In Item 6(b), Limited Liability Partnerships (LLPs) must list all holders of 5% or more.
Question
From: Storm, Evan
Sent: Tuesday, November 15, 2016 11:11 AM
To: [REDACTED]
Subject: RE: Item 6(b) holders - LLPs
For LLPs, unlike LPs, we require listing of all holders of 5% or more.
Regards
Evan
From: [REDACTED]
Sent: Wednesday, November 09, 2016 12:42 PM
To: Storm, Evan
Cc: [REDACTED]
Subject: Item 6(b) holders - LLPs
Hi Evan, hope all is well. A question on Item 6(b) disclosure: with respect to our client, a limited liability partnership (LLP, not LP), there is no general partner - the LLP has officers/directors. Can you please confirm that consistent with treatment of limited partnerships, we need not disclose the individual limited liability partners, and that we can indicate “not applicable” in response to Item 6(b)? Many thanks. [REDACTED]
[REDACTED]