Tag: Competition

Displaying 1 - 20 of 87 results.

Filtering by content type: HSR Informal Interpretation

 From: Whitehead, NoraSent: Monday, February 23, 2015 9:10 AMTo: (Redacted)Cc: Walsh, Kathryn E.; Berg, Karen E.; Gillis, Diana LSubject:  RE:4(d) questionYou are correct- you would not produce documents related to non-merger specific synergies. From: (Redacted)Sent: Friday, February...
From: Walsh, Kathryn E.Sent: Thursday, March 12 2015 1:43PMTo: (Redacted)Cc: Berg, Karen E.; Gillis, Diana L.; Whitehead, NoraSubject: RE: Pharma license questions
From: Gillis, Diana L.Sent: Tuesday, March 03, 2015 2:58PMTo: (Redacted)Cc: Walsh, Kathryn E.; Berg, Karen E.; Whitehead, NoraSubject:  RE: Question re: Voting TrustsWe analyze voting trusts like shareholder agreements or proxies. The 2014 interpretation you cite is on point, and...
From: Whitehead, NoraSent: Monday, February 23, 2015 9:10 AMTo: (Redacted)Cc: Walsh, Kathryn E.; Berg, Karen E.; Gillis, Diana LSubject:  RE: 4(d) question You are correct- you would not produce documents related to non-merger specific synergies. From: (Redacted)Sent: Friday,...
From: Whitehead, NoraSent: Friday, February 13, 2015 10:33 AMTo: (Redacted)Cc: Gillis, Diana L.; Walsh, Kathryn E.Subject: RE: HSR Question - Mortgage Origination Without the associated mortgages, the acquisition of the origination platform is not exempt under 7A(c}(2). From (...
From: Gillis, Diana LSent: Friday, February 06, 2015 9:35 AMTo:  (Redacted)Cc: Walsh, Kathryn E; Berg, Karen ESubject: RE New UPE QuestionThanks, (Redacted). Client X would not be able to rely on its Company A HSR. From: (Redacted)Sent: Thursday, February 05, 2015 2:47 PMTo: Gillis,...
From: Walsh, Kathryn E.Sent: Wednesday, January 28, 2015 9:42 AMTo: (Redacted)Cc: (Redacted), Subject: Berg, Karen E.; Gillis, Diana L.RE: HSR/size of person question(Redacted) - the PNO position is that once assets are listed on the balance sheet, there is little flexibility in the...
From: Gillis, Diana L. Sent: Friday, January 30, 2015 3:27 PM To: (Redacted) Cc: Walsh, Kathryn E.; Pope, Susan H.; Whitehead, Nora Subject: RE: 802.9 Quick Question We think being a director of target and officer of the PE firm that will be the GP of buyer precludes using the...
From: Walsh, Kathryn E. Sent: Friday, January 30, 2015 2:27 PM To: (Redacted) Cc: Gillis, Diana L.; (Redacted); Whitehead, Nora Subject: RE: HSR Valuation Question (Redacted), as we just discussed, Diana and I think you have to include the borrowed funds because Newco is a...
From: Pope, Susan H. Sent: Thursday, January 15, 2015 1:02 PM To: (Redacted) Cc: (Redacted), Walsh, Kathryn E.; Gillis, Diana l. Subject: FW: Item 5 Revenues for Insurance Operations Attachments: RE: Item 5 Revenue Reporting Confirmation (Redacted), Confirming our previous...
From: Verne, B. Michael Sent: Monday, December 29, 2014 2:23PM To: (Redacted) Cc: (Redacted), Walsh, Kathryn E. Subject: FW: Request for Guidance on Applicability of 15 USC 18a(c)(1) and 16 CFR 802.1 [ED-Ol.FID3414100] Subject: RE: Request for Guidance on Applicability of 15 USC...
From: Walsh, Kathryn E.Sent: Tuesday, December 30, 2014 3:10 PMTo: (Redacted)Subject: RE: quick queryRight. From: (Redacted)Sent: Tuesday, December 30, 2014 3:09PMTo: Walsh, Kathryn E.Subject: RE: quick queryThanks, Kate. Since it acts like an LP, does that mean that we would not...
From: Walsh, Kathryn E.Sent: Thursday, January 08, 2015 1:40 PMTo: (Redacted)Cc: Gillis, Diana L.; Pope, Susan H.; Whitehead, NoraSubject: RE: Request for informal interpretation(Redacted) - we agree with your take. From: (Redacted)Sent: Thursday, January 08, 2015 12:42 PMTo: Walsh,...
From: Verne, B. Michael Sent: Wednesday, December 03, 2014 1:03PM To: (Redacted); Walsh, Kathryn E. Cc: (Redacted) Subject: RE: HSR Question-- Pharma License
From: Verne, B. Michael Sent: Wednesday, December 03, 2014 3:01PM To: (Redacted) Cc: Walsh, Kathryn E. Subject: RE: 802.64- Finance Company (Redacted) - looking back to the SBP for the 1978 Final Rule 802.64, it appears that the type of entity you are describing was specifically...
From: Verne, B. Michael Sent: Wednesday, December 10, 2014 10:02 AM To: (Redacted).; Walsh, Kathryn E. Subject: RE: Thresholds Correct- up to whatever the $500 million (as adjusted) will be at the time of the acquisition   From: (Redacted) Sent: Wednesday, December 10, 2014 9:57AM...
From: Verne, B. Michael [mailto:MVERNE@ftc.gov] Sent: Wednesday, December 17, 2014 10:39 AM To: (Redacted).; Walsh ,Kathryn E. Cc: Gillis, Diana L.; Whitehead, Nora Subject: RE: Manual Interp. 94 and whether acquisition price is determined when there are earn-outs
From: Verne, B. Michael Sent: Tuesday, December 02, 2014 1:56PM To: (Redacted); Walsh, Kathryn E. Subject: RE: REIT question (Redacted) - We can't blink on this one. The rule says "No new assets will be contributed to the new entity as a result of the conversion". We have stretched...
From: (Redacted) Sent: Thursday, July 03, 2014 11:31AM To: Verne, B. Michael; Walsh, Kathryn E. Cc: (Redacted) Subject: Questions Regarding Rule 802.9 Mike and Kate, We would appreciate your advice about the applicability of the 802.9 exemption to the following transaction....
From: (Redacted) Sent: Wednesday, July 02, 2014 12:24 PM To: Verne, B. Michael Subject: Question Regarding 401(k) Plans Mike, Hope all is well, In the attached Interpretation:http://www.ftc.gov/enforcement/premerger-notification-program/informalln....

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