Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

Learn more about Informal Interpretations.

Displaying 3681 - 3700 of 3967

8605005 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
7A(d)(2)(B), 803.11, 802.30

Response/Comments

On 5/29/ I informed (redacted) that the Transaction was not required to be filedsince (1) If it involves voting securities it is exempt under 802.30 as an intra-person transaction. If it is not...

8604004 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
802.20

Response/Comments

I did not advise the writer that the acquisition of A by B was non reportable if there was an assumption of A’s liabilities by B. The transaction would be non reportable only if the sale...

8604001 Informal Interpretation

Staff:
Addie Williams
Rule:
801.11(e)

Response/Comments

4/7/86 Called Mr. (redacted) and indicated that the PMN staff was in agreement with the facts as stated. However, did point out to Mr. (redacted) that a reference to no regularly prepared balance...

8603005 Informal Interpretation

Staff:
Andrew Scanlon
Rule:
801.1(b)

Response/Comments

Andrew Scanlon Response: 3/21/ T/C Scanlon I advised (redacted) that the staff agreed that the transactions as outlined above were exempt as indicated. I suggested that should she be involved in a...

8603008 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
801.1(b), 801.40

Response/Comments

On 3/21/86 I called the author of this letter and spoke with his associate and informed him that the letter was incorrect regarding the transaction referred in the 2d last paragraph on pg 2. That...

8603003 Informal Interpretation

Staff:
Andrew Scanlon
Rule:
7A(c)(2)

Response/Comments

I advised (redacted) that based on this letter a filing is required with XYZ (ESOP) as the acquiring party and XYZ as the acquired with the data the same for both parties, and that there may be a...

Pages