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Legal Library: Search
The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
… 9106001 Informal Interpretation 9106001 Informal Interpretation BY HAND Richard B. Smith Premerger Notification Office Bureau … Smith: As you suggested, I am writing to obtainthe Staff’s position on the applicability of the “solely for …
Date
Rule
802.9; 7A(c)(9)
7/2/91-Called (redacted) and advised that, in our view, an officer or director who takes stock in the company which employs him cannot avail himself of 802.9 if the stock value held will exceed $15 MM...
… 9107001 Informal Interpretation 9107001 Informal Interpretation July 1, 1991 … which you stated that in accordance with Paragraph 169 of the ABAs Premerger Notification Practice Manual, written …
… 9107002 Informal Interpretation 9107002 Informal Interpretation July 2, 1991 … NW, Room 303 Washington, D.C. 20580 Re:Exemption under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 … on information furnished during that conversation, that the transaction described below (the Transaction) exempt …
… 9107004 Informal Interpretation 9107004 Informal Interpretation July 10, 1991 … C, which in turn is wholly-owned by general partnership D. The general partners in D are individual E, who has a 40% …
Date
Rule
801.1
Called on 7/18 - Confirmed (redacted) advice given.
… 9107005 Informal Interpretation 9107005 Informal Interpretation July … NW, Room 303 Washington, D.C. 20580 Re: Exemption under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 … the market with an electronic sales network and thousands of market participants. Bulk sales are routinely …
… 9107008 Informal Interpretation 9107008 Informal Interpretation July 19, 1991 … 20580 Re: Dear Mr. Sipple: (Redacted) and I, representing the buyer and seller, respectively, in a pending … an HSR point, and we have agreed to ask you to advise us of the position of the Premerger Office. The buyer, a foreign …
Date
Rule
801.10; 802.51(c)
Called on 7/22 Advised that under §802.51(c) it is the transaction size or in this case, the consideration or fair market value, the governs the applicability of this exemption.
… 9107007 Informal Interpretation 9107007 Informal Interpretation July 12, 1991 … Dear Mr. Sharpe: Thank you for your advice and counsel on theinquiry we discussed over the past two days. The question arose under Section 801.40 …
Date
Rule
801.40(c)(1)
I agree with this letter. PS RS TH concur see #202 new PMPM
… 9107010 Informal Interpretation 9107010 Informal Interpretation July 24, 1991 … in accordance with our discussion today, your advice that the (redacted) will not be required to file a disclosure …
… 9107011 Informal Interpretation 9107011 Informal Interpretation July 26, 1991 … 20580 Re: Dear Victor: I am writing this letter to confirm the oral advice you provided on July 23 that the following …
Date
Rule
802.63
A person may acquire voting stock pursuant to a default under 802.63. Facts ofthis case show a default.
… 9107012 Informal Interpretation 9107012 Informal Interpretation July 29, 1991 … of today, wherein you informed me that a filing pursuant to the Hart-Scott-Rodino Antitrust Improvements Act of 1976 is …
… FTC Staff Comment Before the Federal Communications Commission Inthe Matter of Policies and Rules Concerning Interstate 900 Telecommunications Services Enviado por …
… 9106006 Informal Interpretation 9106006 Informal Interpretation Via Federal … No. (redacted) Dear Mr. Hancock: I am writing to confirm theinformal advice which you provided today concerning application of the regulations governing premerger notification. I …
… IPA Sponsored PPO IPA Sponsored PPO re: Concerning an IPA network's sponsorship of a PPO to negotiate … with hospitals whose services will be marketed as part of the PPO. 4.pdf Advisory Opinion … IPA Sponsored PPO …
Date
re: Concerning an IPA network's sponsorship of a PPO to negotiate prices with hospitals whose services will be marketed as part of the PPO.
… 9106002 Informal Interpretation 9106002 Informal Interpretation (redacted) … 28 and June 6, 1991, we are seeking your advice respecting the applicability of the ordinary course of business exemption under Section …
Date
Rule
7A(c)(1); 802.1(b)
Talked to (redacted) Advised that I discussed with JS who stated that if acquired person still in lease financing business and no entity or substantially all of the assets of a division or entity...
… 9105008 Informal Interpretation 9105008 Informal Interpretation … Avenue, NW Room 303 Washington, D.C. 20580 Dear Mr. Smith: The purpose of this letter is to ask advice of the Premerger … stock, in collectively processing, preparing for market, handling, and marketing ininterstate for foreign commerce, …
Date
Rule
7A(c)(5)
6/4/91- John Sipple advised (redacted) that the issue of whether merger betweenagricultural cooperatives are exempt from the antitrust laws is still not resolved. Theposition of the PMN Office is that...
… 9106003 Informal Interpretation 9106003 Informal Interpretation June 10, 1991 … 6, 1991, a few more details are now available relating to the proposed transaction I described in my May 19, 1991, …
Date
Rule
801.1
Where X&Y are competitors X can lend Y money (Y in dire straits) under stringent terms as shown in this letter and not be required to file under HSR since beneficial ownership will not pass. However...