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HSR Informal Interpretations

9009008 Informal Interpretation

… 9009008 Informal Interpretation 9009008 Informal Interpretation (redacted) … of our view from the Federal Trade Commission ("FTC"). The facts are as follows: Our client, a private … considered unproved and undeveloped. We are aware that the FTC has consistently taken the position that transfers of …
Rule
7A(c)(1)
9/17/90 Will advise (redacted) when he calls that we agree with his analysis and conclusion that the transaction is exempt. TH
HSR Informal Interpretations

9012009 Informal Interpretation

… 9012009 Informal Interpretation 9012009 Informal Interpretation (redacted) December 14, 1990 Ms. Nancy M. Ovuka Compliance Specialist Federal Trade Commission Pre-Merger Notification Office Room 301 Sixth Street and …
Rule
802.1(a)
Conclusion correct, but not for reasons cited. Exempt as realty in the ordinary course. Income stream incidental to sale of property & business of partnership which isdevelopment. Golf course "turnkey...
HSR Formal Interpretations

Formal Interpretation No. 7

… Formal Interpretation No. 7 Formal Interpretation No. 7 UNDER 16 C.F.R. … The status of such acquisitions is uncertain under the FTC's proposed regulations because it is unclear whether an … pursuant to section 4(c)(12).  Recommendation : The FTC should consider whether it should assert jurisdiction …
Type of Formal Interpretation
Acquisitions By Certain Bank Holding Companies
UNDER 16 C.F.R. § 803.30 CONCERNING ACQUISITIONS BY CERTAIN BANK HOLDING COMPANIES Commission staff have recently received several requests for interpretation of the exemption provided by § 7A(c)(8)...
HSR Formal Interpretations

Formal Interpretation No. 14

… Formal Interpretation No. 14 Formal Interpretation No. 14 16 CFR Part 802 Premerger Notification: Reporting and Waiting Period …
Type of Formal Interpretation
Airlines (transactions between air carriers and others subject to HSR)
16 CFR Part 802 Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Formal Interpretation SUMMARY: On November 14, 1988, the Federal...
HSR Formal Interpretations

Formal Interpretation No. 8

… Formal Interpretation No. 8 Formal Interpretation No. 8 BUREAU OF … the argument that I offered at AEI because I think that the FTC's responses that I see in BNA and have heard elsewhere … advice, presumably would not affect the result of the FTC investigation, but it could have a significantly …
Type of Formal Interpretation
Attorney-Client Privilege (assertion in Response to Information Required by the Form and in Response to a request for Additional Information or Documentary Material)
BUREAU OF COMPETITION September 13, 1979 John W. Barnum, Esquire White & Case 1747 Pennsylvania Avenue, N.W. Washington, D.C. 20006 Dear Mr. Barnum: This is in response to your March 1, 1979, letter...
HSR Formal Interpretations

Formal Interpretation No. 2

… Formal Interpretation No. 2 Formal Interpretation No. 2 BUREAU OF COMPETITION September 26, 1978 Mr. … Eighty Pine Street New York, New York 10005 Re: Formal interpretation of § 802.70 of the Hart-Scott-Rodino Antitrust …
Type of Formal Interpretation
Acquisitions Made Pursuant to an Order of Divestiture under §802.70
BUREAU OF COMPETITION September 26, 1978 Mr. Laurence T. Sorkin Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Re: Formal interpretation of § 802.70 of the Hart-Scott-Rodino...
HSR Formal Interpretations

Formal Interpretation No. 10

… Formal Interpretation No. 10 Formal Interpretation No. 10 In accordance with the provisions of § 803.30 of the Commission's premerger …
Type of Formal Interpretation
Confidentiality of HSR Information
In accordance with the provisions of § 803.30 of the Commission's premerger notification rules, 16 C.F.R. § 803.30, the Commission, with the concurrence of the Assistant Attorney General in charge of...
HSR Formal Interpretations

Formal Intrepretation No. 5

… Formal Intrepretation No. 5 Formal Intrepretation No. 5 FORMAL INTERPRETATION UNDER 16 C.F.R. § 803.30 CONCERNING EARLY … Commission staff have received several requests for interpretation of § 803.11 of the premerger notification rules …
Type of Formal Interpretation
Early Termination (standards applied in granting or denying request for early termination)
FORMAL INTERPRETATION UNDER 16 C.F.R. § 803.30 CONCERNING EARLY TERMINATION UNDER § 7A(b)(2) AND § 803.11 Commission staff have received several requests for interpretation of § 803.11 of the...
HSR Formal Interpretations

Formal Interpretation No. 6

… Formal Interpretation No. 6 Formal Interpretation No. 6 FEDERAL TRADE COMMISSION WASHINGTON. D. C. 20580 Bureau of Competition April 10, 1979 Formal Staff Interpretation Under 16 C.F.R. § …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
FEDERAL TRADE COMMISSION WASHINGTON. D. C. 20580 Bureau of Competition April 10, 1979 Formal Staff Interpretation Under 16 C.F.R. § 803.30 Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 11

… Formal Interpretation No. 11 Formal Interpretation No. 11 BUREAU OF COMPETITION April 7, 1981 Formal Interpretation Pursuant to § 803.30 of …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
BUREAU OF COMPETITION April 7, 1981 Formal Interpretation Pursuant to § 803.30 of the Premerger Notification Rules, 16 C.F.R. § 803.30, Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material

… Formal Interpretation No. 15 and Explanatory Material Formal … Office ("PNO") of the Federal Trade Commission ("FTC"), with the concurrence of the Assistant Attorney … report information about the proposed transactions to the FTC and DOJ. The Interpretation concerns the reportability …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Adoption of Formal Interpretation SUMMARY: The Premerger Notification Office ("PNO"...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999)

… Formal Interpretation No. 15 and Explanatory Material (Amended July 1, … Office ("PNO") of the Federal Trade Commission ("FTC"), with the concurrence of the Assistant Attorney … report information about the proposed transactions to the FTC and DOJ. The Interpretation concerns the reportability …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Amendment of Formal Interpretation 15 SUMMARY: The Premerger Notification Office (...
HSR Formal Interpretations

Formal Interpretation No. 16

… Formal Interpretation No. 16 Formal Interpretation No. 16 Premerger … Office ("PNO") of the Federal Trade Commission ("FTC"), with the concurrence of the Assistant Attorney … one of the two copies of the form submitted to the FTC. The other affidavits and certification pages may be …
Type of Formal Interpretation
Number of Original Affidavits and Certification
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of the Issuance of Formal Interpretation 16 Changing the Policy of the Premerger...
HSR Formal Interpretations

Formal Interpretation No. 1

… Formal Interpretation No. 1 Formal Interpretation No. 1 [COVINGTON & BURLINGTON LETTERHEAD] 888 … 15, 1978 Malcolm R. Pfunder, Esq. Associate Director, Premerger Notification and Screening  Federal Trade …
Type of Formal Interpretation
Pre-existing Notification Program (applicability of Pre-September 5, 1978 Notification Rules)
[COVINGTON & BURLINGTON LETTERHEAD] 888 Sixteenth Street, N.W. Washington, D.C. 20006 August 15, 1978 Malcolm R. Pfunder, Esq. Associate Director, Premerger Notification and Screening Federal Trade...
HSR Formal Interpretations

Formal Interpretation No. 4

… Formal Interpretation No. 4 Formal Interpretation No. 4 BUREAU OF … securities of Company B to the 10% level, pending review by FTC and the Department of Justice. The filing of a … the operation of the Act, and initiates review by the FTC and Department of Justice. An unfavorable determination …
Type of Formal Interpretation
Solely for Purposes of Investment Exemption
BUREAU OF COMPETITION January 17, 1979 Laurence T. Sorkin, Esquire Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Dear Mr. Sorkin: This formal interpretation is issued by the...
HSR Formal Interpretations

Formal Interpretation No. 12

… Formal Interpretation No. 12 Formal Interpretation No. 12 BUREAU OF COMPETITION June 2, 1981 Lewis A. … Dear Mr. Kaplan: This letter responds to your letter of April 8, 1981, and constitutes a formal interpretation under …
Type of Formal Interpretation
Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1))
BUREAU OF COMPETITION June 2, 1981 Lewis A. Kaplan, Esquire Paul, Weiss, Rifkind, Wharton & Garrison 345 Park Avenue New York, New York 10154 Re: Sun Company, Inc. 10-3/4% Subordinated Exchangeable...
HSR Formal Interpretations

Formal Interpretation No. 18

… Formal Interpretation No. 18 Formal Interpretation No. 18 Formal Interpretation 15 - 64 FR @ 5808 (February 5, 1999) FEDERAL TRADE …
Type of Formal Interpretation
Repeal of Formal Interpretation 15
Formal Interpretation 15 - 64 FR @ 5808 (February 5, 1999) FEDERAL TRADE COMMISSION [Billing code 6750-01P] Premerger Notification; Reporting and Waiting Period Requirements AGENCY: Federal Trade...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material (Amended March 2001)

… Formal Interpretation No. 15 and Explanatory Material (Amended March … Office ("PNO") of the Federal Trade Commission ("FTC"), with the concurrence of the Assistant Attorney … report information about the proposed transactions to the FTC and DOJ. The Interpretation concerns the reportability …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Amendment of Formal Interpretation 15 SUMMARY: The Premerger Notification Office (...
Statutes

Magnuson-Stevens Fishery Conservation and Management Act, as amended by the Consolidated Appropriations Act of 2004

… and Management Act, as amended by the Consolidated Appropriations Act of 2004 Magnuson-Stevens Fishery Conservation … and Management Act, as amended by the Consolidated Appropriations Act of 2004 Section 801 of the Consolidated …
Mission
Competition
Law
Consolidated Appropriations Act, 2004, Pub. L. No. 108-199, 118 Stat. 3, amending the Magnuson-Stevens Fishery Conservation and Management Act, codified in relevant part at 16 U.S.C. § 1862
Section 801 of the Consolidated Appropriations Act instructs the Secretary of Commerce to implement a cooperative program for crab fisheries of the Bering Sea and Aleutian Islands, in which...
https://www.ftc.gov/ehttp://uscode.house.gov/view.xhtml
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