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HSR Informal Interpretations

0205023 Informal Interpretation

… 0205023 Informal Interpretation 0205023 Informal Interpretation To: … Ovuka From: (redacted) Subject: Transaction Structure Memorandum Date: May 20, 2002 Acquiring Company "A" will acquire … the total transaction described above is two separate transactions for HSR purposes (the acquisition of voting …
Date
Rule
7(A)a)(3)
Advised writer by telephone that transaction is not reportable. RS and PS concur.
HSR Informal Interpretations

0205024 Informal Interpretation

… 0205024 Informal Interpretation 0205024 Informal Interpretation … From: (redacted) To: 'Michael Verne' MVERNE@ftc.gov Date: 5/22/02 Subject: (redacted) Mike, No problem (I had to call and find out...) The daily share account is somewhat akin to …
Date
Rule
None noted
None noted
HSR Informal Interpretations

0205025 Informal Interpretation

… 0205025 Informal Interpretation 0205025 Informal Interpretation B. … DC 20580 Dear Mr. Verne: We would like to thank you and your colleagues at the FTC and the Antitrust Division … helpful to credit unions in determining accurately their compliance obligations under the Hart-Scott-Rodino Act and …
Date
Rule
801.10
This agrees with our discussions with CUNA representatives and counsel in various meetings. N. Ovuka concurs.
HSR Informal Interpretations

0205026 Informal Interpretation

… 0205026 Informal Interpretation 0205026 Informal Interpretation Mr. … Federal Trade Commission 600 Pennsylvania Ave. NW Washington, D.C. 20530 Dear Mr. Sharpe: May 23, 2002 In two telephone conversations on May 16, 2002, and on a follow-up conversation on May 20, 2002, (redacted) …
Date
Rule
801.10
I concur. Called (redacted) and (redacted)
HSR Informal Interpretations

0205027 Informal Interpretation

… 0205027 Informal Interpretation 0205027 Informal Interpretation May … through merger of (redacted) (the Merger). Both (redacted) and (redacted) are federally chartered corporate credit … 1. Cash and Balances Due (line 1.a) 2. Future Dated ACH Transactions (line 1.b) (Associated with Uncollected …
Date
Rule
801.21
Agree the size-of-transaction is less than $50 MM. See attached. N. Ovuka concurs.
HSR Informal Interpretations

0205001 Informal Interpretation

… 0205001 Informal Interpretation 0205001 Informal Interpretation … PM Subject: FMV / IP Mike: I have one more question with regard to the deal that I have been pestering you with this … of the nexus with US test? (Some licenses are exclusive and others are not). … 0205001 Informal Interpretation …
Date
Rule
801.10
Advised that an allocation of the value of worldwide license rights must be made to determine the value of that portion that relates to the U.S. Only the value of the U.S. portion would count toward...
HSR Informal Interpretations

0205002 Informal Interpretation

… 0205002 Informal Interpretation May 3, 2002 BY HAND Ms. Marian R. Bruno Assistant Director Bureau of … Published reports alleged that the money had been illegally diverted to (redacted) itself and a criminal … merger control or antitrust approvals to the extent compliance is required by mandatory law, have been obtained …
Date
Rule
802.71
None noted
HSR Informal Interpretations

0205003 Informal Interpretation

… 0205003 Informal Interpretation 0205003 Informal Interpretation May 7, 2002 FEDERAL EXPRESS James Ferkingstad, Esq. Federal Trade Commission Premerger Notification … Dear Mr. Ferkingstad: I am writing to confirm my understanding that the following transaction would be exempt from …
Date
Rule
802.1
Agree. Discussed with NO & MV and they agree.
HSR Informal Interpretations

0205005 Informal Interpretation

… 0205005 Informal Interpretation 0205005 Informal Interpretation May … described below of the exemptions from the notification and waiting period requirements of the Hart-Scott-Rodino … position that this exemption covers loans secured by real property (i.e., mortgages), but does not cover …
Date
Rule
7A(c)(1)
Agree this can be exempted under 7(A)(c)(1)
HSR Informal Interpretations

0205007 Informal Interpretation

… 0205007 Informal Interpretation 0205007 Informal Interpretation May 15, 2002 Michael Verne Pre-Merger Notification Office Bureau of Competition Federal Trade … some of the contracts will be losers or "out of the money" and some will be winners or "in the money". In making the …
Date
Rule
801.10
I agree that this appears to be a reasonable approach.
HSR Informal Interpretations

0205010 Informal Interpretation

… Interpretation Regarding Applicability of the Notification and Waiting Period Requirements of the Hart-Scott-Rodino … letter to you then telephone you to discuss the relevant considerations. We submit that the arrangement described … which involves several related steps, is dictated by legal requirements of the country of A's incorporation. Each …
Date
Rule
7A(c)(10)
Advised that with the one exception noted above, agreed that the demerger is exempt under 802.30 and 7A(c)(10). N. Ovuka concurs.
HSR Informal Interpretations

0205013 Informal Interpretation

… 0205013 Informal Interpretation 0205013 Informal Interpretation … From: (redacted) To: FTC. SERIUS ( mverne@ftc.gov ) Date: 5/21 /02 11:16AM Subject: HSR Licensing Issue … beneficial ownership of an asset under applicable HSR rules and regulations. For present purposes, please assume that …
Date
Rule
801.2
Beneficial ownership of the underlying IP does not appear to pass to the licensee under this arrangement. Advised that no filing is required. N. Ovuka concurs.
HSR Informal Interpretations

0205015 Informal Interpretation

… 0205015 Informal Interpretation 0205015 Informal Interpretation May … DC 20580 HSR Reportability of Acquisition of Foreign Assets and Voting Securities Dear Mike: Thank you for taking the … limitadas own two copper mines and a smelter and certain real estate holdings, all of which are located in Chile. The …
Date
Rule
802.50 802.51
Title and risk of loss pass outside of U.S. This does not constitute sales into U.S. N. Ovuka concurs.
Early Termination Notices

20020677: UBS AG; Gary W. Frazier

… 20020677: UBS AG; Gary W. Frazier HSR Early Termination Notice 20020677: UBS AG; Gary W. Frazier 20020677 Collegiate Funding Services, L.L.C. Gary W. Frazier UBS AG … 20020677: UBS …
Date
Acquiring Party
UBS AG
Acquired Party
Gary W. Frazier
Acquired Entities
Collegiate Funding Services, L.L.C.
Early Termination Notices

20020676: UBS AG; Danny L. Darby

… 20020676: UBS AG; Danny L. Darby HSR Early Termination Notice 20020676: UBS AG; Danny L. Darby 20020676 Collegiate Funding Services, L.L.C. Danny L. Darby UBS AG … 20020676: UBS …
Date
Acquiring Party
UBS AG
Acquired Party
Danny L. Darby
Acquired Entities
Collegiate Funding Services, L.L.C.
HSR Informal Interpretations

0204008 Informal Interpretation

… 0204008 Informal Interpretation 0204008 Informal Interpretation From: [redacted] To: mverne@ftc.gov Date: 4/30/02 Subject: Follow up Mike: Thanks for your voice-mail this morning. One follow up question I have is who is responsible for …
Date
Rule
802.51 801.10(c)
Advised the writer that since the burden to make any fair market valuation in connection with determining the size-of-transaction resides with the acquiring person, the PNO naturally extends this...
Displaying 31321 - 31340 of 45572
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