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HSR Informal Interpretations

9106004 Informal Interpretation

… an exempt partnership formation transaction which is not reportable under Hart-Scott. You also indicated that the transaction would remain nonreportable under Hart-Scott even if the partnership itself … accurately reflect the advice you provided regarding the nonreportability of the described transaction, please call me …
Date
Rule
801.40
None noted
HSR Informal Interpretations

9105006 Informal Interpretation

… regarding the Antitrust Improvements Act Notification and Report Form. I conveyed to you that we are representing an …
Date
Rule
801.1(b)(2); 801.1(c)(3)
5/17/91-Explained that trusts do not control since none of them holds 50% or more of theU.S. Trustee also does not control under 801.(b)(2) since the Trustee is not deemed to havecontractual power to...
HSR Informal Interpretations

9105004 Informal Interpretation

… yesterday that the following proposed transaction is not reportable under the Hart-Scott-Rodino Antitrust Improvement … the purchase of these rights by Company X would not be a reportable event. Please contact me immediately if I have in …
Date
Rule
801.1(b)
None noted
HSR Informal Interpretations

9105005 Informal Interpretation

… to determine whether the transaction in question would be reportable under the Hart-Scott-Rodino Act. Who has right to … scope of Section 802.63 (a) and should be exempt from any reporting requirement. However, because of the comparative …
Date
Rule
802.63
See Below
HSR Informal Interpretations

9105007 Informal Interpretation

… entity, then the transaction in question would not be reportable. You went on to say that if one or more of the … entity, then the transaction in question would still not be reportable except under circumstance where the ultimate … transaction described in my earlier letter would have to be reported. Thank you very much for your help. Very truly …
Date
Rule
801.1
None noted
HSR Informal Interpretations

9105009 Informal Interpretation

… 802.52) to determine if the entire foreign transaction is reportable, see 16 C.F.R. § 802.50, § 802.1, we are aware of … of a single foreign issuer to be acquired into separate reportable and non-reportable parts.             The following example …
Date
Rule
802.52
I concur this is an exempt transaction under 802.52. PMN Staff agrees per staff meeting 5- Under 802.52 you do not pierce through to U.S. interests - See (redacted)
HSR Informal Interpretations

9104019 Informal Interpretation

… I would like to discuss with you by telephone the parties reporting obligations for the following transaction: AThe … of HC. As acquisition of HCs shares would not be separately reportable under 802.20, and Bs acquisition of HC shares … under 802.31. Redemption of Cs shares in Y would not be reportable under 802.30. HCs contribution of its shares in Y …
Date
Rule
801.2
4/29/91-discussed with AD John Sipple. He says that HC, including X, filing to acquire Y([redacted] to determine if Y is then controlled by B) would be okay. So advised (redacted)(A, B, & C...
HSR Informal Interpretations

9104015 Informal Interpretation

… conversation, you, (redacted) and I discussed the potential reportability under Section 7A of the Clayton Act (the Act) … does not consider the proposed merger of B into A to be a reportable transaction. The premise of the 1986 filing was … to an acquisition of voting securities,] it was not reported under the Act, because it did not meet the …
Date
Rule
801.1(c)(8); 802.30
801.1(c)(8) where a person has control of a non-profit entity without v/s has the power toappoint the directors, a subsequent merger of the non profit with one of the subsidiaries ofthe person is...
HSR Informal Interpretations

9103010 Informal Interpretation

… or as a whole any of the transactions we discussed were reportable. The facts we discussed are summarized below” … venture formation, in order to avoid an Hart-Scott-Rodino reporting obligation, and to further assume that at the time … securities. 3 Viewed as the formation of a potentially reportable joint venture, the parties on January 2, 1991, …
Date
Rule
801.90; 801.40; 802.20
Called on 3/21/91-Confirmed the advice given with the §801.90 caution as expressed in the letter. Also, indicated that if the JV formed on 1/2/91 was a shell corporation rather than an ongoing...
HSR Informal Interpretations

9103011 Informal Interpretation

…             In the event the Sublease would otherwise be a reportable transaction, we request an interpretation that … several grounds for maintaining that the Sublease is not areportable transaction, or is not reportable until authorizing legislation has been enacted …
Date
Rule
801.11
None Noted.
HSR Informal Interpretations

9103015 Informal Interpretation

… I understand that you will advise me promptly should my report of our discussion be mistaken in any way. Thank you …
Date
Rule
801.40
801 Formation of a partnership is not reportable since neither is asset nor voting security is being acquired. In order to equalize partnership (50%50%) one partner may receive cash contributed by...
HSR Informal Interpretations

9102002 Informal Interpretation

… Victor: This is to confirm our conversation regarding the reportability of a transaction under the Hart-Scott-Rodino … that Individual X is exempt from the Hart-Scott-Rodino reporting requirements as an acquiring UPE under the … UPE. Furthermore, since Individual X is exempt from reporting as an acquiring UPE, only one $20,000 filing fee …
Date
Rule
7A(c)(3)
No filing required by X as an acquiring person.
HSR Informal Interpretations

9102003 Informal Interpretation

… consideration by our respective clients is subject to the reporting and waiting period requirements of the … tests established in the Act and would be otherwise reportable unless there is an applicable exemption in the … the transaction described above is exempt from the reporting and waiting period requirements of the Act. Please …
Date
Rule
802.63; 7A(c)(1)
None noted
HSR Informal Interpretations

9102004 Informal Interpretation

… consideration by our respective clients is subject to the reporting and waiting period requirements of the … tests established in the Act and would be otherwise reportable unless there is an applicable exemption in the … discrete portfolios of required to file a notification and report under the Hart-Scott-Rodino Act. In our conversation …
Date
Rule
7A(c)(1)
Sale of leased assets subject to lease financing exempt under 802.1 since meet five criteria insecond page of letter
Displaying 2221 - 2240 of 2689
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