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Cases and Proceedings
Commissioner Statements

Statement of Commissioner Swindle, Concurring in Part and Dissenting in Part, In the Matter of Ciba-Geigy Corporation, and Ciba-Medication, Inc.

… Statement of Commissioner Swindle, Concurring in Part and Dissenting in Part, In the Matter of Ciba-Geigy Corporation, and Ciba-Medication, …
Date
By
Orson Swindle, Former Commissioner
Docket Number
9279
Advisory Opinions

Opinion 99-5

… Opinion 99-5 Opinion 99-5 Discusses the fractional franchise exemption, in particular:  (1) whether the location of the fractional franchise may be …
Date
Discusses the fractional franchise exemption, in particular: (1) whether the location of the fractional franchise may be disqualifying; (2) whether the exemption is available to a partnership; and (3)...
Early Termination Notices

19993217: J. William Charrier; Thomas B. Crowley, Jr.

… J. William Charrier; Thomas B. Crowley, Jr. HSR Early Termination Notice 19993217: J. William Charrier; Thomas B. Crowley, Jr. 19993217 Crowley American Transport, Inc. Crowley Sea Wolf, Inc. Vessel Management Services, Inc. Thomas B. Crowley, Jr. …
Date
Acquiring Party
J. William Charrier
Acquired Party
Thomas B. Crowley, Jr.
Acquired Entities
Crowley American Transport, Inc.
Crowley Sea Wolf, Inc.
Vessel Management Services, Inc.
Early Termination Notices

19993179: Morgan's Foods, Inc.; Tricon Global Restaurants, Inc.

… 19993179: Morgan's Foods, Inc.; Tricon Global Restaurants, Inc. HSR Early Termination Notice 19993179: Morgan's Foods, Inc.; Tricon Global …
Date
Acquiring Party
Morgan's Foods, Inc.
Acquired Party
Tricon Global Restaurants, Inc.
Acquired Entities
Kentucky Fried Chicken of California, Inc.
KFC National Management Company
Taco Bell Corporation
Taco Bell of California, Inc.
Early Termination Notices

19993102: Ruddick Corporation; Hicking Pentecost PLC

… 19993102: Ruddick Corporation; Hicking Pentecost PLC HSR Early Termination Notice 19993102: Ruddick Corporation; Hicking Pentecost PLC 19993102 Hicking Pentecost PLC Hicking …
Date
Acquiring Party
Ruddick Corporation
Acquired Party
Hicking Pentecost PLC
Acquired Entities
Hicking Pentecost PLC
HSR Informal Interpretations

9906023 Informal Interpretation

… 9906023 Informal Interpretation 9906023 Informal Interpretation … a set of transactions that a client plans to implement, and the basis for my belief that a premerger notification filing … H2 have only funded JVLLC to the extent of a few hundred thousand dollars to cover administrative expenses. JVLLC has …
Date
Rule
802.20
7/1/99Called writer and advised that, based on facts in letter, no HSR reportable event or events taking place. (MV agrees with conclusion) R.B. Smith
HSR Informal Interpretations

9906018 Informal Interpretation

… 9906018 Informal Interpretation 9906018 Informal Interpretation Richard … § 803.30 Dear Mr. Smith:             This letter summarizes the informal interpretation, pursuant to 16 C.F.R. § 803.3 [sic] , you provided (redacted) and me over the telephone on June 10, 1999 relating to the proposed …
Date
Rule
801.40
7/1/99 Writer confirms that in first sentence of first full paragraph on pg.2, hospital participants also will have benefit of any gain in value of their respective hospitals. In last sentence of same...
HSR Informal Interpretations

9907007 Informal Interpretation

… 9907007 Informal Interpretation 9907007 Informal Interpretation VIA FACSIMILE … and assistance. By this letter, we would like to confirm the matters that we discussed.               It is our … be exercised immediately before or contemporaneously with the closing of the transaction, it is necessary to identify …
Date
Rule
7A(c)(3); 801.32; 802.20(b)
To writer 7/22 2:30 pm. Agree assuming conversion occurs prior to merger. Discussed with DS. JHF
Advocacy Filings

FTC Staff Comment to the National Conference of Commissioners on Uniform State Laws Concerning the Uniform Computer Information Transactions Act (UCITA)

… FTC Staff Comment to the National Conference of Commissioners on Uniform State Laws Concerning the Uniform Computer Information Transactions Act (UCITA) Enviado por wfg-adm109 …
Date
Matter Number
V990010
Federal Register Notice

Body Systems Technology, Inc., et al.; Analysis to Aid Public Comment

… Body Systems Technology, Inc., et al.; Analysis to Aid Public Comment Federal Register Notice Body Systems Technology, Inc., et al.; Analysis to Aid Public Comment 982 3177 990701bodystems.pdf … Body Systems Technology, Inc., et al.; Analysis to Aid Public Comment …
Date
Federal Register Notice

Melinda R. Sneed, et al.; Analysis to Aid Public Comment

… Melinda R. Sneed, et al.; Analysis to Aid Public Comment Federal Register Notice Melinda R. Sneed, et al.; Analysis to Aid Public Comment 982 3182 990701melindarsneedet.pdf … Melinda R. Sneed, et al.; Analysis to Aid …
Date
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