Tag: Competition

Displaying 1 - 20 of 67 results.

Filtering by content type: HSR Informal Interpretation

From: (Redacted) Sent: Thursday, July 03, 2014 11:31AM To: Verne, B. Michael; Walsh, Kathryn E. Cc: (Redacted) Subject: Questions Regarding Rule 802.9 Mike and Kate, We would appreciate your advice about the applicability of the 802.9 exemption to the following transaction....
From: (Redacted) Sent: Wednesday, July 02, 2014 12:24 PM To: Verne, B. Michael Subject: Question Regarding 401(k) Plans Mike, Hope all is well, In the attached Interpretation:http://www.ftc.gov/enforcement/premerger-notification-program/informalln....
From: (Redacted) Sent: Tuesday, July 01, 2014 5:15 PM To: Verne, B. Michael Subject: Two (easy) questions Hi Mike. I hope you are staying cool. I have two questions for you.
From: (Redacted) Sent Monday, June 30, 2014 5:27 PM To: Verne, B. Michael Subject: Size of transaction question Mike, I would appreciate your guidance on calculating the size of transaction for the following transaction. Transaction Description Target currently is a corporation...
From: Walsh, Kathryn E. Sent: Monday, June 30, 2014 11:13 AM To: (Redacted) Cc: (Redacted) Subject: RE (Redacted) You can refer to the original notice. ------------- From: (Redacted) Sent: Monday, June 30, 2014 11:03 AM To: Walsh, Kathryn E. Cc: (Redacted) Subject: (Redacted)...
From: Walsh, Kathryn E. [mailto:kwalsh@ftc.goy] Sent: Monday, June 30, 2014 8:50AM To: (Redacted) Cc: Verne, B. Michael Subject: RE:: Brokerage Statements/Investment Account Statements Not regularly prepared (Redacted). It can be something that' s prepared internally (the language...
From: Verne, B. Michael Sent: Thursday, June 26, 2014 2:18 PM To: (Redacted); Walsh, Kathryn E. Subject: RE: Distributions From Blind-Pool Funds (Redacted) - We agree - the decision to distribute shares rather than cash is completely out of the control of the investor and at the...
From: (Redacted) Sent Wednesday, June 25, 2014 10:11AM To: Verne, B. Michael Walsh, Kathryn E. Cc: (Redacted) Subject: HSR UPE Question Dear Mike and Kathryn, I have a very brief UPE related question I was hoping you could provide guidance on. Facts: A client will use two Fonds...
From: (Redacted) Sent: Thursday, June 19, 2014 1:35 PM To: Verne, B. Michael Subject: Question re Ordinary Course Exemption Hi Mike, We are looking at the application of the used durable goods prong of the ordinary course exemption, Rule 802.1(d)(3),to a proposed transaction and...
From: (Redacted) Sent Wednesday, June 18, 2014 3:57PM To: Verne, B. Michael Cc: Walsh, Kathryn E. Subject: HSR Questions Hi, I understand from another law firm that the PNO agree that a transaction as described below was exempt and I want to confirm that it is still the current...
From: (Redacted) Sent: Wednesday, June 11, 2014 3:15 PM To: Verne, B. Michael; Walsh, Kathryn E.; Berg, Karen E. Subject: Question re-foreign companies and automatic withdrawal of an HSR
From: (Redacted) Sent: Thursday, June 12, 2014 9:30AM To: Verne, B. Michael; Walsh, Kathryn E. Subject: Voting Securities Mike and Kate, For purposes of the definition of control of a corporation, would a shareholder's waiver of his voting rights render his shares non-voting...
From: (Redacted) Sent: Monday, June 09, 2014 4:34 PM To: Verne, B. Michael; Walsh, Kathryn E. Subject: JV Formation/Acquisition - 802.50 Exemption Hi, Mike and Kate Hope you're both doing well. We're hoping you will be able to clarify how the PNO would evaluate sales generated by...
From: (Redacted) Sent Monday, June 09, 2014 2:39 PM To: Verne, B. Michael, Walsh, Kathryn E. Subject: Formation of Non-Corporate Joint Venture Kate and Mike,
From: (Redacted) Sent Monday, June 09, 2014 10:11 AM To: Verne, B. Michael; Walsh, Kathryn E. Subject: 802.4 question Mike and Kate, I have a question about applying 802.4. Assume that A will acquire a 51% stake in Fund B, an LP. Also assume that Fund B holds 60% stakes in two...
From: (Redacted) Sent Monday, June 02, 2014 4:48 PM To: Verne, B. Michael Subject: 801.4 I 802.4 Mike,
From: (Redacted) Sent: Wednesday, April 16, 2014 9:08 AM To: Verne, B. Michael; Walsh, Kathryn Subject: ordinary course Dear Mike and Kate, I am analyzing a proposed transaction and wondering if it could qualify for an exemption from HSR filing requirements as a transaction in the...
From: (Redacted) Sent: Friday, April 11, 2014 8:41AM To: Verne, B. Michael; Walsh, Kathryn Subject: Question Re: 801.1(c)(4);trusts; reversionary interest Dear Mike and Kate I have an issue regarding the control of a trust that I want to run by you.
From: (Redacted) Sent: Wednesday, April l6, 2014 10:06 AM To: Verne, B. Michael; Walsh, Kathryn Subject: 802.1and 802.3 Are acquisitions of oil/gas reserves etc. potentially within 802.1 if the reserves are producing and if they otherwise exceed the thresholds in 802.3?
From: (Redacted) Sent: Wednesday, April 09, 2014 8:45 AM To: Verne, B. Michael; Walsh, Kathryn Subject: Waiting Period - TO and an agreement (801.30(a)(5)) Hi guys,

Pages