1407003 Informal Interpretation
… 1407003 Informal Interpretation 1407003 Informal Interpretation From: … 802.9 Mike and Kate, We would appreciate your advice about the applicability of the 802.9 exemption to the following transaction. …
Date
Rule
802.9
1. Neither shareholder can claim the exemption 2. While we would not view the filing of a Schedule 13-G with the SEC as dispositive in claiming the solely for purpose of investment it may be one...
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