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HSR Informal Interpretations

9211007 Informal Interpretation

… 9211007 Informal Interpretation 9211007 Informal Interpretation November 23, 1992 By Hand Delivery Victor L. … Antitrust Improvements Act of 1976 and the FTC's implementing regulations (collectively, "Hart-Scott"). …
Date
Rule
801.10(c)(2)
Contract for re-insurers is ordinary course of business, not an acquisition in this matter. When [redacted] takes over policies an acquisition will occur and is reportable since competitors are...
HSR Informal Interpretations

9211010 Informal Interpretation

… 9211010 Informal Interpretation 9211010 Informal Interpretation November 30, 1992 Dear Mr. Cohen: This will … and the undersigned. [Redacted] and I described a proposed transaction as follows: Corporation A and …
Date
Rule
801.1
Facts indicate that transfer of non-cash assets to partnership for cash is part of formation process and is exempt. Timing of transfer and fact that partnership was not funded and not active are...
Advocacy Filings

FTC Staff Comment Before the Michigan Public Service Commission Concerning Proposed Amendments to Rules Regulating Intrastate Trucking

… FTC Staff Comment Before the Michigan Public Service Commission Concerning Proposed Amendments to Rules Regulating Intrastate Trucking Enviado por wfg-adm109 el Dom, 01/11/1992 - 00:00 FTC Staff Comment Before the Michigan Public Service …
Date
Matter Number
V920022
HSR Informal Interpretations

9210007 Informal Interpretation

… 9210007 Informal Interpretation 9210007 Informal Interpretation October 27, 1992 Richard Smith, Esquire Premerger Notification Office Bureau of Competition, Room …
Date
Rule
802.30, 801.1(f)(i)
10/30/92 Advised that under Section 617.011 of newly revised Non-Profit Corporation Act and non-profit corporation Cs by-laws, it was the Premerger Offices conclusion that X and Y held voting stock in...
HSR Informal Interpretations

9210005 Informal Interpretation

… 9210005 Informal Interpretation 9210005 Informal Interpretation October 21, 1992 Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.1(c)(3). 802.71
I concur with this with exceptions noted in margin. Called (redacted) 10-26-92. RS concurs.
HSR Informal Interpretations

9210001 Informal Interpretation

… 9210001 Informal Interpretation 9210001 Informal Interpretation October 2, 1992 … the rules promulgated by the Federal Trade Commission (the FTC) under the Hart-Scott-Rodino Antitrust Improvements Act … me as soon as possible if I have incorrectly restated the FTC position on this matter. If you have any questions or …
Date
Rule
802.52
8 Oct. 92 Called. Exempt
HSR Informal Interpretations

9210002 Informal Interpretation

… 9210002 Informal Interpretation 9210002 Informal Interpretation October 5, 1992 VIA TELECOPY/OVERNIGHT MAIL Nancy Ovuka, Esq. Mail Stop: Rm. 301 Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.11(e)
10/6/92: I contacted (redacted) and informed him that if transaction is structured as Exhibit B, 801.11(e) is inapplicable for Step 2 and a filing would be required. NMO
HSR Informal Interpretations

9209009 Informal Interpretation

… 9209009 Informal Interpretation 9209009 Informal Interpretation September 28, 1992 VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Room 301 …
Date
Rule
802.20; 802.50; 801.90
10/6/92 Agreed with conclusion in letter. In hypothetical on page 2, the business justification for the spin off is that A only wants to purchase certain assets of subsidiary Y. The substance of the...
HSR Informal Interpretations

9209010 Informal Interpretation

… 9209010 Informal Interpretation 9209010 Informal Interpretation September 30, 1992 Patrick Sharpe, Esquire (PNO … below is reportable under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, The Act, or whether it is, as we …
Date
Rule
802.1, 801.1(b), 801.1(c)
I have talked to both parties and have found that the warehouse is owned by a revocable trust. There are at least four settlors of the trust (including B) that are also the beneficiaries. Consequently...
HSR Informal Interpretations

9210004 Informal Interpretation

… 9210004 Informal Interpretation 9210004 Informal Interpretation October 13, 1992 VIA HAND DELIVERY Victor L. … assume that no exemptions apply. I understand that the FTC would require A and B to report such a transaction under …
Date
Rule
801.40
For purposes of 801.40 analysis, the taking of an equity or membership interest in a limited liability company is tantamount to acquiring a voting security in a corporation. RS agrees with this...
HSR Informal Interpretations

9210009 Informal Interpretation

… 9210009 Informal Interpretation 9210009 Informal Interpretation October 28, 1992 VIA FACSIMILE Victor Cohen, Esq. Premerger Office Federal Trade Commission Washington, D.C. …
Date
Rule
801.1(c)(1)
Acquisitions that are theoretically reportable in the instant letter in which third person (Corp. C) will file for acquisition need not be filed for by A and B due to applicability ofContinuum Theory...
Advocacy Filings

FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists

… FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From … Dentists Enviado por wfg-adm109 el Jue, 01/10/1992 - 00:00 FTC Staff Response to the Hon. Robert J. Pavlovich …
Date
Matter Number
V920021
HSR Informal Interpretations

9209004 Informal Interpretation

… 9209004 Informal Interpretation 9209004 Informal Interpretation September 15, 1992 BY MESSENGER John M. Sipple, Jr., Esq. Premerger Notification Office Bureau of Competition Room 303 …
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
HSR Informal Interpretations

9209007 Informal Interpretation

… 9209007 Informal Interpretation 9209007 Informal Interpretation September 21, 1992 John M. Sipple, Jr., Esq. Assistant Director for the Premerger Notification Office Bureau of Competition Room 301 …
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
HSR Informal Interpretations

9209005 Informal Interpretation

… 9209005 Informal Interpretation 9209005 Informal Interpretation September 15, 1992 BY OVERNIGHT COURIER John M. Sipple, Esquire Chief, Premerger Notification Office Bureau of Competition Federal …
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
HSR Informal Interpretations

9209003 Informal Interpretation

… 9209003 Informal Interpretation 9209003 Informal Interpretation September 9, 1992 Patrick Sharpe, Esquire [PNO … There is no suggestion that 16 C.F.R. 801.90 of the FTC Rules and Regulations is implicated. Based on the above …
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
HSR Informal Interpretations

9209002 Informal Interpretation

… 9209002 Informal Interpretation 9209002 Informal Interpretation VIA FACSIMILE Mr. Patrick Sharpe Premerger … ordinary course of business.” 15 U.S.C. § 18a(c)(1). The FTC staff has long interpreted Section 7A(c)(1) to exempt …
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting

… FTC Staff Comment Before the Federal Communications … Enviado por wfg-adm109 el Mar, 01/09/1992 - 00:00 FTC Staff Comment Before the Federal Communications … Broadcasting v920020-fcc-tv-broadcast.pdf Advocacy Filing … FTC Staff Comment Before the Federal Communications …
Date
Matter Number
V920020
HSR Informal Interpretations

9208011 Informal Interpretation

… 9208011 Informal Interpretation 9208011 Informal Interpretation August 28, 1992 BY FAX: (202) 326-2050 Premerger Notification Office Room 303 Federal Trade …
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
Displaying 16501 - 16520 of 18399
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