Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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Displaying 181 - 200 of 3915

1207007 Informal Interpretation

Staff:
Michael Verne
Rule:
801.2, 802.21

Response/Comments

1) I agree that this is enough to constitute an acquisition of voting securities when the RSUs are granted. 2) If the vesting is deferred and the RSUs lose voting rights, they are no longer voting...

1207006 Informal Interpretation

Staff:
Michael Verne
Rule:
801.1(b)

Response/Comments

– Confirmed that the other hospital has a different corporate parent. Each corporate parent is its own UPE for purposed of aggregation. (Redacted) -we have done some quick research on your issue and...

1206005 Informal Interpretation

Staff:
Michael Verne
Rule:
801.1(b)

Response/Comments

– Protector is UPE. K Walsh concurs. I've run into trust protectors before, but not where the settlor can remove and replace the protector and the protector can remove and replace the trustee. I...

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