Legal Library: Search

Displaying 1361 - 1380 of 1860

Show:

Sort By:

HSR Informal Interpretations

0205002 Informal Interpretation

… and Amendment No. 1 to the Finance Documents and to the Investment and Shareholders Agreement." A copy of the …

Date

1 de mayo de 2002

Rule

802.71

None noted

Original Image File (136.17 KB)

HSR Informal Interpretations

0205010 Informal Interpretation

… A will not receive, or be entitled to receive or make any investment decision with respect to the application on that … that acquires those shares "solely for the purposes of investment" would be exempt from the Requirements under 16 …

Date

1 de mayo de 2002

Rule

7A(c)(10)

Advised that with the one exception noted above, agreed that the demerger is exempt under 802.30 and 7A(c)(10). N. Ovuka concurs.

Original Image File (354.56 KB)

Early Termination Notices

20020627: Apollo Investment Fund, L.P.; Oak Hill Capital Partners, L.P.

… 20020627: Apollo Investment Fund, L.P.; Oak Hill Capital Partners, L.P. HSR Early Termination Notice 20020627: Apollo Investment Fund, L.P.; Oak Hill Capital Partners, L.P. … Limited Partnership Oak Hill Capital Partners, L.P. Apollo Investment Fund, L.P. … 20020627: Apollo Investment Fund, …

Date

19 de Abr de 2002

Acquiring Party

Apollo Investment Fund, L.P.

Acquired Party

Oak Hill Capital Partners, L.P.

Acquired Entities

Heavenly Valley, Limited Partnership

Early Termination Notices

20020573: Investment Technology Group, Inc.; Hoenig Group, Inc.

… 20020573: Investment Technology Group, Inc.; Hoenig Group, Inc. HSR Early Termination Notice 20020573: Investment Technology Group, Inc.; Hoenig Group, Inc. 20020573 Hoenig Group, Inc. Hoenig Group, Inc. Investment Technology Group, Inc. … 20020573: Investment …

Date

2 de Abr de 2002

Acquiring Party

Investment Technology Group, Inc.

Acquired Party

Hoenig Group, Inc.

Acquired Entities

Hoenig Group, Inc.

Early Termination Notices

20020585: Retirement Residences Real Estate Investment Trust; CPL Long Term Care Real Estate Investment Trust

… 20020585: Retirement Residences Real Estate Investment Trust; CPL Long Term Care Real Estate Investment Trust HSR Early Termination Notice 20020585: Retirement Residences Real Estate Investment Trust; CPL Long Term Care Real Estate Investment …

Date

29 de Mar de 2002

Acquiring Party

Retirement Residences Real Estate Investment Trust

Acquired Party

CPL Long Term Care Real Estate Investment Trust

Acquired Entities

CPL Long Term Care Real Estate Investment Trust

HSR Informal Interpretations

0203013 Informal Interpretation

… by you: The deal involves ultimately, Investor A's investment of new funds into Company A and the creation of …

Date

26 de Mar de 2002

Rule

FI 15

The only reportable transaction is Investor As acquisition of Company A voting stock. The formation of Newco LLC is non-reportable. (Only one business is being contributed to the formation).

Original Image File (60.46 KB)

Early Termination Notices

20020507: Massachusetts Mutual Life Insurance Company; Thomas G. Macrini

… Life Insurance Company; Thomas G. Macrini 20020507 Gulf Investment Management, Inc. Thomas G. Macrini Massachusetts …

Date

22 de Mar de 2002

Acquiring Party

Massachusetts Mutual Life Insurance Company

Acquired Party

Thomas G. Macrini

Acquired Entities

Gulf Investment Management, Inc.

HSR Informal Interpretations

0203005 Informal Interpretation

… $15 million or more (not including cash and certain other investment assets) or (ii) sales in or into the US valued at …

Date

1 de Mar de 2002

Rule

802.50

Agree that [Company Cs] sales do not constitute sales in or into the US.

Original Image File (169.64 KB)

Early Termination Notices

20020410: The Toronto-Dominion Bank; John S. Stafford, Jr.

… Toronto-Dominion Bank; John S. Stafford, Jr. 20020410 JSS Investments, L.L.C. John S. Stafford, Jr. The …

Date

20 de Feb de 2002

Acquiring Party

The Toronto-Dominion Bank

Acquired Party

John S. Stafford, Jr.

Acquired Entities

JSS Investments, L.L.C.

Early Termination Notices

20020373: Stilwell Financial Inc.; The Prudential Insurance Company of America

… Prudential Insurance Company of America 20020373 Enhanced Investment Technologies, Inc. The Prudential Insurance …

Date

4 de Feb de 2002

Acquiring Party

Stilwell Financial Inc.

Acquired Party

The Prudential Insurance Company of America

Acquired Entities

Enhanced Investment Technologies, Inc.

Early Termination Notices

20020338: Deutsche Bank AG; Zurich Financial Services

… Bank AG; Zurich Financial Services 20020338 Zurich Scudder Investments, Inc. Zurich Financial Services Deutsche Bank AG …

Date

4 de Feb de 2002

Acquiring Party

Deutsche Bank AG

Acquired Party

Zurich Financial Services

Acquired Entities

Zurich Scudder Investments, Inc.

Early Termination Notices

20020377: Yellow Pages Investments, L.P.; McLeodUSA Incorporated

… 20020377: Yellow Pages Investments, L.P.; McLeodUSA Incorporated HSR Early Termination Notice 20020377: Yellow Pages Investments, L.P.; McLeodUSA Incorporated 20020377 McLeodUSA … Media Group, Inc. McLeodUSA Incorporated Yellow Pages Investments, L.P. … 20020377: Yellow Pages Investments, …

Date

1 de Feb de 2002

Acquiring Party

Yellow Pages Investments, L.P.

Acquired Party

McLeodUSA Incorporated

Acquired Entities

McLeodUSA Media Group, Inc.

HSR Informal Interpretations

0202005 Informal Interpretation

… Trade Commission Washington, D.C. 20580 Re: Item 4(c) - Investment Banker Book Dear Mr. Verne: I very much … call concerned whether a filing need include a draft of an investment banker book regarding the possible sale of a company which draft updated a prior version of the investment banker book when the prior version had been …

Date

1 de Feb de 2002

Rule

Item 4(c)

Agree with writer of letter that because the draft was never received by an officer or director it is not 4(c).

Original Image File (113.77 KB)

HSR Informal Interpretations

0101015 Informal Interpretation

… intra-corporate exemption of 802.30 would apply to Fund A's investment in the subsidiary. None of the other investors … batch of filings required in connection with the new investments and conversions of existing investments in Corporation B by Fund A and other present …

Date

18 de Ene de 2002

Rule

801.11 801.1(b)

Called1/18/2002. I concur with this letter. PS

Original Image File (152.6 KB)

Early Termination Notices

20020313: The Goldman Sachs Group, Inc.; Thomas F. McGowan

… Group, Inc.; Thomas F. McGowan 20020313 Hilary, L.L.C. TFM Investment Group Thomas F. McGowan The Goldman Sachs Group, …

Date

14 de Ene de 2002

Acquiring Party

The Goldman Sachs Group, Inc.

Acquired Party

Thomas F. McGowan

Acquired Entities

Hilary, L.L.C.

TFM Investment Group

Early Termination Notices

20020308: Pharmaceutical Resources, Inc.; Samuel J. Heyman

… 20020308 ISP Chemicals Inc. ISP Hungary Holdings Ltd. ISP Investments Inc. ISP Technologies Inc. Samuel J. Heyman …

Date

14 de Ene de 2002

Acquiring Party

Pharmaceutical Resources, Inc.

Acquired Party

Samuel J. Heyman

Acquired Entities

ISP Chemicals Inc.

ISP Hungary Holdings Ltd.

ISP Investments Inc.

ISP Technologies Inc.

HSR Informal Interpretations

0101006 Informal Interpretation

… it does. A currently has the right to vote the shares, and investment discretion, the benefit of an increase and the …

Date

11 de Ene de 2002

Rule

801.1 801.2

Karen Berg; Marian Bruno; Nancy Ovuka (all concur) B. Michael Verne 1/11/02

Original Image File (60.97 KB)

HSR Informal Interpretations

0101007 Informal Interpretation

… it does. A currently has the right to vote the shares, and investment discretion, the benefit of an increase and the …

Date

11 de Ene de 2002

1/11 all concur.

Original Image File (102.04 KB)

Early Termination Notices

20012438: Smith Investment Company; Ocelot Oil Corp.

… 20012438: Smith Investment Company; Ocelot Oil Corp. HSR Early Termination Notice 20012438: Smith Investment Company; Ocelot Oil Corp. 20012438 State Industries, Inc. Ocelot Oil Corp. Smith Investment Company … 20012438: Smith Investment Company; …

Date

20 de Dic de 2001

Acquiring Party

Smith Investment Company

Acquired Party

Ocelot Oil Corp.

Acquired Entities

State Industries, Inc.

HSR Informal Interpretations

0112005 Informal Interpretation

… starting at a low percentage proportional to their cash investment and growing in proportion to their share of any …

Date

12 de Dic de 2001

Rule

802.30, 801.90, F.I. 15

Agree If no 801.90 issues are raised, there is nothing reportable here. 12/12/01

Original Image File (95.44 KB)

Displaying 1361 - 1380 of 1860

Legal Library: Search

Refine your results

Refine your results