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HSR Informal Interpretations

0603007 Informal Interpretation

… 0603007 Informal Interpretation 0603007 Informal Interpretation … Question Mike I would like yourconfirmation on the following scenario. Parent owns all of thevoting … Parent.Moreover, pre-consummation, the stock of Sub in the hands of Parent isessentially worthless. Finally, if any …
Date
Rule
801.2
Agree.
HSR Informal Interpretations

0603008 Informal Interpretation

… 0603008 Informal Interpretation 0603008 Informal Interpretation From: … HSRExemption under 15 USC sec. 18a (c)(7) Mike, Here is the follow up emailto our telephone call of last week. Our … company (Bank Holding Company B) whoseUPE is an individual. The individual will be receiving stock and cash of …
Date
Rule
15USC18a(c)(7) 7A(c)(7)
Agree.
Early Termination Notices

20060735: David D. Smith; Kenneth A. Hall

… 20060735: David D. Smith; Kenneth A. Hall HSR Early Termination Notice 20060735: David D. Smith; Kenneth A. Hall 20060735 Center Ford, Inc. Hall Auto World, Inc. Jefferson Imports, Inc. KAH Imports, Inc. Peninsula …
Date
Acquiring Party
David D. Smith
Acquired Party
Kenneth A. Hall
Acquired Entities
Center Ford, Inc.
Hall Auto World, Inc.
Jefferson Imports, Inc.
KAH Imports, Inc.
Peninsula Imports, Inc.
State Line Imports, Inc.
Tidwater Imports, Inc.
Early Termination Notices

20060726: Borland Software Corporation; Segue Software, Inc.

… 20060726: Borland Software Corporation; Segue Software, Inc. HSR Early Termination Notice 20060726: Borland Software Corporation; Segue Software, Inc. 20060726 Segue Software, Inc. Segue Software, Inc. …
Date
Acquiring Party
Borland Software Corporation
Acquired Party
Segue Software, Inc.
Acquired Entities
Segue Software, Inc.
Early Termination Notices

20060720: Terumo Corporation; MicroVention, Inc.

… 20060720: Terumo Corporation; MicroVention, Inc. HSR Early Termination Notice 20060720: Terumo Corporation; MicroVention, Inc. 20060720 MicroVention, Inc. MicroVention, Inc. Terumo …
Date
Acquiring Party
Terumo Corporation
Acquired Party
MicroVention, Inc.
Acquired Entities
MicroVention, Inc.
Early Termination Notices

20060714: Cemex, S.A. de C.V.; General Electric Company

… Cemex, S.A. de C.V.; General Electric Company HSR Early Termination Notice 20060714: Cemex, S.A. de C.V.; General Electric Company 20060714 Full Service Leasing Corp. General Electric Capital Corporation SGE (New …
Date
Acquiring Party
Cemex, S.A. de C.V.
Acquired Party
General Electric Company
Acquired Entities
Full Service Leasing Corp.
General Electric Capital Corporation
SGE (New York) Associates II
HSR Informal Interpretations

0603006 Informal Interpretation

… 0603006 Informal Interpretation 0603006 Informal Interpretation From: … To: Verne,B. Michael Subject: bankingquestion Mike, I sent the followingquestion to Nancy last night but have not heard … investment advisory company (don't know where theyare headquartered). The bank will contribute cash and …
Date
Rule
15USC18a(c)(7) (8) 7A(c)(7) (8)
Correct (c)(7) & (c)(8) apply acquisitions of banks.
HSR Informal Interpretations

0603012 Informal Interpretation

… 0603012 Informal Interpretation 0603012 Informal Interpretation From: … Subject:Question re Item 4(c) Mike, I understand that the PNOhas taken the view that a regularly prepared business plan (for …
Date
Rule
Form Item 4(c)
Ordinary course document are not 4(c) for the party that prepares them. But could be for the other party if a copy is given to them.
HSR Informal Interpretations

0603004 Informal Interpretation

… 0603004 Informal Interpretation 0603004 Informal Interpretation … regarding Item 6(b): (1) Where a bank holdsshares of the UPE totaling more than 5%, but holds them on behalf of severalindividual investors, none of whom …
Date
Rule
Form Item 6(b)
You need to determine who actually has beneficial ownership of the shares. If that is the bank or the trust, they would be listed in 6(b). If beneficial ownership resides with the investors/employees...
Early Termination Notices

20060677: Tandberg Television ASA; SkyStream Networks Inc.

… 20060677: Tandberg Television ASA; SkyStream Networks Inc. HSR Early Termination Notice 20060677: Tandberg Television ASA; SkyStream Networks Inc. 20060677 SkyStream Networks Inc. SkyStream Networks …
Date
Acquiring Party
Tandberg Television ASA
Acquired Party
SkyStream Networks Inc.
Acquired Entities
SkyStream Networks Inc.
HSR Informal Interpretations

0603002 Informal Interpretation

… 0603002 Informal Interpretation 0603002 Informal Interpretation From: … Subject: 4(c)Question Ourclient has a question as to whether it needs to produce 4(c) documents relatedto a past, … 49% of a noncorporate entity and an option topurchase the remaining 51%. The transaction was not reportable at the …
Date
Rule
Form Item 4(c)
You need only produce 4(c) documents related to the exercise of the option in 2006.
HSR Informal Interpretations

0603003 Informal Interpretation

… 0603003 Informal Interpretation 0603003 Informal Interpretation From: … of non-exempt assets. A client is considering buying allof the stock of a company that is in the business of originating, servicing andselling mortgage …
Date
Rule
15USC18a(c)(2) 7A(c)(2), 802.4
refer to image file for notation.
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