) and 801.1(a)(2). RB Smith
HSR Informal Interpretations

9010004 Informal Interpretation

… 9010004 Informal Interpretation 9010004 Informal Interpretation (redacted) … Avenue, NW, Room 303 Washington, D.C. 20580 Dear Ms. Bruno: The purpose of this letter is to confirm the telephone conversation we had on Thursday, October 4, …
Date
Rule
801.1(f)(3)
None noted
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