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Advocacy Filings

FTC Staff Comment Before the Michigan Public Service Commission Concerning Proposed Amendments to Rules Regulating Intrastate Trucking

… FTC Staff Comment Before the Michigan Public Service Commission Concerning Proposed Amendments to Rules Regulating Intrastate Trucking Enviado por wfg-adm109 el Dom, …
Date
Matter Number
V920022
HSR Informal Interpretations

9210007 Informal Interpretation

… 9210007 Informal Interpretation 9210007 Informal Interpretation … October 27, 1992 Richard Smith, Esquire Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear …
Date
Rule
802.30, 801.1(f)(i)
10/30/92 Advised that under Section 617.011 of newly revised Non-Profit Corporation Act and non-profit corporation Cs by-laws, it was the Premerger Offices conclusion that X and Y held voting stock in...
HSR Informal Interpretations

9210005 Informal Interpretation

… 9210005 Informal Interpretation 9210005 Informal Interpretation October 21, 1992 Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Bureau … advice concerning preparation of the Premerger Notification and Report in connection with the following fact scenario. …
Date
Rule
801.1(c)(3). 802.71
I concur with this with exceptions noted in margin. Called (redacted) 10-26-92. RS concurs.
HSR Statements of Basis and Purpose

57 FR 47466

Federal Register Cite
… 57 FR 47466 57 FR 47466 Filing fee of $25,000 beginning 10/7/92 921016filingfee.pdf … 57 FR 47466 …
Type
Notice
Date
Description
Filing fee of $25,000 beginning 10/7/92
Topic
Filing Fee
HSR Informal Interpretations

9210001 Informal Interpretation

… 9210001 Informal Interpretation 9210001 Informal Interpretation … Competition, Room 303, Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 … notifying me as soon as possible if I have incorrectly restated the FTC position on this matter. If you have any …
Date
Rule
802.52
8 Oct. 92 Called. Exempt
HSR Informal Interpretations

9210002 Informal Interpretation

… 9210002 Informal Interpretation 9210002 Informal Interpretation … Bureau of Competition Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear … credit agreements. Unless it completes one of the proposed transactions in the near future, it will likely make a …
Date
Rule
801.11(e)
10/6/92: I contacted (redacted) and informed him that if transaction is structured as Exhibit B, 801.11(e) is inapplicable for Step 2 and a filing would be required. NMO
HSR Informal Interpretations

9209009 Informal Interpretation

… 9209009 Informal Interpretation 9209009 Informal Interpretation … September 28, 1992 VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Room 301 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear …
Date
Rule
802.20; 802.50; 801.90
10/6/92 Agreed with conclusion in letter. In hypothetical on page 2, the business justification for the spin off is that A only wants to purchase certain assets of subsidiary Y. The substance of the...
HSR Informal Interpretations

9209010 Informal Interpretation

… 9209010 Informal Interpretation 9209010 Informal Interpretation … Act, or whether it is, as we believe, properly exempt as a realty transaction in the ordinary course of business pursuant to the Act and 802.1 of the H-S-R Rules and Regulations. Over the last …
Date
Rule
802.1, 801.1(b), 801.1(c)
I have talked to both parties and have found that the warehouse is owned by a revocable trust. There are at least four settlors of the trust (including B) that are also the beneficiaries. Consequently...
HSR Informal Interpretations

9210004 Informal Interpretation

… 9210004 Informal Interpretation 9210004 Informal Interpretation October 13, 1992 VIA HAND DELIVERY Victor L. Cohen, Esq. Senior Staff Attorney … Rule 801.40. Please let me know whether I have accurately restated the Premerger Notification Offices views, and …
Date
Rule
801.40
For purposes of 801.40 analysis, the taking of an equity or membership interest in a limited liability company is tantamount to acquiring a voting security in a corporation. RS agrees with this...
HSR Informal Interpretations

9210009 Informal Interpretation

… 9210009 Informal Interpretation 9210009 Informal Interpretation … which, through other entities, is 50% owned by Corp. A and 50% owned by Corp. B, will divest (for nominal … currently part of X will remain where they are, but legal title will be rearranged to conform to the current …
Date
Rule
801.1(c)(1)
Acquisitions that are theoretically reportable in the instant letter in which third person (Corp. C) will file for acquisition need not be filed for by A and B due to applicability ofContinuum Theory...
Advocacy Filings

FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists

… FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists Enviado por …
Date
Matter Number
V920021
HSR Informal Interpretations

9209004 Informal Interpretation

… 9209004 Informal Interpretation 9209004 Informal Interpretation September 15, 1992 BY MESSENGER John M. Sipple, Jr., Esq. Premerger Notification Office … for transfers to or from a State (15 U.S.C. 18a(c)(4) and 16 C.F.R. 801(a)(2)), and the application of the …
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
HSR Informal Interpretations

9209007 Informal Interpretation

… 9209007 Informal Interpretation 9209007 Informal Interpretation … interpretation of 16 Code of Federal Regulations 801.11(b) and (c) in connection with a determination of whether an … for purposes of 801.11(b), Corporation A is required to restate its consolidated annual net sales to include the net …
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
HSR Informal Interpretations

9209005 Informal Interpretation

… 9209005 Informal Interpretation 9209005 Informal Interpretation … Bureau of Competition Federal Trade Commission Room 303 6th and Pennsylvania Ave., N.W. Washington, D.C. 20580 Re: … assistance in helping (redacted) assure that it is in full compliance with all applicable premerger reporting …
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
HSR Informal Interpretations

9209003 Informal Interpretation

… 9209003 Informal Interpretation 9209003 Informal Interpretation … COMMISSION 600 Pennsylvania Avenue, N.W., Room 321 Washington, D.C. 20580   Re: H-S-R Informal Opinion Dear Patrick: … I provided you with the following hypothetical and asked for your opinion regarding whether the acquisition …
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
HSR Informal Interpretations

9209002 Informal Interpretation

… 9209002 Informal Interpretation 9209002 Informal Interpretation VIA … This transaction concerns the transfer of lease, contract and permit rights with respect to undeveloped land. Company … under Section 7A(c)(1) of the Act as an acquisition of “realty transferred in the ordinary course of business.” 15 …
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
HSR Informal Interpretations

9209001 Informal Interpretation

… 9209001 Informal Interpretation 9209001 Informal Interpretation September 1, 1992 Nancy Ovuka, Esq. Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 …
Date
Rule
801.1(c)(1); 802.1(a); 801.10
See File #9208011 for original letter
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting

… Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting Enviado por wfg-adm109 el Mar, …
Date
Matter Number
V920020
HSR Informal Interpretations

9208011 Informal Interpretation

… 9208011 Informal Interpretation 9208011 Informal Interpretation August 28, 1992 BY FAX: (202) 326-2050 Premerger Notification … FACTS Buyer, A, enters into an agreement to purchase oil and gas wells from Seller, B. The purchase price stated in …
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
HSR Informal Interpretations

9208008 Informal Interpretation

… 9208008 Informal Interpretation 9208008 Informal Interpretation … Bureau of Competition Federal Trade Commission Sixth Street and Pennsylvania Avenue, N.W. Washington, D.C. 20580 Dear … and their assets are not exempt office buildings or realty. The assets of X and B being sold to Y, together with …
Date
Rule
802.1; 801.10
I concur with this letter; call (redacted) 8-28-92
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