Rule(s):

 Item 4(d)

Staff:

 Kathryn Walsh

Response / Comments:

 09/08/2011 –

You need to include all of those pitch books. The best place to do it is probably in response to 4(d)(ii).

 

Original Image File

 

From:        (Redacted)
Sent:         Thursday, September 08, 2011 10:50 AM
To:             Walsh, Kathryn
Subject:   Banker Material

Hi Kate,

The client in my transaction interviewed a number of bankers before selecting those with which it would deal. Would the banker pitch books for the bankers who were not selected be responsive to Item 4? The books may include material that is responsive from a subject matter basis. Thanks very much.