1302003 Informal Interpretation

Date:
Rule:
802.71
Staff:
Michael Verne
Response/Comments:

   Correct on both.

Question

From: (Redacted)

Sent: Wednesday,February 06, 2013 10:06 AM

To: Verne, B. Michael

Subject: Trust

A transfer by a settlor to an irrevocable trust isexempt under 802.71. And atransfer to a revocable trust is exempt because the settlor holds beneficial interest in the stock before and afterthe transfer, correct?

About Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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