Informal Interpretations

Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.

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Displaying 3781 - 3800 of 3919

8412003 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
801.40; 802.20

Response/Comments

12/6/84 (redacted) 2d letter. Pg1 1. Refers to acquisitions plural – if so newly formed entity rule will not protect 2d etc acquisitions Pg2 2. refers to several sellers – if they are outside. Pg3 3...

8411008 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
801.40; 802.20; 801.11

Response/Comments

See attached note re [indecipherable] of advice transmitted by telephone to(redacted) on 11/30. [Indecipherable] and by W.E.K. on 11/26/84. The fact thatB is making loans and guarantees to the newly...

8411001 Informal Interpretation

Staff:
Andrew Scanlon
Rule:
803.2

Response/Comments

11/6/84 Called [indecipherable] - He is not available. told his secy that we do notrespond by mail but that I agree with the statements in this letter & confirm his understanding AMS 11/6/84

8410007 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
803.2

Response/Comments

10/29/ (redacted) letter response 10/30/84. 1. Not significantly except to extent system fails [indecipherable] we have to spend time looking for necessary documents. 2. Yes - See p33524 - if...

8409008 Informal Interpretation

Staff:
Andrew Scanlon
Rule:
7A(a)(2), 801.11

Response/Comments

T/C 9/25/84 Scanlon - [unknown person] I explained retention of $10 MM abovepass through money could make this deal reportable - He will send supplemental letter citing his understanding of this. ams...

8409006 Informal Interpretation

Staff:
Wayne Kaplan
Rule:
801.1(b)

Response/Comments

Initialed by WEK 9/13/84. O (redacted) letter. B Parent [holds] 80% [of] sub 20%[of which is] held by Client Smith. A to acquire B (Parent) of B sub. Prior to A acq Smith will form Smith Inc &amp...

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