Pasar al contenido principal

Refine your results

Filtros
Buscar
Include spaces in matter number if applicable. Ex.: 182 3125
Fecha
Displaying 1261 - 1280 of 2933
HSR Informal Interpretations

0806010 Informal Interpretation

… fall on individual executives and directors (and their companies) when they receive shares under RSU awards. No … already manage the company at issue. Not surprisingly, many companies and their executives and directors may not even … to the RSUs. In recent years it has become common for companies to award RSUs to employees, officers, and …
Date
Rule
801.1
06/10/2008 - We don't think that restricted stock units that vest on a date certain in the future are sufficiently different from stock options that are exercised by an executive to warrant a change...
Early Termination Notices

20081057: PPL Corporation; The Bear Stearns Companies, Inc.

… 20081057: PPL Corporation; The Bear Stearns Companies, Inc. HSR Early Termination Notice 20081057: PPL Corporation; The Bear Stearns Companies, Inc. 20081057 BE Ironwood LLC The Bear Stearns Companies, Inc. PPL Corporation … 20081057: PPL Corporation; …
Date
Acquiring Party
PPL Corporation
Acquired Party
The Bear Stearns Companies, Inc.
Acquired Entities
BE Ironwood LLC
HSR Informal Interpretations

0806005 Informal Interpretation

… and surface land surrounding a coalmine for $25 million in cash and (B) railroad assets of an affiliated company(the … that provide rail access to the coal mine for $50million in cash. The Mine Owner also owns the coal mine and all the …
Date
Rule
802.3
No associated exploration or production assets must be acquired with reserves to be exempt under 802.3
HSR Informal Interpretations

0806008 Informal Interpretation

… (third-party non-controlled issuers) No Yes Warrants No Yes Cash and cash equivalents Yes Yes Cash Collateral held at brokers Yes … interests which Company B holds in several of its portfolio companies(the "Controlled Companies") and "other assets" …
Date
Rule
802.4
Agree
HSR Informal Interpretations

0806006 Informal Interpretation

… providing for the following: 1. A, V, and W will contribute cash to B in exchange for common stock of B (B is its own … involved Company A acquiring the stock of Company B for cash and stock of Company A. The parent of Company B became …
Date
06/06/2008 – Agree, one filing A acquiring B. K Walsh concurs.
HSR Informal Interpretations

0806002 Informal Interpretation

… existing debt will be converted into the right to receive a cash distribution, which in turn will be used as payment for … Debtor. Certain current debt holders will contribute their cash distribution rights to Newco in exchange for Newco voting securities. The aggregate cash distribution value of the rights contributed to Newco …
Date
Rule
801.10
06/03/2008 – Agree.
Advocacy Filings

FTC Staff Comment Before the Department of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA")

… of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA") Enviado por wfg-adm109 … of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA") v080012respa.pdf … of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA") …
Date
Matter Number
V080012
Related Release
FTC Staff Files Comments with HUD on Proposed Amendments to RESPA Regulations
HSR Informal Interpretations

0805019 Informal Interpretation

… facilities which J owns and approximately $135 million incash. Creditors haveagreed to assign their rights to D's …
Date
Rule
801.1(c)
Advised that beneficial ownership of the 0 assets does not pass to the creditors prior to being acquired by Newco. The creditors will not have dispositive rights because there is a definitive...
HSR Informal Interpretations

0805016 Informal Interpretation

… and consumer financial services, including certain companies that provide financing services in the rail … the total purchase price for the transaction, stated as a cash premium over the net book value of the assets to be …
Date
Rule
15 USC 18a(c)(1) – 7A(c)(1)
05/29/2008 – Agree. UPDATE: December 9, 2021: This no longer represents the positon of the PNO. Section 7A(c)(1) does not exempt the assets underlying the exempt financial instrument, such as a lease...
Early Termination Notices

20081204: Triarc Companies, Inc.; Wendy's International, Inc.

… 20081204: Triarc Companies, Inc.; Wendy's International, Inc. HSR Early Termination Notice 20081204: Triarc Companies, Inc.; Wendy's International, Inc. 20081204 … International, Inc. Wendy's International, Inc. Triarc Companies, Inc. … 20081204: Triarc Companies, Inc.; Wendy's …
Date
Acquiring Party
Triarc Companies, Inc.
Acquired Party
Wendy's International, Inc.
Acquired Entities
Wendy's International, Inc.
Early Termination Notices

20081203: Trian Star Trust; Triarc Companies, Inc.

… 20081203: Trian Star Trust; Triarc Companies, Inc. HSR Early Termination Notice 20081203: Trian Star Trust; Triarc Companies, Inc. 20081203 Triarc Companies, Inc. Triarc Companies, Inc. Trian Star Trust … …
Date
Acquiring Party
Trian Star Trust
Acquired Party
Triarc Companies, Inc.
Acquired Entities
Triarc Companies, Inc.
HSR Informal Interpretations

0805014 Informal Interpretation

… Forward (if any). It islikely that the Offeror will provide cash collateral to the Independent Banksin respect of the … of the underlying shares -to the extent the Offeror posts cashcollateral, it will not have to pay financing costs. … an earlier date elected by the Offeror. 2.1.5 If physical settlement is elected, the Independent Bank will be obliged …
Date
Rule
801.1(c)
Agree this is ok. K Walsh concurs.
HSR Informal Interpretations

0805013 Informal Interpretation

… to be purchasedby Buyer directly from Seller. Thanks in advance.Please let me know if you need more facts to give …
Date
Rule
Form Item 4(c)
I don't believe that the change from 100% to 70% represents a substantive enough change in the transaction to say that it is a different transaction. I would take the search back to November.
Displaying 1261 - 1280 of 2933
Return to top