0505013 Informal Interpretation
… context, I have included two URLs that link to a press reportand a press release concerning the transaction: … the Institutionalinvestors' Co. S shares is arguably a reportable event separate from Co. L'sacquisition of …
Date
Rule
801.11(e), 802.50, 802.51
1) Formation of trust A not reportable 2) Formation of NEWCO is exempt under 802.30 3) L acquisition of 11% of NEWCO is exempt under 802.51 (no control) 4) Trust (via NEWCO) acquisition of 85% of S is...
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