The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 42741 - 42760 of 44712
… 9206002 Informal Interpretation 9206002 Informal Interpretation June 5, 1992 … our conversation on May 19, 1992. I called to inquire about the Premerger Notification Offices position in connection …
Date
Rule
Item 5 of the Form
When assets being acquired constitute an entire entity, division or operating business, Items 5(a), 5(b)(i) and 5(b)(iii) should be completed assuming such data is transferred to the acquiring person...
File
Original Image File
(49.86 KB)
9206003 Informal Interpretation
… 9206003 Informal Interpretation 9206003 Informal Interpretation June 9, 1992 … D.C. 20580 Re: Premerger Notification Requirements under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as …
Date
Rule
801.21
Debt securities are not assets
File
Original Image File
(81.96 KB)
9206004 Informal Interpretation
… 9206004 Informal Interpretation 9206004 Informal Interpretation June 10, 1992 By Hand Delivery Victor L. Cohen, Esq. Premerger Notification … D.C. 20580 Dear Victor: I am writing this letter to confirm the oral advice you provided on June 8 regarding the …
Date
Rule
801.90, 801.1(f)
Acquisition of less than 100% of partnership interests is not reportable event. The .5%which remains outstanding was created when the partnership was originally formed and then sold to a 3rd person to...
File
Original Image File
(187.28 KB)
9206006 Informal Interpretation
… 9206006 Informal Interpretation 9206006 Informal Interpretation June 19, 1992 … would qualify for a Section 18a(c)(1) exemption from the Hart-Scott-Rodino premerger notification requirements. …
Date
Rule
802.1; 7A(c)(1); 7A(c)(2)
Accurately reflects advice given. Also, (redacted) servicing rights are not considered c(2) assets. Therefore, another exemption is necessary if filing is not to be required when servicing rights are...
File
Original Image File
(92.85 KB)
FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services through Contracts with Non-Resident Pharmacy Firms
… FTC Staff Comment to the Hon. Patrick Johnston Concerning S.B. 1986 to Limit the Ability of Health Insurance Companies to Arrange Pharmacy Services through …
Date
Matter Number
V920017
FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of Dallas Love Field
… FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of … - 00:00 FTC Staff Comment to the Hon. Jerry Bartos Concerning Potential Modification of the Restrictions on the Use of …
Date
Matter Number
V920014
FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and Reporting Disclosure of Small Business Issuers
… FTC Staff Comment Before the Securities and Exchange Commission Concerning Proposed Changes in Regulations Governing Registration and Reporting …
Date
Matter Number
V920011
Oneida City Hospital
… Oneida City Hospital Oneida City Hospital re: Concerning the sale of prescription drugs by a city-operated hospital to city employees at a price reflecting discounts received by the hospital. 2.pdf Advisory …
Date
re: Concerning the sale of prescription drugs by a city-operated hospital to city employees at a price reflecting discounts received by the hospital.
9205006 Informal Interpretation
… 9205006 Informal Interpretation 9205006 Informal Interpretation May 14, 1992 Richard B. Smith, Esquire Hand Delivered Premerger Notification Office Federal Trade … Informal Interpretation Dear Dick: This letter will confirm the informal Hart-Scott-Rodino interpretation which you …
Date
Rule
7A(c)(1); 802.20(a)
5/14/92 - called (redacted) and advised that the letter set forth a proper use of7A(c)(1) and, based on the facts in the letter, no filing would be required.
File
Original Image File
(93.84 KB)
RMED International, Inc.
… RMED International, Inc. RMED International, Inc. Federal Trade Commission Decisions, Volume 115, Page …
Federal Trade Commission Decisions, Volume 115, Page 572
Type of Action
Federal
Last Updated
9205003 Informal Interpretation
… 9205003 Informal Interpretation 9205003 Informal Interpretation May 11, 1992 Via Hand Delivery Mr. Patrick Sharpe Compliance Specialist … conversation earlier today in which you agreed that the purchase of 11 shopping centers by a company subject to …
Date
Rule
802.1
called (redacted) 5-11-92. I concur with letter.
File
Original Image File
(44.34 KB)
9205001 Informal Interpretation
… 9205001 Informal Interpretation 9205001 Informal Interpretation May 1, 1992 … Attn: Patrick Sharpe Dear Mr. Sharpe: This letter is in furtherance of my phone conversations with you and John Sipple. …
Date
Rule
802.20
Where is annual report with note restating net sales and total assets (See ABA # 158)? Unless you can convince us otherwise, the PMNO is not convinced that the net sales are separable from the...
File
Original Image File
(143.74 KB)
9205002 Informal Interpretation
… 9205002 Informal Interpretation 9205002 Informal Interpretation May 1, 1992 … I am writing to confirm our discussion today as to whether a filing would be necessary under the Hart-Scott-Rodino …
Date
Rule
802.20
C is not acquiring 50% of B and B does not meet the size of 802.20.
File
Original Image File
(132.62 KB)
9205004 Informal Interpretation
… 9205004 Informal Interpretation 9205004 Informal Interpretation Issued to: Class of Stock Voting No. of …
Date
Rule
Voting
Class A Common
File
Original Image File
(136.96 KB)
9205005 Informal Interpretation
… 9205005 Informal Interpretation 9205005 Informal Interpretation May 14, 1992 … our telephone conversation today in which I outlined the following transaction: Corporations A and B propose to … all of its assets, valued in excess of $30 million, to the Partnership. A will contribute a technology based …
Date
Rule
801.1 (b)(1)
When a partnership is formed, no reporting is required where money is distributed to a partner who has contributed other assets as long as the distribution is proportional to the relative partnership...
File
Original Image File
(83.21 KB)
9205007 Informal Interpretation
… 9205007 Informal Interpretation 9205007 Informal Interpretation May 18, 1992 … understanding, based on our discussion last week, that in the staffs view the following transaction is not reportable …
Date
Rule
7A(c)(4)
If sale has been ordered, approved & supervised by RTC then it is exempt as a transfer from a govt. agency. Sale may be from a subsidiary of its assets.
File
Original Image File
(72.28 KB)
9205008 Informal Interpretation
… 9205008 Informal Interpretation 9205008 Informal Interpretation Issued to: Class of Stock Voting No. of …
Date
Rule
Voting
B
File
Original Image File
(95.56 KB)
9205011 Informal Interpretation
… 9205011 Informal Interpretation 9205011 Informal Interpretation May 29, 1992 … law firm is representing a bank (hereinafter referred to as the Bank) in the disposition of an asset (the Asset). This …
Date
Rule
7A(c)(4)
Called and left message: Not (c)(4); the asset has left the RTC and the Bank can sell it without RTC approval if it wants to. Bank must file. RS agrees.
File
Original Image File
(128.29 KB)
FTC Staff Comment to the Hon. Robert W. Ney Concerning Ohio S.B. 323 to Regulate Credit Repair Organizations
… FTC Staff Comment to the Hon. Robert W. Ney Concerning Ohio S.B. 323 to Regulate … - 00:00 FTC Staff Comment to the Hon. Robert W. Ney Concerning Ohio S.B. 323 to Regulate Credit Repair Organizations …
Date
Matter Number
V920015
FTC Staff Comment to the Hon. David Knowles Concerning California A.B. 2371 Concerning Refiners Sale and Resale of Gasoline
… FTC Staff Comment to the Hon. David Knowles Concerning California A.B. 2371 Concerning Refiners Sale and Resale of Gasoline Enviado por …
Date
Matter Number
V920012
Displaying 42741 - 42760 of 44712