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HSR Informal Interpretations

9602014 Informal Interpretation

… believe that the described transaction is exempt from the reporting requirements of the Hart-Scott-Rodino Antitrust … members atthe time of its formation are not subject to the reporting requirements of the Hart-Scott-Rodino Antitrust …
Date
Rule
Formation of LLC
None
HSR Informal Interpretations

9601012 Informal Interpretation

… acquisition of are exempt from the notification and reporting requirements of the Hart-Scott-Rodino Antitrust …
Date
Rule
801.30; 801.11
1/24/96 Called MM. She confirmed that LLC will be formed (in a non-reportable event) before two acquisitions take place. Transactions structured this way because of non-profit and U.K. status of two...
HSR Informal Interpretations

9601004 Informal Interpretation

… do not intend to complete and submit a notification and report form (i.e., FTC Form C 4, 16 C.F.R. Part …
Date
Rule
7A(c)(1)
I spoke with the author of the fax today, (redacted) 1/11. I told him that so long as the realty underlying the (redacted) was the only asset being transferred, the transaction is nonreportable.
HSR Informal Interpretations

9601006 Informal Interpretation

… of the Act must file a premerger Notification and Report Form (the “Notification”). Accordingly, this letter … The Acquisition of Convertible Securities is Not Reportable . Section 7A(c)(2) of the Act exempts … of the Act and its acquisition is exempt from the reporting requirements of the Act. 4 …
Date
Rule
801.1(f); 802.31
None
HSR Informal Interpretations

9512009 Informal Interpretation

… in my earlier letter, you indicated that two may be reportable-Shareholder X's acquisition of New REIT's voting … basis. To determine whether a transaction is reportable, one looks at the size of the HSR "persons" … with examples, many transactions that are otherwise reportable would become unreportable. Nor does Rule …
Date
Rule
801.11 (b)(1)
12/20 - Spoke to writer; told him as above; X & Y have to file. HDR
HSR Informal Interpretations

9512011 Informal Interpretation

… be subject to the requirement of filing a Notification and Report Form under the HSR Act (the "Notification") in …
Date
Rule
802.21;801.2(d) and (e)
12/19/95 - Advised writer's i.e.-counsel [redacted] that such transaction is taking the form of a voting stock acquisition, 807.21 does not come into play. Though two filings must be made for the two...
HSR Informal Interpretations

9512004 Informal Interpretation

… The Hart-Scott Filing The formation of Parent was not reportable because (redacted) took back any voting … Parents becoming the sole member of (redacted) was also not reportable because Parent did not meet the size of the … but that will be an intraperson transaction and thus not reportable. Thereafter, all of the members of the Board of …
Date
Rule
803.7
I spoke with (redacted) on 12/14 after consulting with RS, VC and TH. We agree that Parent has sufficient control and ownership of (redacted) to make a new filing unnecessary. Since the previous...
HSR Informal Interpretations

9512005 Informal Interpretation

… the above parties to this transaction are exempt from the reporting and waiting period requirements imposed by 15 …
Date
Rule
802.1
12/14/95 - Writer confirms that office building does not have more than $15 MM of non-office space in it. Advised that acquiring person must make such a determination in good faith. No specific method...
HSR Informal Interpretations

9512008 Informal Interpretation

… limited liability company described below (the "LLC") is a reportable event under the Hart-Scott-Rodino Antitrust …
Date
Rule
801.40
In order to determine whether a formation of a new corporation is within 801.40 you must examine facts such as time, identity of purchasers, initial plan, capitalization & whether contributions are...
HSR Informal Interpretations

9512012 Informal Interpretation

… exemption of 16 C.F.R. 802.63(a) and therefore exempt from reporting under the Hart Scott Rodino Act. Section 802.63(a) …
Date
Rule
802.63 (a)
I advised the author that so long as the Hospital has advanced funds to other medical groups in the ordinary course of its business, the exemption would apply. I confirmed that hospitals do finance...
HSR Informal Interpretations

9512016 Informal Interpretation

… Avenue at 6th Street, NW Washington, D.C. 20580 Re: HSR Act Report ability of a Proposed LLC Dear Dick : Yesterday and I … between two U.S. corporations would be subject to the reporting and waiting requirements of the Hart-Scott-Rodino … as a single formation event for purposes of analyzing report ability under the HSR Act. Since all of these …
Date
Rule
801.40 (LLC)
HSR Informal Interpretations

9512020 Informal Interpretation

… You advised us that the JOA does not constitute a presently reportable transaction under the Act. This is because no …
Date
Rule
803.30
Entered into a partnership agreement . . . the operation of the hospital. If there is a management agreement, operation of hospital by previous non holder as well as a change in name, it would...
HSR Informal Interpretations

9511013 Informal Interpretation

… that the transaction described will not constitute a reportable event under Part 803 of Title 16 of the Code of …
Date
Rule
801.40 (LLC)
11/30/95 - Writer confirmed that president/CEO of LLC would be selected by 4 members of management committee and may well be person outside of A&B. However, such person, although on the management...
Displaying 1901 - 1920 of 2689
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