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HSR Informal Interpretations

1404009 Informal Interpretation

… a trust, whose beneficiar i es are A ' s four ch i ldr en. Under the terms of th e trust, A has n o interest in the … unfortunate) circumstances that all of h is ch i l dren die before him, and there are no other desce ndan t s (e.g. grandchildren) . Although under Rule 801.1(c)(4) a settlor is deemed to hold the …
Date
Rule
801.1
Agree. KW concurs.
HSR Informal Interpretations

1404007 Informal Interpretation

… person control of the target I would assume the acquisition unde r the agreement would be exempt under 802 . 30. But I have a vague recollection that in this … say the acqu i sition of the Preferred would be exempt under 802 . 30? Of course only if it follows the TO . … …
Date
Rule
801.30
1. If the CTO is for 50°/o or more, only one 15 day waiting period 2. 15 days 3. One filing, one filing fee (based on the total value of the 80% tendered plus the preferred voting), describe both...
Federal Register Notice

16 CFR Part 305: Energy and Water Use Labeling for Consumer Products Under the Energy Policy and Conservation Act (Energy Labeling Rule); Final Rule Amendments Updating Energy Labeling Rule to Reflect New DOE Television Test Procedure

… 305: Energy and Water Use Labeling for Consumer Products Under the Energy Policy and Conservation Act (Energy … 305: Energy and Water Use Labeling for Consumer Products Under the Energy Policy and Conservation Act (Energy … 305: Energy and Water Use Labeling for Consumer Products Under the Energy Policy and Conservation Act (Energy …
Date
HSR Informal Interpretations

1404003 Informal Interpretation

… Our client, a private equity firm, proposes to acquire from Company A (a telecommunications carrier) certain FCC spectrum licenses. · Upon closing of the acquisition, … that were operated by the acquired person as a business undertaking in a particular location or for particular …
Date
Rule
802.1(d)
Agree. KW concurs. Update March 10, 2015: This interpretation no longer reflects the position of the PNO.
HSR Informal Interpretations

1404005 Informal Interpretation

… I have a question concerning whether a venture capital fund is eligible for the 802.9 exemption if a founder of the … a venture capital firm. Firm A holds voting securities of Company B through a group of 8 affiliated in v estment funds . Each of these funds is its own UPE. Public Company has entered into a merger agreement to acquire the …
Date
Rule
802.9
We think being a director and member of the GP is an automatic exclusion from using the exemption. KW concurs.
Early Termination Notices

20140703: Thoma Bravo Fund X, L.P.; Genstar Capital Partners V, L.P.

… 20140703: Thoma Bravo Fund X, L.P.; Genstar Capital Partners V, L.P. HSR Early Termination Notice 20140703: Thoma Bravo Fund X, L.P.; Genstar Capital Partners V, L.P. 20140703 TCH-2 … Holdings, LLC Genstar Capital Partners V, L.P. Thoma Bravo Fund X, L.P. … 20140703: Thoma Bravo Fund X, L.P.; Genstar …
Date
Acquiring Party
Thoma Bravo Fund X, L.P.
Acquired Party
Genstar Capital Partners V, L.P.
Acquired Entities
TCH-2 Holdings, LLC
HSR Informal Interpretations

1404002 Informal Interpretation

… the following scenario. Corporate Officer is set to receive Company A vot i ng securities later this year due to the … of certain trusts that contain substantial amounts of Company A voting securities as well. To be clear, Corporate … Officer. However, if Corporate Officer were deemed under 801.1(c) to "hold" the voting securities in the …
Date
Rule
801.1
We don't think Corporate Officer holds the shares of Company A in either trust. We are assuming, although it is not specifically stated, that both trusts are irrevocable and that Corporate Officer...
HSR Informal Interpretations

1403015 Informal Interpretation

… Strategic Relationship Mike , I am writing to confirm my understanding that the proposed strategic relationship … the ABC service lines of Hospital A and Hospital B will become clinically, financially, and operationally integrated … are steps that will occur immediately upon the Agreement becoming effective (or, as separately noted below, during the …
Date
Rule
801.2
Agree. KW & DG concur.
HSR Informal Interpretations

1404001 Informal Interpretation

… well , I am hop eful that we saw the last of the snow on Sunday for quite a wh i le! This is a 801.21 cash equivalent … investment activities, and Firm A agreed to make capital commitments in specific funds organized by Firm B, which … controlled by Firm B. Under Target's limited liability company agreement Firm A has the right to appoint one of the …
Date
Rule
801.21
Agree. KW concurs.
Cases and Proceedings

Nielsen Holdings N.V., and Arbitron Inc., In the Matter of

… N.V., and Arbitron Inc., In the Matter of Media research company Nielsen Holdings N.V. settled charges that its … lessen competition for national syndicated cross-platform audience measurement services.  Nielsen and Arbitron are the … others to develop) a national syndicated cross-platform audience measurement service because of their existing …

Media research company Nielsen Holdings N.V. settled charges that its acquisition of Arbitron Inc. may substantially lessen competition for national syndicated cross-platform audience measurement services.  Nielsen and Arbitron are the best-positioned firms to develop (or partner with others to develop) a national syndicated cross-platform audience measurement service because of their existing audience measurement panels and proven audience measurement technology assets. To settle the charges, the Commission required the divestiture of assets related to Arbitron’s cross-platform audience measurement business, including data from its representative panel, to a Commission-approved buyer.

Type of Action
Administrative
Last Updated
FTC Matter/File Number
131 0058
Advocacy Filings

FTC Staff Comment Before the Illinois State Senate Regarding Senate Bill 2629, Which Would Repeal Certain Provisions of the Illinois Vehicle Code That Currently Prohibit the Sale or Long-Term Lease of New or Used Automobiles on Sunday in Illinois

… FTC Staff Comment Before the Illinois State Senate Regarding Senate Bill 2629, Which Would Repeal Certain Provisions of the Illinois … competition and benefit consumers. 140327illinoisautostaffcomment.pdf Advocacy Filing … FTC Staff Comment Before the …
Date
Matter Number
V140004
FTC staff submitted a comment, in response to a request from Illinois State Senator James Oberweis, regarding the competitive impact of repealing the state’s prohibition on the sale or long-term lease...
Related Release
FTC Staff Comments on Illinois Senate Bill to Repeal Prohibition on Sunday Auto Sales
HSR Informal Interpretations

1403014 Informal Interpretation

… Kathryn E. Walsh Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania … are as follows: 1) LP I, organized as a limited partnership under the laws of Delaware: 33% 2) LP II, organized as a … III, formed as a S.A.R.L. under the laws of Luxembourg: 26% 4) Various current and former officers of Company X and …
Date
Rule
801.1(b)
Agree. KW concurs.
Early Termination Notices

20140667: Kose Corporation; Encore Consumer Capital Fund, L.P.

… 20140667: Kose Corporation; Encore Consumer Capital Fund, L.P. HSR Early Termination Notice 20140667: Kose Corporation; Encore Consumer Capital Fund, L.P. 20140667 Tarte, Inc. Encore Consumer Capital Fund, L.P. Kose Corporation … 20140667: Kose Corporation; …
Date
Acquiring Party
Kose Corporation
Acquired Party
Encore Consumer Capital Fund, L.P.
Acquired Entities
Tarte, Inc.
Early Termination Notices

20140673: HGGC Fund II, L.P.; Silver Lake Partner II, L.P.

… 20140673: HGGC Fund II, L.P.; Silver Lake Partner II, L.P. HSR Early Termination Notice 20140673: HGGC Fund II, L.P.; Silver Lake Partner II, L.P. 20140673 Serena Software, Inc. Silver Lake Partner II, L.P. HGGC Fund II, L.P. … 20140673: HGGC Fund II, L.P.; Silver Lake …
Date
Acquiring Party
HGGC Fund II, L.P.
Acquired Party
Silver Lake Partner II, L.P.
Acquired Entities
Serena Software, Inc.
Early Termination Notices

20140675: Riverside Capital Appreciation Fund VI, L.P.; Peter P. Jenkins III

… 20140675: Riverside Capital Appreciation Fund VI, L.P.; Peter P. Jenkins III HSR Early Termination … Notice 20140675: Riverside Capital Appreciation Fund VI, L.P.; Peter P. Jenkins III 20140675 Harvey Tool Company, LLC Peter P. Jenkins III Riverside Capital …
Date
Acquiring Party
Riverside Capital Appreciation Fund VI, L.P.
Acquired Party
Peter P. Jenkins III
Acquired Entities
Harvey Tool Company, LLC
Early Termination Notices

20140682: Audax Private Equity Fund IV, L.P.; Levine Leichtman Capital Partners IV, L.P.

… 20140682: Audax Private Equity Fund IV, L.P.; Levine Leichtman Capital Partners IV, L.P. HSR … Early Termination Notice 20140682: Audax Private Equity Fund IV, L.P.; Levine Leichtman Capital Partners IV, L.P. … Leichtman Capital Partners IV, L.P. Audax Private Equity Fund IV, L.P. … 20140682: Audax Private Equity Fund IV, L.P.; …
Date
Acquiring Party
Audax Private Equity Fund IV, L.P.
Acquired Party
Levine Leichtman Capital Partners IV, L.P.
Acquired Entities
Luminator Technology Group, LLC
HSR Informal Interpretations

1403013 Informal Interpretation

… ) Subject: guidance please - pro rata exemption Dear Mike - Company A is engaged in the issuance of Series C preferred stock in a 3rd round of financing. Two investors will participate. Investor X (the founder of the company) and Investor Y (an investment firm). 1 Investor X …
Date
Rule
801.12
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