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Displaying 26441 - 26460 of 44697
0508004 Informal Interpretation
Date
Rule
802.5
I informed the writer that the first part of his conclusion is correct - that the acquiring person need not be a REIT to qualify for the 802.5 exemption. I then informed the writer that the...
File
Original Image File
(96.75 KB)
20051412: Ares Corporate Opportunities Fund, L.P.; National Bedding Holdings, Inc.
… Ares Corporate Opportunities Fund, L.P.; National Bedding Holdings, Inc. HSR Early Termination Notice 20051412: Ares Corporate …
Date
Acquiring Party
Ares Corporate Opportunities Fund, L.P.
Acquired Party
National Bedding Holdings, Inc.
Acquired Entities
National Bedding Company, L.L.C.
Star LP
20051408: Hughes Supply, Inc.; TVESCO, Inc.
Date
Acquiring Party
Hughes Supply, Inc.
Acquired Party
TVESCO, Inc.
Acquired Entities
TVESCO, Inc.
20051398: Apollo Investment Fund V, L.P.; Cendant Corporation
Date
Acquiring Party
Apollo Investment Fund V, L.P.
Acquired Party
Cendant Corporation
Acquired Entities
Cendant International Holdings Ltd.
Cendant Marketing Group, LLC
20051369: El Paso Corporation; Chevron Corporation
Date
Acquiring Party
El Paso Corporation
Acquired Party
Chevron Corporation
Acquired Entities
Four Star Oil & Gas Company
20051347: CIT Group Inc.; Itochu Corporation
Date
Acquiring Party
CIT Group Inc.
Acquired Party
Itochu Corporation
Acquired Entities
Healthcare Business Credit Corporation
20051396: Oracle Corporation; i-flex Solutions Limited
Date
Acquiring Party
Oracle Corporation
Acquired Party
i-flex Solutions Limited
Acquired Entities
i-flex Solutions Limited
20051378: American Capital Strategies, Ltd.; Halifax Capital Partners L.P.
Date
Acquiring Party
American Capital Strategies, Ltd.
Acquired Party
Halifax Capital Partners L.P.
Acquired Entities
Soil Safe Holdings, Inc.
20051374: Schneider Electric SA; BEI Technologies, Inc.
… 20051374: Schneider Electric SA; BEI Technologies, Inc. HSR Early Termination Notice 20051374: Schneider Electric SA; BEI Technologies, Inc. 20051374 BEI Technologies, Inc. BEI Technologies, Inc. …
Date
Acquiring Party
Schneider Electric SA
Acquired Party
BEI Technologies, Inc.
Acquired Entities
BEI Technologies, Inc.
20051327: Novartis AG; Bristol Myers Squibb Company
Date
Acquiring Party
Novartis AG
Acquired Party
Bristol Myers Squibb Company
Acquired Entities
Bristol Myers Squibb Company
70 FR 47733
Federal Register Cite
File
70 FR 47733
(300.71 KB)
Type
Proposed Rule
Date
Description
Item 4 website reference; stale filings
Topic
Item 4
Federal Register Notice
Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Part 803
… Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Part 803 Federal Register Notice Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Part 803 …
Date
20051401: Brockway Moran & Partners Fund II, LP; Long Point Capital Fund, L.P.
… 20051401: Brockway Moran & Partners Fund II, LP; Long Point Capital Fund, L.P. HSR Early Termination Notice 20051401: Brockway Moran & Partners Fund II, LP; Long Point Capital Fund, L.P. 20051401 Colibri Holding Corporation …
Date
Acquiring Party
Brockway Moran & Partners Fund II, LP
Acquired Party
Long Point Capital Fund, L.P.
Acquired Entities
Colibri Holding Corporation
20051388: Evergreen Pacific Partners, L. P.; Clear Channel Communications, Inc.
… Pacific Partners, L. P.; Clear Channel Communications, Inc. HSR Early Termination Notice 20051388: Evergreen Pacific Partners, L. P.; Clear Channel Communications, Inc. 20051388 Citicasters Co. Clear Channel Communications, …
Date
Acquiring Party
Evergreen Pacific Partners, L. P.
Acquired Party
Clear Channel Communications, Inc.
Acquired Entities
Citicasters Co.
20051318: Citigroup Inc.; Legg Mason, Inc.
… 20051318: Citigroup Inc.; Legg Mason, Inc. HSR Early Termination Notice 20051318: Citigroup Inc.; Legg Mason, Inc. …
Date
Acquiring Party
Citigroup Inc.
Acquired Party
Legg Mason, Inc.
Acquired Entities
Howard Weil Financial Corporation (Louisiana)
Legg Mason Insurance Agency of Massachusetts, Inc.
Legg Mason Insurance Agency of Texas, Inc. (Texas)
Legg Mason Insurance Agency, Inc. (Maryland)
Legg Mason Limited UK Corporation (United Kingdom)
Legg Mason Mortgage Capital Corporation (Maryland)
Legg Mason Wood Walker, Inc. (Maryland)
Legg Mason, Inc.
LM Falcon Investment Strategies, Inc. (Maryland)
Orchard Financial Services, Inc. (Maryland)
Peregrine Investments LLC (Maryland)
20051317: Legg Mason, Inc.; Citigroup Inc.
… 20051317: Legg Mason, Inc.; Citigroup Inc. HSR Early Termination Notice 20051317: … Management (Luxembourg) S.A. CitiMoney S.A. (Luxembourg) Handlowy Zarzadzanie Aktywami S.A. (Poland) Salomon Brothers Asset Management (Ireland) Salomon Brothers Asset …
Date
Acquiring Party
Legg Mason, Inc.
Acquired Party
Citigroup Inc.
Acquired Entities
Citi FCP S.A. (Luxembourg)
Citi Islamic Portfolios S.A. (Luxembourg)
Citibank Global Asset Management (Asia) Limited (Hong Kong)
Citicorp Chile Administradora General de Fondos S.A. (Chile)
Citigroup Advisors Co., Ltd. (Japan)
Citigroup Asset Management Limited (United Kingdom)
Citigroup Investment Management (Luxembourg) S.A.
CitiMoney S.A. (Luxembourg)
Handlowy Zarzadzanie Aktywami S.A. (Poland)
Salomon Brothers Asset Management (Ireland)
Salomon Brothers Asset Management Asia Pacific Limited
Salomon Brothers Asset Management Inc. (Delaware, USA)
Smith Barney Fund Management LLC (Delaware, USA)
Smith Barney Global Capital Management, Inc.
The Travelers Investment Management Company
Towarzystwo Funduszy Inwestycyjnych BH S.A. (Poland)
0508001 Informal Interpretation
… 0508001 Informal Interpretation 0508001 Informal Interpretation … Subject: FW: Receipt of Stockin a Bankruptcy Plan Nancy- Is the receipt of stock as a distribution in a bankruptcy plan an 801.30transaction, on the theory that you are essentially converting claims in …
Date
Rule
801.30
Not treated as an 801.30
File
Original Image File
(34.67 KB)
0508003 Informal Interpretation
… 0508003 Informal Interpretation 0508003 Informal Interpretation … Question Hi, James We were hopingto get your thoughts on the following situation: Company A proposesto acquire 100% of the stock of Company B ("Transaction 1 ") and hasmade an HSR …
Date
Rule
HSR rules
Agree. However, if closing of B/C transaction occurs after A/B transaction, Then A must file for the acquisition of C. NO concurs.
File
Original Image File
(68.29 KB)
Displaying 26441 - 26460 of 44697