Pasar al contenido principal

Refine your results

Filtros
Buscar
Include spaces in matter number if applicable. Ex.: 182 3125
Fecha
Displaying 1441 - 1460 of 2689
HSR Informal Interpretations

0212004 Informal Interpretation

… The formation of a new limited liability company is reportable if: (1) two or more pre-existing, separately … of Parent LLC upon its dissolution arid, as such, is not reportable under HSR Formal Interpretation 15. Mr. … again, confirm that, under these facts, this is a non-reportable transaction. Thank you for your time and …
Date
Rule
FI 15
Agree this is non-reportable. A technical reading of FI 15 indicates that this should be treated as a formation transaction
HSR Informal Interpretations

0211004 Informal Interpretation

… The conversations related to whether a Notification and Report Form under Section 7A of the Clayton Act (the "Act") … you agreed with me that a filing of the Notification and Report Form under the Act would not be required with respect …
Date
Rule
7A(c)(1)
Called writer. Agree , no filing required. See notations.
HSR Informal Interpretations

0211005 Informal Interpretation

… foes the "option to purchase," as set out above, create a reportable event by CLIENT? {Staff comment - NO} It is not … that an "option to purchase" assets would be considered a reportable event. I would appreciate it if you could call me …
Date
Rule
801.1(a)(5)
See above (comments). N. Ovuka concurs. B. Michael Verne 11/07/02
HSR Informal Interpretations

0211003 Informal Interpretation

… Seller is indeed sold, that transaction is expected to be reportable. I understand from our discussion that the sale … an ordinary course transaction and therefore exempt from reporting under 15 U.S.C. 18a(c)(1) and 16 C.F.R. 802.1, …
Date
Rule
7A(c)(1)
Agree, B. Michael Verne 11/05/02
HSR Informal Interpretations

0211001 Informal Interpretation

… Seller is indeed sold, that transaction is expected to be reportable. I understand from our discussion that the sale … an ordinary course transaction and therefore exempt from reporting under 15 U.S.C. 18a(c)(1) and 16 C.F.R. 802.1, …
Date
Rule
7A(c)(1)
802.1(c). 9/5/02. On 9/5/02 I talked to (Redacted). I concur with letter. PS
HSR Informal Interpretations

0211010 Informal Interpretation

… Subject:HSR Question As I think about it, my case for non-reportability could rest on either of two theories: 1. … will acquire all of the voting securities of Company Y in a reportable transaction for which the waiting period has … Z's acquisition of 60% of the stock of Subsidiary Y will be reportable. Company X will file as an acquired person, …
Date
Rule
None Stated
I concur with this letter. PS
HSR Informal Interpretations

0207018 Informal Interpretation

… federal agency, the acquisition will be exempt from HSR reporting pursuant to Section 7A(c)(4) of the HSR Act, which …
Date
Rule
7A(c)(4)
Agree Beneficial ownership has passed to (redacted) at the time the assets go into escrow. The subsequent transfer to B from (redacted) is exempt under 7A(c)(4), therefore, there is no impediment to...
HSR Informal Interpretations

0207014 Informal Interpretation

… company. The acquisition, but not the formation, is a reportable event. As a matter of convenience, the fund has … controls it, 50 percent or more. My question is: who is the reporting entity for the acquisition? At the moment, the … controls any other companies, so the information to be reported on the form about the holdings of the UPE will be …
Date
Rule
803.5
Advised that it would be appropriate for the partnership to file as its own UPE. The current GP would execute the affidavit & certification. B. Michael Verne 7/30/02
HSR Informal Interpretations

0207002 Informal Interpretation

… stockholders or partners of A, B, C, ox E would not have to report their acquisition of shares of D voting securities on … of each of A, B, C, and E separately. D could have to report its acquisition of 100% of the voting securities of … any voting securities of D before the IPO Day could have to report his acquisition of voting securities of D on the IPO …
Date
Rule
801.10 7A(c)(10)
Agree. B. Michael Verne 7/9/02
Displaying 1441 - 1460 of 2689
Return to top