9906021 Informal Interpretation
… 9906021 Informal Interpretation 9906021 Informal Interpretation (redacted) … Washington, D.C. 20580 Dear Dick: I am writing to confirm the advice you provided in our telephone conversation earlier today that the transaction described below does not satisfy the …
Date
Rule
801.10(c)(1)(ii)
6/28/99 Advised writer that advice given was based upon 7/.31/78 SBP at 33470 where Commission states that clause (ii) applies to the day before execution of “any†contract, agreement in principal...
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