9106001 Informal Interpretation
… 9106001 Informal Interpretation 9106001 Informal Interpretation BY HAND Richard B. Smith Premerger Notification Office Bureau of … I desires to exercise his stock options solely in order to realize (and convert to cash) that portion of the financial …
Date
Rule
802.9; 7A(c)(9)
7/2/91-Called (redacted) and advised that, in our view, an officer or director who takes stock in the company which employs him cannot avail himself of 802.9 if the stock value held will exceed $15 MM...
File
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