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HSR Informal Interpretations

9210007 Informal Interpretation

… 27, 1992 Richard Smith, Esquire Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission 6th Street … Dick: I spoke with you today concerning the availability of the exemption provided by Section 802.30 of the Premerger …
Date
Rule
802.30, 801.1(f)(i)
10/30/92 Advised that under Section 617.011 of newly revised Non-Profit Corporation Act and non-profit corporation Cs by-laws, it was the Premerger Offices conclusion that X and Y held voting stock in...
HSR Informal Interpretations

9210005 Informal Interpretation

… 9210005 Informal Interpretation October 21, 1992 Mr. Patrick Sharpe Compliance Specialist Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania …
Date
Rule
801.1(c)(3). 802.71
I concur with this with exceptions noted in margin. Called (redacted) 10-26-92. RS concurs.
HSR Statements of Basis and Purpose

57 FR 47466

Federal Register Cite
… 57 FR 47466 57 FR 47466 Filing fee of $25,000 beginning 10/7/92 921016filingfee.pdf … 57 FR …
Type
Notice
Date
Description
Filing fee of $25,000 beginning 10/7/92
Topic
Filing Fee
HSR Informal Interpretations

9210001 Informal Interpretation

… Interpretation October 2, 1992 Premerger Notification Office, Bureau of Competition, Room 303, Federal Trade Commission 6th … the United States. The Acquired Person is its own ultimate parent entity, is organized under the laws of the Foreign …
Date
Rule
802.52
8 Oct. 92 Called. Exempt
HSR Informal Interpretations

9210002 Informal Interpretation

… Nancy Ovuka, Esq. Mail Stop: Rm. 301 Premerger Notification Office Bureau of Competition Federal Trade Commission Sixth Street and … a filing under Chapter 11. *STAFF COMMENT: w/o regularly prepared balance sheet Exhibit A sets forth the original …
Date
Rule
801.11(e)
10/6/92: I contacted (redacted) and informed him that if transaction is structured as Exhibit B, 801.11(e) is inapplicable for Step 2 and a filing would be required. NMO
HSR Informal Interpretations

9209009 Informal Interpretation

… 1992 VIA FACSIMILE Richard B. Smith Premerger Notification Office Bureau of Competition Room 301 Federal Trade Commission 6th Street … The first hypothetical I gave you was one in which Party A, a U.S. person, was acquiring from Party B, for less …
Date
Rule
802.20; 802.50; 801.90
10/6/92 Agreed with conclusion in letter. In hypothetical on page 2, the business justification for the spin off is that A only wants to purchase certain assets of subsidiary Y. The substance of the...
HSR Informal Interpretations

9209010 Informal Interpretation

… 9209010 Informal Interpretation September 30, 1992 Patrick Sharpe, Esquire (PNO staff note: not an attorney) … 20580 Re: H-S-R Informal Opinion Dear Patrick: The purpose of this letter is to obtain the views of your office regarding whether the contemplated …
Date
Rule
802.1, 801.1(b), 801.1(c)
I have talked to both parties and have found that the warehouse is owned by a revocable trust. There are at least four settlors of the trust (including B) that are also the beneficiaries. Consequently...
HSR Informal Interpretations

9210004 Informal Interpretation

… L. Cohen, Esq. Senior Staff Attorney Premerger Notification Office Bureau of Competition Federal Trade Commission Room 310 6th Street … Notification Rules to the Formation of Limited Liability Companies Dear Victor: Following up on our recent telephone …
Date
Rule
801.40
For purposes of 801.40 analysis, the taking of an equity or membership interest in a limited liability company is tantamount to acquiring a voting security in a corporation. RS agrees with this...
HSR Informal Interpretations

9210009 Informal Interpretation

… October 28, 1992 VIA FACSIMILE Victor Cohen, Esq. Premerger Office Federal Trade Commission Washington, D.C. 20580 Dear Mr. Cohen: Enclosed is a summary description of the transaction that (redacted) discussed with you today. … Office as to reporting requirements. By this transaction, a partnership named AB Partners, which, through other …
Date
Rule
801.1(c)(1)
Acquisitions that are theoretically reportable in the instant letter in which third person (Corp. C) will file for acquisition need not be filed for by A and B due to applicability ofContinuum Theory...
Advocacy Filings

FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent Denturists From Entering Certain Business Relationships With Dentists

… FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent … 01/10/1992 - 00:00 FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent … Advocacy Filing … FTC Staff Response to the Hon. Robert J. Pavlovich Concerning Proposed Montana Legislation to Prevent …
Date
Matter Number
V920021
HSR Informal Interpretations

9209004 Informal Interpretation

… MESSENGER John M. Sipple, Jr., Esq. Premerger Notification Office Bureau of Competition Room 303 Federal Trade Commission Washington, … application of the exemption to (redacted) and the limited partnership it controls. The proposed transaction involves …
Date
Rule
7A(c)(4)
9/25 - Talked to the writer. Indicated that I concurred with his analysis that the acquisition of voting securities by B of As voting securities from LP1 was exempt under (c)(4).
HSR Informal Interpretations

9209007 Informal Interpretation

… Jr., Esq. Assistant Director for the Premerger Notification Office Bureau of Competition Room 301 Federal Trade Commission Washington, … facts set forth herein. Corporation As last regularly prepared annual statement of income and expense was its audited …
Date
Rule
801.11(b); 801.11(c)
9/25 Called and confirmed that this letter reflects the advice given; also confirmed that the financial statement of 1/3/192 is one of a series of such statements and that such statements are and have...
HSR Informal Interpretations

9209005 Informal Interpretation

… John M. Sipple, Esquire Chief, Premerger Notification Office Bureau of Competition Federal Trade Commission Room 303 6th and … through a series of acquisitions, its interests in three separate partnerships in which (redacted) currently is a …
Date
Rule
801.1(b)
Called on 9/23/92. Informed the writer that he was generally correct. However, I clarified that the partnership will be considered its own UPE, if prior to the transaction to acquire all the...
HSR Informal Interpretations

9209003 Informal Interpretation

… 9209003 Informal Interpretation September 9, 1992 Patrick Sharpe, Esquire [PNO staff note: not an attorney] …   Re: H-S-R Informal Opinion Dear Patrick: The purpose of this letter is to confirm the discussion we had yesterday … under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, The Act. During that conversation, I provided you …
Date
Rule
801.11(c)
Confirmed that total assets are less than $100 mm. This does not meet the size-of-person test. Called (redacted) 9-10-92.
HSR Informal Interpretations

9209002 Informal Interpretation

… 9209002 Informal Interpretation VIA FACSIMILE Mr. Patrick Sharpe Premerger Notification Office Bureau of Competition Federal Trade Commission Room … landfill, including permits from the State Environmental Department and a permit from the County allowing the land to …
Date
Rule
7A(c)(1)
This is an acquisition of rights in and to unproductive property and assets incidental to real property for $20 MM – exempt under (c)(1); called (redacted) 9-9-92; Tom Hancock and Richard Smith concur
HSR Informal Interpretations

9209001 Informal Interpretation

… September 1, 1992 Nancy Ovuka, Esq. Premerger Notification Office Bureau of Competition, Room 303 Federal Trade Commission 6th Street … Ms. Ovuka: This letter confirms our telephone discussion of today about the transaction described in my letter to you …
Date
Rule
801.1(c)(1); 802.1(a); 801.10
See File #9208011 for original letter
Advocacy Filings

FTC Staff Comment Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television Broadcasting

… Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing Television … Before the Federal Communications Commission In the Matter of Review of the Commissions Regulations Governing …
Date
Matter Number
V920020
HSR Informal Interpretations

9208011 Informal Interpretation

… 28, 1992 BY FAX: (202) 326-2050 Premerger Notification Office Room 303 Federal Trade Commission Washington, D.C. … interpretation as to whether the Premerger Notification Office would consider the following described transaction … of the adjustments, the actual purchase price that will be paid at closing is substantially below $20,000,000. Assume …
Date
Rule
801.1(c)(1); 801.2(a); 801.10
Contacted (redacted). Informed him that we (including R Smith) agree with conclusion, specifically 1. actual adjusted price is the consideration 2. A is merely acting as an “agent” for C & D.
Displaying 43541 - 43560 of 45584
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