Pasar al contenido principal

Refine your results

Filtros
Buscar
Include spaces in matter number if applicable. Ex.: 182 3125
Fecha
Displaying 521 - 540 of 1861
Early Termination Notices

20150036: DTZ Investment Holdings LP; Cassidy Turley, Inc., a Missouri corporation

… 20150036: DTZ Investment Holdings LP; Cassidy Turley, Inc., a Missouri … corporation HSR Early Termination Notice 20150036: DTZ Investment Holdings LP; Cassidy Turley, Inc., a Missouri … Cassidy Turley, Inc., a Missouri corporation DTZ Investment Holdings LP … 20150036: DTZ Investment Holdings …
Date
Acquiring Party
DTZ Investment Holdings LP
Acquired Party
Cassidy Turley, Inc., a Missouri corporation
Acquired Entities
Cassidy Turley, Inc., a Missouri corporation
Cassidy Turley, Inc., a Delaware corporation
Early Termination Notices

20141472: JLL Patheon Co-Investment Fund, L.P. (Cayman); Gallus BioPharmaceuticals, LLC

… 20141472: JLL Patheon Co-Investment Fund, L.P. (Cayman); Gallus BioPharmaceuticals, … LLC HSR Early Termination Notice 20141472: JLL Patheon Co-Investment Fund, L.P. (Cayman); Gallus BioPharmaceuticals, … LLC Gallus BioPharmaceuticals, LLC JLL Patheon Co-Investment Fund, L.P. (Cayman) … 20141472: JLL Patheon …
Date
Acquiring Party
JLL Patheon Co-Investment Fund, L.P. (Cayman)
Acquired Party
Gallus BioPharmaceuticals, LLC
Acquired Entities
Gallus BioPharmaceuticals, LLC
Early Termination Notices

20141525: AutoZone, Inc.; Dr. Karl Gaertner

… Karl Gaertner 20141525 Interamerican Motor Corporation CIM Investment Corporation Dr. Karl Gaertner AutoZone, Inc. … …
Date
Acquiring Party
AutoZone, Inc.
Acquired Party
Dr. Karl Gaertner
Acquired Entities
Interamerican Motor Corporation
CIM Investment Corporation
Early Termination Notices

20141503: Skilled HealthCare Group, Inc.; FC-GEN Operations Investment, LLC

… 20141503: Skilled HealthCare Group, Inc.; FC-GEN Operations Investment, LLC HSR Early Termination Notice 20141503: Skilled HealthCare Group, Inc.; FC-GEN Operations Investment, LLC 20141503 FC-GEN Operations Investment, LLC FC-GEN Operations Investment, LLC Skilled …
Date
Acquiring Party
Skilled HealthCare Group, Inc.
Acquired Party
FC-GEN Operations Investment, LLC
Acquired Entities
FC-GEN Operations Investment, LLC
HSR Informal Interpretations

1409002 Informal Interpretation

… I please ask your assistance with a question about the investment exemption in 7A(c)(9) and 802.9- -it may also … assets or annual sales over $151.7 million. -Person X has investment assets (not including personal assets) and … X of options granted by Company Y be assumed to be non-passive under 802.9? (Assuming that 801.15(b) doesn't allow …
Date
Rule
15 USC 18a(c)(9) - 7A(c)(9), 802.9 and 801.15(b)
If Person X intends to pursue an acquisition of the entire company, the 7A(c)(9) exemption would not apply. 801.15(b) would require aggregation of the stock already held because of the clause "those...
Early Termination Notices

20141459: Caxton Global Investments Limited; Fortune Brands Home and Security, Inc.

… 20141459: Caxton Global Investments Limited; Fortune Brands Home and Security, Inc. HSR Early Termination Notice 20141459: Caxton Global Investments Limited; Fortune Brands Home and Security, Inc. … Inc. Fortune Brands Home and Security, Inc. Caxton Global Investments Limited … 20141459: Caxton Global Investments …
Date
Acquiring Party
Caxton Global Investments Limited
Acquired Party
Fortune Brands Home and Security, Inc.
Acquired Entities
Fortune Brands Windows, Inc.
Early Termination Notices

20141381: Eduardo Artau Gomez; Richard Machado Gonzalez & Norma Aecia Ortiz Colon

… Medical, Inc. Hermanos Melendez Realty, Inc. Allied Realty Investments, Corp. Hospital Hermanos Melendez, Inc. Bayamon …
Date
Acquiring Party
Eduardo Artau Gomez
Acquired Party
Richard Machado Gonzalez & Norma Aecia Ortiz Colon
Acquired Entities
Plaza Bayamon Medical, Inc.
Hermanos Melendez Realty, Inc.
Allied Realty Investments, Corp.
Hospital Hermanos Melendez, Inc.
Bayamon Pharmacy and Cafeteria, Inc.
Puerto Rico Children's Hospital, Inc.
Rinor Corporation
Early Termination Notices

20141414: Rack Holdings LLC; Odyssey Investment Partners Fund III, LP

… 20141414: Rack Holdings LLC; Odyssey Investment Partners Fund III, LP HSR Early Termination Notice 20141414: Rack Holdings LLC; Odyssey Investment Partners Fund III, LP 20141414 Ranpak Holdings, Inc. Odyssey Investment Partners Fund III, LP Rack Holdings LLC … …
Date
Acquiring Party
Rack Holdings LLC
Acquired Party
Odyssey Investment Partners Fund III, LP
Acquired Entities
Ranpak Holdings, Inc.
Early Termination Notices

20141365: Trian Partners Strategic Investment Fund, L.P.; PepsiCo., Inc.

… 20141365: Trian Partners Strategic Investment Fund, L.P.; PepsiCo., Inc. HSR Early Termination Notice 20141365: Trian Partners Strategic Investment Fund, L.P.; PepsiCo., Inc. 20141365 PepsiCo., Inc. PepsiCo., Inc. Trian Partners Strategic Investment Fund, L.P. … 20141365: Trian Partners Strategic …
Date
Acquiring Party
Trian Partners Strategic Investment Fund, L.P.
Acquired Party
PepsiCo., Inc.
Acquired Entities
PepsiCo., Inc.
Early Termination Notices

20141366: Trian Partners Strategic Investment Fund II, L.P.; PepsiCo, Inc.

… 20141366: Trian Partners Strategic Investment Fund II, L.P.; PepsiCo, Inc. HSR Early Termination Notice 20141366: Trian Partners Strategic Investment Fund II, L.P.; PepsiCo, Inc. 20141366 PepsiCo, Inc. PepsiCo, Inc. Trian Partners Strategic Investment Fund II, L.P. … 20141366: Trian Partners …
Date
Acquiring Party
Trian Partners Strategic Investment Fund II, L.P.
Acquired Party
PepsiCo, Inc.
Acquired Entities
PepsiCo, Inc.
HSR Informal Interpretations

1408003 Informal Interpretation

… Bare purely holding companies of which the only controlling investments in operating companies would be through Opco …
Date
Rule
Correct filing entity
We would allow a filing in the alternative here. We think you are saying that Corp. B is a holding company that currently only holds a minority interest in Opco LLC. If that is the case, we would say...
Early Termination Notices

20141200: Trian Partners Strategic Investment Fund II, L.P.; The Bank of New York Mellon Corporation

… 20141200: Trian Partners Strategic Investment Fund II, L.P.; The Bank of New York Mellon … Early Termination Notice 20141200: Trian Partners Strategic Investment Fund II, L.P.; The Bank of New York Mellon … of New York Mellon Corporation Trian Partners Strategic Investment Fund II, L.P. … 20141200: Trian Partners …
Date
Acquiring Party
Trian Partners Strategic Investment Fund II, L.P.
Acquired Party
The Bank of New York Mellon Corporation
Acquired Entities
The Bank of New York Mellon Corporation
HSR Informal Interpretations

1407003 Informal Interpretation

… of C, are S1and S2 disqualified from relying upon the passive investor exemption? 2. Other shareholders who will … more than $75.9 million include institutional investors and investment advisers that have declared their intention to remain passive investors by filing Schedule 13G in lieu of Schedule …
Date
Rule
802.9
1. Neither shareholder can claim the exemption 2. While we would not view the filing of a Schedule 13-G with the SEC as dispositive in claiming the solely for purpose of investment it may be one...
HSR Informal Interpretations

1406019 Informal Interpretation

… Cc: Verne, B. Michael Subject: RE:: Brokerage Statements/Investment Account Statements Not regularly prepared … To: Walsh, Kathryn E. Subject: RE: Brokerage Statements/Investment Account Statements Hi Kate. Thanks again for the …
Date
Rule
Brokerage Statements / Investment Account Statements
Not regularly prepared (Redacted). It can be something that' s prepared internally (the language you quote), but not tax documents and not something prepared in the context of a transaction.
HSR Informal Interpretations

1406018 Informal Interpretation

… in a greater than 10% holding in any particular company, so investment only is probably also available. That moots the … of private equity funds and venture funds. The funds make investments in various companies, including companies that … - program/informal-interretations/0410012 . Z is merely a passive investor in the funds, and does not control or …
Date
Rule
Distribution from Blind-Pool Funds
(Redacted) - We agree - the decision to distribute shares rather than cash is completely out of the control of the investor and at the discretion of the fund. We'd also be surprised if the...
HSR Informal Interpretations

1406017 Informal Interpretation

… Group A: There are three Group A limited partnership investment funds, X,Y and Z (each separate UPEs) holding …
Date
Rule
Joint Venture (JV) Formation
06/26/2014 Group A- We agree no filing required for these steps under continuum Group B - We agree, file for the formation of Aggregator with C as the acquiring person
Displaying 521 - 540 of 1861
Return to top