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HSR Informal Interpretations

9110019 Informal Interpretation

… 1991   Hy David Rubenstein, Esquire Premerger Notification Office Room 323 Federal Trade Commission 6th Street and … Washington, D.C. 20580   Dear Hy: I am writing to confirm the substance of my telephone conversation with you this …
Date
Rule
7A; 801.1
(redacted) says Bank also has Visa and Mastercard. Bank may or may not exit private label credit card business. Customer lists already belong to A. Transaction is exempt as ordinary course of business...
HSR Informal Interpretations

9110001 Informal Interpretation

… October 1, 1991   Patrick Sharp Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, …   As we discussed briefly on Friday September 27, 1991, the parties are quite anxious to consummate this asset …
Date
Rule
802.51
[note 1-The Foreign assets were initially exempt under 802.51(a) although they were included in the initial filing.]
HSR Informal Interpretations

9110003 Informal Interpretation

… 9110003 Informal Interpretation Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … behalf of (redacted) are collectively referred to herein as the (redacted), pursuant to § 803.30 of the Code of Federal …
Date
Rule
§ 801.11
If two regulatory prepared balance sheets or financial statements exist covering the same period, both must be used to determine size. In this case, the GAAP balance sheet (“total assets”) would meet...
HSR Informal Interpretations

9110011 Informal Interpretation

… October 15, 1991   Patrick Sharp Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & … on our telephone conversation of October 11, 1991, that the Commissions staff would apply Premerger Notification …
Date
Rule
801.21 - 802.20 - 801.10(c) - 7A(a)(3)
See #139 new PM Practice Manual Agree that you can off set cash equivalent securities -called (redacted) [note 1-cash equivalent]-note 1-Municipal Bonds and other marketable securities]-[note 3-agreed...
HSR Informal Interpretations

9110012 Informal Interpretation

… Interpretation October 17, 1991   Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. … discussions with your office yesterday concerning a hypothetical Hart-Scott-Rodino question, it was suggested that …
Date
Rule
801.1(c); 801.90
Facts indicate that C is an agent of A and therefore, A must first file before acquisition by and through agent C. Otherwise an 801.90 violation will occur re: purpose is to evade filing between A and...
HSR Informal Interpretations

9110014 Informal Interpretation

… Esquire Federal Trade Commission Premerger Notification Office Bureau of Competition Room 301 Washington, D.C. 20580 … of last week. As I told you, we represent an entity (the Acquirer) which is a $100 million person for purposes of …
Date
Rule
801.1 (f)(1)
Acquisition of limited partnership interests which are traded on an exchange is reportable only if the interests are voting securities under 801.1(f)(1) of the HSRRules. In this case, they are not...
HSR Informal Interpretations

9110017 Informal Interpretation

… TELECOPIER Richard B. Smith, Esq. Premerger Notification Office Room 312, Headquarters Building Bureau of Competition … of October 24, 1991, we are seeking your advice respecting the applicability of the ordinary course of business …
Date
Rule
7A(c)(1); 802.1(b)
Advised (redacted) that transaction appeared exempt. While it is possible that buyer may compete in sale of equipment used by lessees which make up 2.9% of transaction, this as a percentage of total...
HSR Informal Interpretations

9110018 Informal Interpretation

… Interpretation October 29, 1991   Premerger Notification Office Bureau of Competition Room 303 Federal Trade … Gentlemen: On behalf of our client, (redacted), we seek the informal advice of the staff of the Federal Trade …
Date
Rule
7A(c)(1); 802.20; 802.64
Under 7A(c)(1) the acquisition of voting stock of a corporation (other than one holding exempt realty) is not exempt even though the acquisition of assets by themselves would be exempt. Under 802.20...
HSR Informal Interpretations

9109006 Informal Interpretation

… Interpretation Patrick Sharpe Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … D.C. 20580 Dear Mr. Sharpe:             I am writing in furtherance of a conversation which we had on September 5, 1991 …
Date
Rule
802.63; 7A(c)(1); 7A(c)(12)
Your letter is too vague. It should be fact specific. I need more details in order to give a definitive answer. Discussed comments about this letter with (redacted) on 9/26/91 [note 1- Premerger...
HSR Informal Interpretations

9109007 Informal Interpretation

… Interpretation September 19, 1991   Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … Sir or Madam::   I am writing to request your advice on whether the following proposed transaction is reportable under …
Date
Rule
802.1
9/24/91 (redacted) called. No time crunch on matter. Will obtain response to anyquestions and write new letter to me. RBS [note 1: Premerger NotificationOffices]
HSR Informal Interpretations

9109004 Informal Interpretation

… September 12, 1991 Richard B. Smith Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … conversation today and to confirm your advice that the transaction outlined below does not violate the …
Date
Rule
801.1(f); 802.31
9/13/91-Advised (redacted) that letter had been reviewed by PMN staff and it was in agreement that Company Bs agreement with X did not pass beneficial ownership of the 13% of As voting stock to B...
HSR Informal Interpretations

9109002 Informal Interpretation

… 5, 1991   Hy David Rubenstein Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … Transfer of Partnership Interest   Dear Mr. Rubenstein:   The purpose of this letter is to present you with sufficient …
Date
Rule
801.2
9-12-91 Called-If the assets previously filed for are the same and the only assets of the partnership then no new filling needed. If partnership has other assets not previously filed for then a new...
HSR Informal Interpretations

9108023 Informal Interpretation

… August 28, 1991   Jeffrey Kaplan Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … facsimile to you. You have agreed with my conclusion that the HSR rules and regulations would only require Corporation …
Date
Rule
802.1
09/06/91-agree w/ the conclusion herein
HSR Informal Interpretations

9109001 Informal Interpretation

… September 4, 1991 Hy Rubenstein Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … Re:Hart - Scott - Rodino AntiTrust Improvement Act of 1976 (the Act) - Application to Formation of Partnership Dear Mr. …
Date
Rule
801.1(b); 801.1(f)
None noted
HSR Informal Interpretations

9109003 Informal Interpretation

… Interpretation Hy David Rubenstein Premerger Notification Office Federal Trade Commission 6th Street and Pennsylvania … Mr. Rubenstein:             Reference is hereby made to the Hart-Scott-Rodino Pre-Merger Notification Form (with …
Date
Rule
802.9
None noted
HSR Informal Interpretations

9109011 Informal Interpretation

… 26, 1991 William I. Schechter Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, … Formal and Informal Interpretations of Requirements under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Date
Rule
802.1; 7A(c)(1); 7A(c)(12)
None noted
Advocacy Filings

FTC Staff Comment Before the Advisory Commission on Conferences in Ocean Shipping Concerning Conferences in Ocean Shipping

… FTC Staff Comment Before the Advisory Commission on Conferences in Ocean Shipping … el Dom, 01/09/1991 - 00:00 FTC Staff Comment Before the Advisory Commission on Conferences in Ocean Shipping …
Date
Matter Number
P915806
Displaying 17061 - 17080 of 18682
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