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Early Termination Notices

20051439: General Dynamics Corporation; CCG Investment Fund, L.P.

… 20051439: General Dynamics Corporation; CCG Investment Fund, L.P. HSR Early Termination Notice 20051439: General Dynamics Corporation; CCG Investment Fund, L.P. 20051439 New Itronix Holdings Corporation CCG Investment Fund, L.P. General Dynamics Corporation … …
Date
Acquiring Party
General Dynamics Corporation
Acquired Party
CCG Investment Fund, L.P.
Acquired Entities
New Itronix Holdings Corporation
Early Termination Notices

20051318: Citigroup Inc.; Legg Mason, Inc.

Date
Acquiring Party
Citigroup Inc.
Acquired Party
Legg Mason, Inc.
Acquired Entities
Howard Weil Financial Corporation (Louisiana)
Legg Mason Insurance Agency of Massachusetts, Inc.
Legg Mason Insurance Agency of Texas, Inc. (Texas)
Legg Mason Insurance Agency, Inc. (Maryland)
Legg Mason Limited UK Corporation (United Kingdom)
Legg Mason Mortgage Capital Corporation (Maryland)
Legg Mason Wood Walker, Inc. (Maryland)
Legg Mason, Inc.
LM Falcon Investment Strategies, Inc. (Maryland)
Orchard Financial Services, Inc. (Maryland)
Peregrine Investments LLC (Maryland)
Early Termination Notices

20051317: Legg Mason, Inc.; Citigroup Inc.

… Asset Management Limited (United Kingdom) Citigroup Investment Management (Luxembourg) S.A. CitiMoney S.A. … Smith Barney Global Capital Management, Inc. The Travelers Investment Management Company Towarzystwo Funduszy …
Date
Acquiring Party
Legg Mason, Inc.
Acquired Party
Citigroup Inc.
Acquired Entities
Citi FCP S.A. (Luxembourg)
Citi Islamic Portfolios S.A. (Luxembourg)
Citibank Global Asset Management (Asia) Limited (Hong Kong)
Citicorp Chile Administradora General de Fondos S.A. (Chile)
Citigroup Advisors Co., Ltd. (Japan)
Citigroup Asset Management Limited (United Kingdom)
Citigroup Investment Management (Luxembourg) S.A.
CitiMoney S.A. (Luxembourg)
Handlowy Zarzadzanie Aktywami S.A. (Poland)
Salomon Brothers Asset Management (Ireland)
Salomon Brothers Asset Management Asia Pacific Limited
Salomon Brothers Asset Management Inc. (Delaware, USA)
Smith Barney Fund Management LLC (Delaware, USA)
Smith Barney Global Capital Management, Inc.
The Travelers Investment Management Company
Towarzystwo Funduszy Inwestycyjnych BH S.A. (Poland)
Early Termination Notices

20051365: CCG Investments BVI, L..P.; Aspect Communications Corporations

… 20051365: CCG Investments BVI, L..P.; Aspect Communications Corporations HSR Early Termination Notice 20051365: CCG Investments BVI, L..P.; Aspect Communications Corporations … Corporations Aspect Communications Corporations CCG Investments BVI, L..P. … 20051365: CCG Investments BVI, …
Date
Acquiring Party
CCG Investments BVI, L..P.
Acquired Party
Aspect Communications Corporations
Acquired Entities
Aspect Communications Corporations
Early Termination Notices

20051316: New Refco Group Ltd., LLC; Cargill Incorporated

… CIS Cash Management, Inc CIS Financial Services, Inc. CIS Investments, Inc. CIS Securities, Inc. Cargill Incorporated …
Date
Acquiring Party
New Refco Group Ltd., LLC
Acquired Party
Cargill Incorporated
Acquired Entities
Cargill Investor Services Limited
Cargill Investor Services, Inc.
Cargill Investors Services (Singapore) Pte. Ltd.
CIS Cash Management, Inc
CIS Financial Services, Inc.
CIS Investments, Inc.
CIS Securities, Inc.
Early Termination Notices

20051335: Investment Technology Group, Inc.; The MacGregor Group, Inc.

… 20051335: Investment Technology Group, Inc.; The MacGregor Group, Inc. HSR Early Termination Notice 20051335: Investment Technology Group, Inc.; The MacGregor Group, Inc. … The MacGregor Group, Inc. The MacGregor Group, Inc. Investment Technology Group, Inc. … 20051335: Investment …
Date
Acquiring Party
Investment Technology Group, Inc.
Acquired Party
The MacGregor Group, Inc.
Acquired Entities
The MacGregor Group, Inc.
Early Termination Notices

20051283: Danaher Corporation; LM Investments S.a.r.l

… 20051283: Danaher Corporation; LM Investments S.a.r.l HSR Early Termination Notice 20051283: Danaher Corporation; LM Investments S.a.r.l 20051283 Leica Microsystems AG LM Investments S.a.r.l Danaher Corporation … 20051283: Danaher …
Date
Acquiring Party
Danaher Corporation
Acquired Party
LM Investments S.a.r.l
Acquired Entities
Leica Microsystems AG
HSR Informal Interpretations

0507012 Informal Interpretation

… intangible assets (such as telephone numbers), permittedinvestments (reflecting reserves underlying the obligations … relatingto the transferred assets. The value of the investments reflecting the reservesbeing transferred is … testis met. Wealso understand that the transfer of investments reflecting reserves inconnection with a …
Date
Rule
801.10
Agree.
Early Termination Notices

20051306: The British United Provident Association Limited; Michael A. Carricarte

… A. Carricarte 20051306 Amedex Insurance Company Amedex Investment Corporation, Inc. Amedex Worldwide Corporation …
Date
Acquiring Party
The British United Provident Association Limited
Acquired Party
Michael A. Carricarte
Acquired Entities
Amedex Insurance Company
Amedex Investment Corporation, Inc.
Amedex Worldwide Corporation
Americas International Network Corp.
Onup Group Corp.
U.S.A. Medical Services Corp.
HSR Informal Interpretations

0507010 Informal Interpretation

… Friday, July 22, 2005 2:36 PM To:Verne, B. Michael Subject: Investment BankPitches/Item 4(c) Documents Mike, I am … toyou with a question about pitches that were made by investment banks to the boardof directors of the acquired … that were prepared by each of 8 separate investment banks inconnection with a transaction for which …
Date
Rule
Form - Item 4(c)
If used by an officer or director to analyze the transaction, they are 4(c) even if unsolicited. N Ovuka concurs.
Early Termination Notices

20051256: Shepherd Investments International, Ltd.; IEG Virtual Studios LLC

… 20051256: Shepherd Investments International, Ltd.; IEG Virtual Studios LLC HSR Early Termination Notice 20051256: Shepherd Investments International, Ltd.; IEG Virtual Studios LLC … IEG Virtual Studios LLC IEG Virtual Studios LLC Shepherd Investments International, Ltd. … 20051256: Shepherd …
Date
Acquiring Party
Shepherd Investments International, Ltd.
Acquired Party
IEG Virtual Studios LLC
Acquired Entities
IEG Virtual Studios LLC
HSR Informal Interpretations

0506009 Informal Interpretation

… the exemption set out in Section802.5, the acquisition of investment rental property assets, to the acquisitionof … unrelated third parties. Rule802.5 exempts acquisitions of investment rental property assets which"will not be rented … the real property, and will be held strictly for rental or investmentpurposes." You advised that the 802.5 exemption …
Date
Rule
802.5
Agree.
Early Termination Notices

20051067: PAR Investment Partners, L.P.; US Airways Group, Inc.

… 20051067: PAR Investment Partners, L.P.; US Airways Group, Inc. HSR Early Termination Notice 20051067: PAR Investment Partners, L.P.; US Airways Group, Inc. 20051067 US Airways Group, Inc. US Airways Group, Inc. PAR Investment Partners, L.P. … 20051067: PAR Investment …
Date
Acquiring Party
PAR Investment Partners, L.P.
Acquired Party
US Airways Group, Inc.
Acquired Entities
US Airways Group, Inc.
HSR Informal Interpretations

0506007 Informal Interpretation

… 801.1. Those sections variously refer to collective investment funds,revocable trusts, irrevocable trusts in …
Date
Rule
801.1(b), 801(c)
These trust are all trust except business trusts. The distinction is that business trusts issue units that entitle the holder to economic interest in the trust. The trusts in 801.1(c)(3) (5) hold...
Displaying 1181 - 1200 of 1860
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