Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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Displaying 3881 - 3900 of 3919

8307002 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
7A(a)(2)

Response/Comments

The attached letters were reviewed by Wayne Kaplan and Dana Abrahamsen prior to July 8,1983 and as modified in the second letter there does not appear to be a reportabletransaction or transactions...

8307004 Informal Interpretation

Staff:
Patrick Sharpe
Rule:
801.1(c)

Response/Comments

John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the...

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