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Early Termination Notices

20191748: Piper Jaffray Companies; SOP Holdings, LLC

… 20191748: Piper Jaffray Companies; SOP Holdings, LLC HSR Early Termination Notice 20191748: Piper Jaffray Companies; SOP Holdings, LLC 20191748 SOP Holdings, LLC SOP Holdings, LLC Piper Jaffray Companies … 20191748: Piper Jaffray Companies; SOP Holdings, …
Date
Acquiring Party
Piper Jaffray Companies
Acquired Party
SOP Holdings, LLC
Acquired Entities
SOP Holdings, LLC
HSR Informal Interpretations

1908007 Informal Interpretation

… Cc: [Redacted] Subject: RE: HSR Valuation Question If the cash infusion is consideration for the sale of B to A, then … valuation. Company A is buying the LLC interests of Companies B, C, and D. B, C, D collectively are majority … is reportable. A also will be making an infusion of cash into Company B, which is the main operating company. …
Date
Rule
801.10
If the cash infusion is consideration for the sale of B to A, then the amount should be included in the size of transaction.
Cases and Proceedings

Global Access Technical Support

… Technical Support The Federal Trade Commission reached settlements with a group of St. Louis-based defendants who …

The Federal Trade Commission reached settlements with a group of St. Louis-based defendants who used deceptive Internet pop-up ads to trick consumers into buying unnecessary technical support services.

Type of Action
Federal
Last Updated
FTC Matter/File Number
162 3095
X170001
Cases and Proceedings

Equifax, Inc.

… and potentially up to $700 million, as part of a global settlement with the Federal Trade Commission, the Consumer …

Equifax, Inc. agreed to pay at least $575 million, and potentially up to $700 million, as part of a global settlement with the Federal Trade Commission, the Consumer Financial Protection Bureau (CFPB), and 50 U.S. states and territories to settle allegations that the credit reporting company's failed to take reasonable steps to secure its network. 

Type of Action
Federal
Last Updated
FTC Matter/File Number
172 3203
Early Termination Notices

20191691: Nexus Special Situations II, L.P.; FTD Companies, Inc.

… 20191691: Nexus Special Situations II, L.P.; FTD Companies, Inc. HSR Early Termination Notice 20191691: Nexus Special Situations II, L.P.; FTD Companies, Inc. 20191691 Florists' Transworld Delivery, Inc. … FTD.COM Inc. FlowerFarm, Inc. FTD.CA, Inc. FTD, Inc. FTD Companies, Inc. Nexus Special Situations II, L.P. … …
Date
Acquiring Party
Nexus Special Situations II, L.P.
Acquired Party
FTD Companies, Inc.
Acquired Entities
Florists' Transworld Delivery, Inc.
Bloom That, Inc.
Provide Commerce, Inc.
FTD.COM Inc.
FlowerFarm, Inc.
FTD.CA, Inc.
FTD, Inc.
HSR Informal Interpretations

1907006 Informal Interpretation

… To:  [Redacted] Cc: [Redacted] Subject: RE: restricted cash question Confirmed. From: [Redacted] Sent: Friday, July … & Canada) To: [Redacted] Cc: [Redacted] Subject: restricted cash question Dear all, We are writing to confirm whether restricted cash (money reserved for specific purposes) falls under …
Date
Rule
801.21
Confirmed.
Early Termination Notices

20191344: The Greenbrier Companies, Inc.; ITE Rail Fund L.P.

… 20191344: The Greenbrier Companies, Inc.; ITE Rail Fund L.P. HSR Early Termination Notice 20191344: The Greenbrier Companies, Inc.; ITE Rail Fund L.P. 20191344 American … Railcar Industries, Inc. ITE Rail Fund L.P. The Greenbrier Companies, Inc. … 20191344: The Greenbrier Companies, Inc.; …
Date
Acquiring Party
The Greenbrier Companies, Inc.
Acquired Party
ITE Rail Fund L.P.
Acquired Entities
American Railcar Industries, Inc.
HSR Informal Interpretations

1907003 Informal Interpretation

… regarding backside filings. Assume you have two public companies, Company A and Company B. In a hypothetical …
Date
Rule
801.10
Our position is that if Company B holds Company A’s shares for more than a moment before it distributes them to B’s shareholders, it will be deemed to have made an acquisition of the shares.
Early Termination Notices

20191634: 2003 TIL Settlement; Capital Confirmation, Inc.

… 20191634: 2003 TIL Settlement; Capital Confirmation, Inc. HSR Early Termination Notice 20191634: 2003 TIL Settlement; Capital Confirmation, Inc. 20191634 Capital … Confirmation, Inc. Capital Confirmation, Inc. 2003 TIL Settlement … 20191634: 2003 TIL Settlement; Capital …
Date
Acquiring Party
2003 TIL Settlement
Acquired Party
Capital Confirmation, Inc.
Acquired Entities
Capital Confirmation, Inc.
Cases and Proceedings

James V. Grago, Jr. doing business as ClixSense.com, In the Matter of

… before collecting personal information as part of a final settlement with the Federal Trade Commission related to …

James V. Grago, Jr. online rewards website ClixSense.com settled allegations from the Fewill be required to implement a comprehensive information security program before collecting personal information as part of a final settlement with the Federal Trade Commission related to allegations that he failed to take reasonable steps to protect personal data.

Type of Action
Administrative
Last Updated
FTC Matter/File Number
172 3003
Early Termination Notices

20191493: Lovell Minnick Equity Partners IV LP; Piper Jaffray Companies

… Lovell Minnick Equity Partners IV LP; Piper Jaffray Companies HSR Early Termination Notice 20191493: Lovell Minnick Equity Partners IV LP; Piper Jaffray Companies 20191493 Advisory Research, Inc. Piper Jaffray Companies Lovell Minnick Equity Partners IV LP … 20191493: …
Date
Acquiring Party
Lovell Minnick Equity Partners IV LP
Acquired Party
Piper Jaffray Companies
Acquired Entities
Advisory Research, Inc.
Cases and Proceedings

Derek Jason Bartoli

… guy,” and at times the seller for various telemarketing companies, including companies that the … Derek Jason Bartoli …

Announced in June 2019 as part of a crackdown on illegal robocalls against operations around the country responsible for more than one billion calls, the FTC’s complaint against Derek Jason Bartoli alleges the Florida-based defendant has been an active participant in the illegal telemarketing industry for several years, serving as the “dialer,” “information technology (IT) guy,” and at times the seller for various telemarketing companies, including companies that the FTC and other law enforcement agencies have sued. He provided services in his own name and in the names of Phoenix Innovative Solutions LLC, Marketing Consultation Solutions LLC, and KimRain Marketing LLC.

Type of Action
Federal
Last Updated
FTC Matter/File Number
182 3105
HSR Informal Interpretations

1906005 Informal Interpretation

… we need a separate affidavit for each UPE? Many thanks in advance for your guidance on these items.     … 1906005 …
Date
Rule
803.5, 801.1
1) One form is fine as long as you provide all the necessary information for each UPE. 2) An officer or director of the filing entity can sign and attest to the good faith intent of both UPEs...
Cases and Proceedings

Canon Inc. and Toshiba Corporation

… agreed to settle Federal Trade Commission charges that the companies violated the premerger notification and waiting …

Canon Inc. and Toshiba Corporation have agreed to settle Federal Trade Commission charges that the companies violated the premerger notification and waiting period requirements of the Hart-Scott-Rodino Act, or HSR Act, when Canon acquired Toshiba Medical Systems Corporation from Toshiba in 2016.

Type of Action
Federal
Last Updated
FTC Matter/File Number
161 0129
HSR Informal Interpretations

1905005 Informal Interpretation

… a location outside the US and receives dividends from US companies. This individual also has certain accounts that … in the US. If they buy/sell securities or debt of US companies do either the proceeds of this activity or any …
Date
Rule
Item 5
If the minority-held entity has US operations, interest and dividends are reportable in NAICS 523910. It doesn’t matter where the accounts are located or managed.
Cases and Proceedings

Unixiz, Inc. doing business as i-Dressup.com

… CEO Zhijun Liu and Secretary Xichen Zhang, reached a settlement over allegations they violated the Children’s …

Unixiz, Inc., doing business as i-Dressup.com, and the individually named defendants CEO Zhijun Liu and Secretary Xichen Zhang, reached a settlement over allegations they violated the Children’s Online Privacy Protection Act (COPPA).

Type of Action
Federal
Last Updated
FTC Matter/File Number
172 3002
Cases and Proceedings

Underground Sports Inc., doing business as Patriot Puck, et al., In the Matter of

… in two separate cases in which the agency alleged that companies falsely claimed their products were made in the United States. The companies were Sandpiper of California and Underground …

Following public comment periods, the Federal Trade Commission has approved final consent orders in two separate cases in which the agency alleged that companies falsely claimed their products were made in the United States. The companies were Sandpiper of California and Underground Sports Inc.

Type of Action
Administrative
Last Updated
FTC Matter/File Number
182 3113
Cases and Proceedings

Sandpiper of California, Inc. et al., In the Matter of

… in two separate cases in which the agency alleged that companies falsely claimed their products were made in the United States. The companies were Sandpiper of California and Underground …

Following public comment periods, the Federal Trade Commission has approved final consent orders in two separate cases in which the agency alleged that companies falsely claimed their products were made in the United States. The companies were Sandpiper of California and Underground Sports Inc.

Type of Action
Administrative
Last Updated
FTC Matter/File Number
182 3095
Displaying 421 - 440 of 2929
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